Smith Bryan Everard 4
4 · NASDAQ, INC. · Filed Apr 3, 2024
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
Smith Bryan Everard
EVP, CPO
Transactions
- Award
Common Stock, par value $0.01 per share
2024-04-01+8,026→ 71,554 total - Tax Payment
Common Stock, par value $0.01 per share
2024-04-01$62.29/sh−2,482$154,604→ 69,072 total - Sale
Common Stock, par value $0.01 per share
2024-04-01$62.91/sh−7,400$465,534→ 61,672 total
Footnotes (5)
- [F1]Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
- [F3]The reported sale was effected pursuant to a Rule 10b5-1 trading plan.
- [F4]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.72 to $63.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- [F5]Represents (i) 20,516 shares or units of restricted stock, of which 4,335 are vested, (ii) 37,296 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan.