Home/Filings/4/A/0000950170-24-045118
4/A//SEC Filing

COLUMN GROUP III-A, LP 4/A

Accession 0000950170-24-045118

CIK 0001824893other

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 4:14 PM ET

Size

12.2 KB

Accession

0000950170-24-045118

Insider Transaction Report

Form 4/AAmended
Period: 2024-04-04
Transactions
  • Purchase

    Common Stock

    2024-04-04$15.50/sh+102,651$1,591,091326,992 total(indirect: By The Column Group III-A, LP)
  • Purchase

    Common Stock

    2024-04-04$15.50/sh+90,897$1,408,904289,549 total(indirect: By The Column Group III, LP)
Transactions
  • Purchase

    Common Stock

    2024-04-04$15.50/sh+90,897$1,408,904289,549 total(indirect: By The Column Group III, LP)
  • Purchase

    Common Stock

    2024-04-04$15.50/sh+102,651$1,591,091326,992 total(indirect: By The Column Group III-A, LP)
Transactions
  • Purchase

    Common Stock

    2024-04-04$15.50/sh+90,897$1,408,904289,549 total(indirect: By The Column Group III, LP)
  • Purchase

    Common Stock

    2024-04-04$15.50/sh+102,651$1,591,091326,992 total(indirect: By The Column Group III-A, LP)
Footnotes (4)
  • [F1]Represents a price per unit, consisting of (i) $14.25 per share of the Issuer's Common Stock and (ii) $1.25 attributable to accompanying warrants to purchase shares of the Issuer's Common Stock, which The Column Group III, LP ("TCG III LP") and The Column Group III-A, LP ("TCG III-A LP") purchased in the Issuer's private placement on April 4, 2024.
  • [F2]This Form 4/A is being filed to correct the amount beneficially owned by the Reporting Person, which was misreported in the original Form 4 filed on April 8, 2024 due to an administrative error.
  • [F3]The securities are directly held by TCG III LP. The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are David Goeddel, Peter Svennilson and Tim Kutzkey, a member of the Issuer's board of directors (collectively, the "Managing Partners"). The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.
  • [F4]The securities are directly held by TCG III-A LP. TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting and investment power with respect to such securities. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these securities, except to the extent of their respective pecuniary interest in such securities.

Documents

1 file

Issuer

Surrozen, Inc./DE

CIK 0001824893

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001668085

Filing Metadata

Form type
4/A
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 4:14 PM ET
Size
12.2 KB