4/A//SEC Filing
BALL FREDERICK 4/A
Accession 0000950170-25-064819
CIK 0000927003other
Filed
May 5, 8:00 PM ET
Accepted
May 6, 8:00 PM ET
Size
10.1 KB
Accession
0000950170-25-064819
Insider Transaction Report
Form 4/AAmended
BALL FREDERICK
Director
Transactions
- Award
Restricted Stock Units
2023-05-05+2,257→ 2,257 total→ Common Stock (2,257 underlying) - Exercise/Conversion
Restricted Stock Units
2022-05-09−2,655→ 0 total→ Common Stock (2,655 underlying) - Exercise/Conversion
Common Stock
2023-05-09+2,655→ 40,657 total(indirect: By Trust)
Footnotes (4)
- [F1]Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units.
- [F2]Table I, Column 5 of the reporting person's Form 4 filed on May 9, 2023, omitted 46 shares acquired through the dividend reinvestment plan.
- [F3]The 2,257 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.
- [F4]Table 2, Column 9 of the reporting person's Form 4 filed on May 9, 2023, incorrectly included 2,655 restricted stock units that vested with a new grant of 2,257 restricted stock units for a total of 4,912 of derivative securities. Please see footnote 1 above.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeother
Related Parties
1- filerCIK 0001175993
Filing Metadata
- Form type
- 4/A
- Filed
- May 5, 8:00 PM ET
- Accepted
- May 6, 8:00 PM ET
- Size
- 10.1 KB