4//SEC Filing
MAHMOODZADEGAN NAVID 4
Accession 0000950170-25-024455
CIK 0001596967other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 7:02 PM ET
Size
15.3 KB
Accession
0000950170-25-024455
Insider Transaction Report
Form 4
MAHMOODZADEGAN NAVID
DirectorManaging Director
Transactions
- Exercise/Conversion
Class A Common Stock
2025-02-18+150,000→ 150,000 total - Exercise/Conversion
2020 LP Units of MCGEH
2025-02-18−30,421→ 30,421 total→ Class A Common Stock (30,421 underlying) - Exercise/Conversion
2021 Vested LP Units of MCGEH
2025-02-18−68,188→ 0 total→ Class A Common Stock (68,188 underlying) - Exercise/Conversion
2021 LP Units of MCGEH
2025-02-18−28,361→ 56,724 total→ Class A Common Stock (28,361 underlying) - Exercise/Conversion
2022 LP Units of MCGEH
2025-02-18−23,030→ 230,966 total→ Class A Common Stock (23,030 underlying)
Footnotes (6)
- [F1]On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3.
- [F2]Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below).
- [F3]The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
- [F4]The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
- [F5]The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
- [F6]The 2022 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2025, and (b) and 20% vests on or about each of February 23, 2026, February 23, 2027 and February 23, 2028, These 2022 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up").
Documents
Issuer
Moelis & Co
CIK 0001596967
Entity typeother
Related Parties
1- filerCIK 0001604685
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 7:02 PM ET
- Size
- 15.3 KB