Home/Filings/4/0000950170-24-028877
4//SEC Filing

DiNello Alessandro 4

Accession 0000950170-24-028877

CIK 0000910073other

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 9:53 PM ET

Size

16.9 KB

Accession

0000950170-24-028877

Insider Transaction Report

Form 4
Period: 2024-03-06
Transactions
  • Award

    Stock Options (Right to Buy)

    2024-03-06+4,000,0004,000,000 total
    Exercise: $3.46Exp: 2034-03-06Common Stock (4,000,000 underlying)
  • Award

    Common Stock

    2024-03-06+1,690,0001,821,064 total
Holdings
  • Common Stock

    (indirect: By SLAT)
    1,075,291
  • Common Stock

    (indirect: By Stock Award (012324))
    14,634
  • Common Stock

    (indirect: By Spouse)
    828,716
  • Common Stock

    (indirect: By Trust)
    116,839
  • Common Stock

    (indirect: By Trust)
    10,937
  • Common Stock

    (indirect: By IRA)
    114,305
  • Common Stock

    (indirect: By Trust)
    265,827
  • Common Stock

    (indirect: By Trust)
    35,268
  • Common Stock

    (indirect: By Trust)
    22,982
  • Common Stock

    (indirect: By Trust)
    35,268
  • Common Stock

    (indirect: By Trust)
    31,012
Footnotes (8)
  • [F1]Reflects restricted stock units ("RSUs") granted under the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan (the "Plan") and will vest, on the first anniversary of the grant date, on March 6, 2025. The total number of RSUs that will settle under the terms of the award will be the lesser of (a) 1,690,000 shares or (b) a number of shares that have an aggregate value of $5,840,000 on the settlement date.
  • [F2]These shares were granted under the Plan and will vest, on the first anniversary of the grant date, on January 23, 2025.
  • [F3]Spousal Lifetime Access Trust (SLAT) wherein reporting person's spouse is initial trustee and beneficiary.
  • [F4]Spousal Lifetime Access Trust (SLAT) wherein reporting person is initial trustee and beneficiary.
  • [F5]The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F6]These shares are held in a charitable remainder unitrust of which the reporting person is a trustee and of which the reporting person and his wife are beneficiaries. The reporting person continues to report beneficial ownership of all of the New York Community Bancorp, Inc. common stock held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.
  • [F7]These shares are held in a trust for the benefit of the reporting person's grandchild. The reporting person's spouse is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F8]These options were granted under the Plan and will vest, on the first anniversary of the grant date, on March 6, 2025.

Documents

1 file

Issuer

NEW YORK COMMUNITY BANCORP INC

CIK 0000910073

Entity typeother

Related Parties

1
  • filerCIK 0001482776

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 9:53 PM ET
Size
16.9 KB