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4//SEC Filing

Laureles Saul R. 4

Accession 0000950170-25-040336

CIK 0001758766other

View on SEC.gov Company Profile

Filed

Mar 16, 8:00 PM ET

Accepted

Mar 17, 4:30 PM ET

Size

10.5 KB

Accession

0000950170-25-040336

Insider Transaction Report

Form 4

Period: 2025-03-06

Laureles Saul R.

CHIEF LEGAL OFFICER

Transactions

Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-03-11+58,334→ 262,148 total
Exercise/Conversion
Restricted Stock Unit
2025-03-11−58,334→ 448,996 total
Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (58,334 underlying)
Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2025-03-06+18,087→ 203,814 total
Exercise/Conversion
Restricted Stock Unit
2025-03-06−18,087→ 507,330 total
Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (18,087 underlying)

Footnotes (2)

[F1]On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four annual installments beginning March 2022.
[F2]On May 28, 2024, the reporting person was granted 175,000 RSUs vesting in three annual installments beginning March 2025.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

STEM, INC.

CIK 0001758766

Entity typeother

Related Parties

1

filerCIK 0001672864

Filing Metadata

Form type: 4
Filed: Mar 16, 8:00 PM ET
Accepted: Mar 17, 4:30 PM ET
Size: 10.5 KB

View on SEC.gov