Home/Filings/4/0000950170-24-124216
4//SEC Filing

Gregory Kathryn 4

Accession 0000950170-24-124216

CIK 0001842939other

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 5:00 PM ET

Size

10.9 KB

Accession

0000950170-24-124216

Insider Transaction Report

Form 4
Period: 2024-10-11
Transactions
  • Award

    Stock Option (right to buy)

    2024-10-11+76,87876,878 total
    Exercise: $0.36From: 2025-10-11Exp: 2034-10-11Common Stock (76,878 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $2.27From: 2021-07-17Exp: 2030-07-17Common Stock (9,161 underlying)
    9,161
  • Stock Option (right to buy)

    Exercise: $2.11From: 2022-09-23Exp: 2031-09-23Common Stock (61,563 underlying)
    61,563
  • Common Stock

    (indirect: By LLC)
    22,500
  • Stock Option (right to buy)

    Exercise: $2.27From: 2022-02-10Exp: 2031-02-10Common Stock (6,154 underlying)
    6,154
Footnotes (2)
  • [F1]Stock options vest as follows: 25% on the one-year anniversary of grant date, with the remaining 75% in 36 equal monthly installments thereafter, subject to continued service through each vesting date.
  • [F2]The reported shares acquired and beneficially owned by the Reporting Person represent his/her interest in shares purchased by Carmell Insiders, LLC ("LLC"). The sole purpose of the LLC is to enable certain of the Issuer's Board of Directors to acquire shares of the Issuer's common stock in accordance with the Issuer's Insider Trading Policy (i.e., during periods of time when its members are not in possession of material nonpublic information). The five members of the LLC and their respective percentage interest in it are as follows: David Anderson (21.7%), Scott Frisch (17.4%), Kathryn Gregory (21.7%), Gilles Spenlehauer (17.4%), and Patrick Sturgeon (21.7%). The total amount invested in the LLC by these members was $115,000 as of the date of this filing. The LLC is managed by a non-member, and the members disclaim any voting or investment authority over the LLC.

Documents

1 file

Issuer

Carmell Corp

CIK 0001842939

Entity typeother

Related Parties

1
  • filerCIK 0001768530

Filing Metadata

Form type
4
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 5:00 PM ET
Size
10.9 KB