4//SEC Filing
Gold Daniel Allen 4
Accession 0000950170-24-109731
CIK 0001635088other
Filed
Sep 25, 8:00 PM ET
Accepted
Sep 26, 8:34 PM ET
Size
13.4 KB
Accession
0000950170-24-109731
Insider Transaction Report
Form 4
Gold Daniel Allen
Director
Transactions
- Sale
Common Shares
2024-09-26$11.82/sh−876,000$10,354,320→ 22,179,358 total(indirect: Held by QVT Financial Investment Cayman Ltd.) - Sale
Common Shares
2024-09-24$11.63/sh−1,565,670$18,200,914→ 5,723,423 total - Sale
Common Shares
2024-09-24$11.63/sh−577,186$6,709,787→ 2,079,059 total(indirect: By Trust) - Sale
Common Shares
2024-09-25$11.77/sh−991,593$11,666,389→ 4,731,830 total - Sale
Common Shares
2024-09-25$11.77/sh−365,551$4,300,817→ 1,713,508 total(indirect: By Trust) - Sale
Common Shares
2024-09-25$11.77/sh−50,000$588,500→ 23,055,358 total(indirect: Held by QVT Financial Investment Cayman Ltd.)
Footnotes (2)
- [F1]The reporting person is a trustee of trusts and estate planning vehicles, each of which were formed by the reporting person and/or his immediate family members, and shares voting and investment control over the Common Shares held directly by these trusts and may be deemed to beneficially own such Common Shares. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
- [F2]The reporting person is one of three directors of QVT Financial Investment Cayman Ltd. ("QVT FIC"), sharing voting and investment control over the Common Shares held directly by QVT FIC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
Roivant Sciences Ltd.
CIK 0001635088
Entity typeother
Related Parties
1- filerCIK 0001832142
Filing Metadata
- Form type
- 4
- Filed
- Sep 25, 8:00 PM ET
- Accepted
- Sep 26, 8:34 PM ET
- Size
- 13.4 KB