4//SEC Filing
Beck Kerryn 4
Accession 0000950170-24-133823
CIK 0001819994other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 9:13 PM ET
Size
14.5 KB
Accession
0000950170-24-133823
Insider Transaction Report
Form 4
Beck Kerryn
Other
Transactions
- Award
Common Stock
2024-12-03+631,498→ 631,498 total - Award
Common Stock
2024-12-03+157,875→ 789,373 total
Holdings
- 50,951,250(indirect: By Trust)
Common Stock
Beck Peter
DirectorPresident, CEO and Chairman
Transactions
- Award
Common Stock
2024-12-03+631,498→ 631,498 total - Award
Common Stock
2024-12-03+157,875→ 789,373 total
Holdings
- 50,951,250(indirect: By Trust)
Common Stock
Equatorial Trust
Other
Transactions
- Award
Common Stock
2024-12-03+157,875→ 789,373 total - Award
Common Stock
2024-12-03+631,498→ 631,498 total
Holdings
- 50,951,250(indirect: By Trust)
Common Stock
Transactions
- Award
Common Stock
2024-12-03+157,875→ 789,373 total - Award
Common Stock
2024-12-03+631,498→ 631,498 total
Holdings
- 50,951,250(indirect: By Trust)
Common Stock
Butler Warren
Other
Transactions
- Award
Common Stock
2024-12-03+631,498→ 631,498 total - Award
Common Stock
2024-12-03+157,875→ 789,373 total
Holdings
- 50,951,250(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") granted to Peter Beck under the Rocket Lab USA, Inc. 2021 Stock Option and Incentive Plan (the "2021 Plan"). Such RSUs will vest as follows: 5/16 of the RSUs will vest on March 1, 2025 and 1/16 of the RSUs will vest on each May 22, August 22, November 22 and March 1 thereafter, in each case subject to Peter Beck's continuous service relationship through each applicable vesting date. The RSUs were granted on December 3, 2024.
- [F2]Represents RSUs granted to Peter Beck under the 2021 Plan. Such RSUs will vest in full on March 1, 2025, subject to Peter Beck's continuous service relationship through such vesting date. The RSUs were granted on December 3, 2024.
- [F3]These shares are held directly by the Equatorial Trust (the "Trust"), a family trust settled by Peter Beck and Kerryn Beck. Peek Street Equatorial Trustee Limited (the "Trustee") is the trustee of the Trust and each of Peter Beck, Kerryn Beck and Warren Butler serve as a director of the Trustee with shared voting and investment control of the shares and, as a result, the Trustee and each such individual is deemed to be an indirect beneficial owner of these securities. Each reporting person disclaims beneficial ownership of these securities, except to the extent, if any, of his, her or its pecuniary interest therein, and the filing of this Form 4 is not an admission that any reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Rocket Lab USA, Inc.
CIK 0001819994
Entity typeother
Related Parties
1- filerCIK 0001880895
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 9:13 PM ET
- Size
- 14.5 KB