BERMAN LYLE 4

Accession 0000950170-24-045203

CIK 0001490161other

View on SEC.gov Company Profile

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 5:51 PM ET

Size

31.7 KB

Accession

0000950170-24-045203

Insider Transaction Report

Form 4

Period: 2024-04-15

Sow Good Inc.SOWG

BERMAN LYLE

10% Owner

Transactions

Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−62,500→ 0 total(indirect: By Trust)
Exercise: $2.60From: 2022-08-23Exp: 2032-08-23→ Common Stock (62,500 underlying)
Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−75,000→ 0 total(indirect: By Trust)
Exercise: $2.21From: 2021-12-31Exp: 2031-12-31→ Common Stock (75,000 underlying)
Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−230,000→ 0 total(indirect: By Trust)
Exercise: $2.35From: 2022-04-08Exp: 2032-04-08→ Common Stock (230,000 underlying)
Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−62,500→ 0 total(indirect: By Trust)
Exercise: $2.60From: 2022-08-23Exp: 2032-08-23→ Common Stock (62,500 underlying)
Exercise/Conversion
Common Stock
2024-04-15$2.35/sh+230,000$540,500→ 853,400 total(indirect: By Trust)
Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−62,500→ 0 total(indirect: By Trust)
Exercise: $2.60From: 2022-08-23Exp: 2032-08-23→ Common Stock (62,500 underlying)
Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−62,500→ 0 total(indirect: By Trust)
Exercise: $2.60From: 2022-08-23Exp: 2032-08-23→ Common Stock (62,500 underlying)
Exercise/Conversion
Common Stock
2024-04-15$2.60/sh+62,500$162,500→ 1,103,400 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2024-04-15$2.60/sh+62,500$162,500→ 978,400 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2024-04-15$2.60/sh+62,500$162,500→ 1,040,900 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2024-04-15$2.60/sh+62,500$162,500→ 1,165,900 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2024-04-15$2.60/sh+62,500$162,500→ 915,900 total(indirect: By Trust)
Exercise/Conversion
Common Stock
2024-04-15$2.21/sh+75,000$165,750→ 623,400 total(indirect: By Trust)
Exercise/Conversion
Warrant (Right to Buy)
2024-04-15−62,500→ 0 total(indirect: By Trust)
Exercise: $2.60From: 2022-08-23Exp: 2032-08-23→ Common Stock (62,500 underlying)

Holdings

Common Stock
22,254
Common Stock
(indirect: By Corp.)
6,750

Footnotes (6)

[F1]The shares are held in the name of The Lyle A. Berman Revocable Trust, for which Mr. Lyle Berman is a trustee, and Theresa Berman 2012 Irrevocable Trust For the Benefit of Lyle A. Berman, for which Mr. Berman holds a pecuniary interest.
[F2]The shares are held in the name of Berman Consulting Corporation, for which Mr. Berman holds a pecuniary interest.
[F3]Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 15,000 warrants per $100,000 purchase of in promissory notes.
[F4]Warrants purchased by the Lyle A. Berman Revocable Trust, for which Mr. Berman is a trustee.
[F5]Warrants issued in connection with issuer's private placement of 6% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.
[F6]Warrants issued in connection with issuer's private placement of 8% promissory notes at a ratio of 25,000 warrants per $100,000 purchase of in promissory notes.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

Sow Good Inc.

CIK 0001490161

→

Entity typeother

Related Parties

filerCIK 0000903291

Filing Metadata

Form type: 4
Filed: Apr 16, 8:00 PM ET
Accepted: Apr 17, 5:51 PM ET
Size: 31.7 KB

View on SEC.gov