4//SEC Filing
Ison James 4
Accession 0000950170-24-109354
CIK 0001394056other
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 4:22 PM ET
Size
8.7 KB
Accession
0000950170-24-109354
Insider Transaction Report
Form 4
Ison James
CPO
Transactions
- Gift
Common Stock
2024-09-23+8,227→ 206,641 total(indirect: By Trust) - Tax Payment
Common Stock
2024-09-23$2.19/sh−4,440$9,724→ 99,861 total - Gift
Common Stock
2024-09-23−8,227→ 91,634 total
Footnotes (4)
- [F1]The Reporting Person forfeited 4,440 shares of common stock upon conversion of 12,667 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 20, 2023.
- [F2]Includes 91,634 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
- [F3]On September 23, 2024, the Reporting Person transferred 8,227 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
- [F4]These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.
Documents
Issuer
ONE STOP SYSTEMS, INC.
CIK 0001394056
Entity typeother
Related Parties
1- filerCIK 0001729652
Filing Metadata
- Form type
- 4
- Filed
- Sep 24, 8:00 PM ET
- Accepted
- Sep 25, 4:22 PM ET
- Size
- 8.7 KB