4//SEC Filing
Tappin Matthew 4
Accession 0000950170-25-088043
CIK 0001758766other
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 7:14 PM ET
Size
10.3 KB
Accession
0000950170-25-088043
Insider Transaction Report
Form 4
STEM, INC.STEM
Tappin Matthew
President, Software Products
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2025-05-30$0.45/sh−1,164$525→ 58,281 total - Exercise/Conversion
Restricted Stock Unit
2025-05-29−2,775→ 396,784 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (2,775 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-05-29+2,775→ 59,445 total - Sale
Common Stock, Par Value $0.0001 Per Share
2025-06-16$0.45/sh−20,823$9,370→ 37,458 total
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the Reporting Person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the Reporting Person.
- [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 18, 2025.
- [F3]On July 2, 2021, the Reporting Person was granted 11,099 RSUs vesting in four equal annual installments beginning on May 2022.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001986259
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 7:14 PM ET
- Size
- 10.3 KB