4//SEC Filing
STIEFLER JEFFREY E 4
Accession 0000950170-24-029548
CIK 0001758488other
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 8:14 PM ET
Size
16.1 KB
Accession
0000950170-24-029548
Insider Transaction Report
Form 4
STIEFLER JEFFREY E
Director
Transactions
- Exercise/Conversion
Common Shares
2024-03-07$5.75/sh+6,667$38,335→ 70,343 total(indirect: By Trust) - Disposition to Issuer
Common Shares
2024-03-07$13.54/sh−2,831$38,332→ 67,512 total(indirect: By Trust) - Exercise/Conversion
Warrants
2024-03-07−6,667→ 0 total(indirect: By Trust)Exercise: $5.75From: 2020-06-12Exp: 2025-06-12→ Common Shares (6,667 underlying) - Exercise/Conversion
Common Shares
2024-03-07$11.50/sh+42,602$489,923→ 110,114 total(indirect: By Trust) - Disposition to Issuer
Common Shares
2024-03-07$13.54/sh−36,186$489,958→ 73,928 total(indirect: By Trust) - Exercise/Conversion
Warrants
2024-03-07−42,602→ 0 total(indirect: By Trust)Exercise: $11.50Exp: 2024-03-19→ Common Shares (42,602 underlying)
Holdings
- 95,483
Common Shares
Footnotes (5)
- [F1]On March 7, 2024, the Stiefler Trust U/T/D 5/31/07 ("Stiefler Trust") exercised a warrant to purchase 6,667 Common Shares for $5.75 a share. Stiefler Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 2,831 Common Shares to pay the exercise price.
- [F2]The reporting person is the trustee of Stiefler Trust and has voting and dispositive power over the securities held by it. Accordingly, the reporting person may be deemed to have or share beneficial ownership of such securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]On March 7, 2024, Stiefler Trust exercised a warrant to purchase 42,602 Common Shares for $11.50 a share. Stiefler Trust paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 36,186 Common Shares to pay the exercise price.
- [F4]Includes an additional 56,911 Common Shares to correct for inadvertent errors in the Column 5 amount reflected in connection with previously reported transactions.
- [F5]The warrants were exercisable in accordance with the provisions of the Amended and Restated Warrant Agreement, dated as of March 19, 2019, between the Issuer and Continental Stock Transfer & Trust Company.
Documents
Issuer
ONESPAWORLD HOLDINGS Ltd
CIK 0001758488
Entity typeother
Related Parties
1- filerCIK 0001227965
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 8:14 PM ET
- Size
- 16.1 KB