4//SEC Filing
AMERICAN GENERAL LIFE INSURANCE CO 4
Accession 0000950170-25-086302
CIK 0001517518investment
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:43 PM ET
Size
15.1 KB
Accession
0000950170-25-086302
Insider Transaction Report
Form 4
Transactions
- Other
Series O Mandatory Redeemable Preferred Stock
2025-06-11$35.04/sh−125,716$4,405,089→ 0 total(indirect: Held through subsidiaries) - Other
3.46% Series M Senior Secured Notes due June 11, 2025
2025-06-11$569291.46/sh−559,610.2$318,581,307,789(indirect: Held through subsidiaries)
Holdings
- (indirect: Held through subsidiaries)
3.56% Series N Senior Secured Notes due June 11, 2027
- 160,000(indirect: Held through subsidiary)
Series P Mandatory Redeemable Preferred Stock
- (indirect: Held through subsidiaries)
3.76% Series O Senior Secured Notes due June 11, 2030
- (indirect: Held through subsidiaries)
4.66% Series H Senior Secured Notes due October 15, 2025
- 134,286(indirect: Held through subsidiaries)
Series J Mandatory Redeemable Preferred Stock
Footnotes (7)
- [F1]The Series O Mandatory Redeemable Preferred Stock were redeemed by the issuer at a price equal to the liquidation value of $35 per share plus accrued interest through the redemption date.
- [F2]American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may have been deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
- [F3]The 3.46% Series M Senior Secured Notes were redeemed by the issuer for full payment at maturity of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest through the redemption date.
- [F4]AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly held $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively.
- [F5]Directly held by AGLIC.
- [F6]AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.
- [F7]AGLIC, USL and VAL directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
Documents
Issuer
ClearBridge Energy Midstream Opportunity Fund Inc.
CIK 0001517518
Entity typeinvestment
IncorporatedTX
Related Parties
1- filerCIK 0000005108
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:43 PM ET
- Size
- 15.1 KB