4//SEC Filing
Carlson Capital, L.P. 4
Accession 0000950170-24-117453
CIK 0001089907other
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 4:43 PM ET
Size
14.1 KB
Accession
0000950170-24-117453
Insider Transaction Report
Form 4
Black Diamond Offshore Ltd.
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share (the "Common Stock")
2024-10-23−600,678→ 0 total(indirect: See footnote)
Holdings
- 8,493,088(indirect: See footnotes)
Common Stock
CARLSON CAPITAL L P
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share (the "Common Stock")
2024-10-23−600,678→ 0 total(indirect: See footnote)
Holdings
- 8,493,088(indirect: See footnotes)
Common Stock
Double Black Diamond Offshore Ltd
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share (the "Common Stock")
2024-10-23−600,678→ 0 total(indirect: See footnote)
Holdings
- 8,493,088(indirect: See footnotes)
Common Stock
Asgard Investment Corp. II
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share (the "Common Stock")
2024-10-23−600,678→ 0 total(indirect: See footnote)
Holdings
- 8,493,088(indirect: See footnotes)
Common Stock
Carlson Clint Duane
10% Owner
Transactions
- Other
Common Stock, par value $0.01 per share (the "Common Stock")
2024-10-23−600,678→ 0 total(indirect: See footnote)
Holdings
- 8,493,088(indirect: See footnotes)
Common Stock
Footnotes (3)
- [F1]Transaction reflects pro rata in-kind distributions by Black Diamond Offshore Ltd. of 600,678 Common Stock. Clint Carlson received 399,394.19 Common Stock. Lewis Carlson received 62,078.97 Common Stock. Owen Augustus Carlson 1997 A Trust received 62,078.97 Common Stock. Julian Orlando Carlson 1997 A Trust received 62,078.97 Common Stock. Carlson Capital GP, L.P. received 12,353.51 Common Stock. The Carlson Foundation received 2,693.40 Common Stock.
- [F2]Carlson Capital, L.P., a Delaware limited partnership, serves as the investment manager to, and has the power to direct the affairs of, Black Diamond Offshore Ltd., a Cayman Islands exempt company, and Double Black Diamond Offshore Ltd, a Cayman Islands exempt company (together, the "Funds"). Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, the Funds. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and the Funds.
- [F3]The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore, Ltd.
Documents
Issuer
SWK Holdings Corp
CIK 0001089907
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001056973
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 4:43 PM ET
- Size
- 14.1 KB