4//SEC Filing
Powell Tanner 4
Accession 0000950170-24-125576
CIK 0001278752other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:42 PM ET
Size
18.5 KB
Accession
0000950170-24-125576
Insider Transaction Report
Form 4
Powell Tanner
President
Transactions
- Other
Common Stock
2020-09-30$13.83/sh−155$2,144→ 110,517 total - Other
Common Stock
2024-02-09$13.95/sh−9,007$125,648→ 110,517 total - Other
Common Stock
2018-08-07$17.73/sh−403$7,145→ 110,517 total - Other
Common Stock
2020-12-31$13.83/sh−9,102$125,881→ 110,517 total - Other
Common Stock
2022-02-17$13.67/sh+36,928$504,806→ 110,517 total - Other
Common Stock
2023-03-03$12.09/sh−8,277$100,069→ 110,517 total - Other
Common Stock
2022-03-03$13.20/sh−9,152$120,806→ 110,517 total - Other
Common Stock
2023-02-10$12.21/sh+40,228$491,184→ 110,517 total - Award
Common Stock
2024-07-22+7,351→ 110,517 total
Footnotes (5)
- [F1]Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units.
- [F2]Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 17, 2022.
- [F3]Represents a grant of restricted stock units ("RSUs"). Such RSUs vest in three equal annual installments commencing on February 10, 2023.
- [F4]Acquired upon the completion of, and pursuant to the transactions contemplated by, the Agreement and Plan of Merger, dated as of November 7, 2023, by and among MidCap Financial Investment Corporation, a Maryland corporation ("MFIC"), Apollo Senior Floating Rate Fund Inc., a Maryland corporation ("AFT"), AFT Merger Sub, Inc., a Maryland corporation, and Apollo Investment Management, L.P., a Delaware limited partnership (the "AFT Merger Agreement"). Pursuant to the AFT Merger Agreement, each share of AFT's common stock, par value $0.001 per share, was converted into the right to receive 0.9547 shares of MFIC's common stock, par value $0.001 per share (subject to adjustment for cash payable in lieu of fractional shares). The acquisition reported in this Form 4 is an exempt transaction.
- [F5]The number of securities beneficially owned following the reported transaction reflects ownership as of the date of this filing based on available records of the Reporting Person's transactions and other information provided to the Issuer. In addition to this filing, on the date hereof, Reporting Person is filing amendments to other Forms 4 (the "Filings") and the number of securities reported herein as beneficially owned is inclusive of the securities reported in the Filings. The Reporting Person has agreed to voluntarily disgorge any profits deemed realized from the transactions to the Issuer.
Documents
Issuer
MidCap Financial Investment Corp
CIK 0001278752
Entity typeother
Related Parties
1- filerCIK 0001741490
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:42 PM ET
- Size
- 18.5 KB