4//SEC Filing
Laureles Saul R. 4
Accession 0000950170-25-063834
CIK 0001758766other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 8:32 PM ET
Size
8.6 KB
Accession
0000950170-25-063834
Insider Transaction Report
Form 4
STEM, INC.STEM
Laureles Saul R.
CHIEF LEGAL OFFICER
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-05-01+3,453→ 265,601 total - Exercise/Conversion
Restricted Stock Unit
2025-05-01−3,453→ 445,543 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (3,453 underlying) - Sale
Common Stock, Par Value $0.0001 Per Share
2025-05-02$0.53/sh−809$430→ 264,792 total
Footnotes (2)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four annual installments beginning April 2022.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001672864
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 8:32 PM ET
- Size
- 8.6 KB