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4//SEC Filing

Nesi Victor 4

Accession 0000950170-24-026142

CIK 0000720672other

View on SEC.gov Company Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 4:46 PM ET

Size

15.6 KB

Accession

0000950170-24-026142

Insider Transaction Report

Form 4

Period: 2024-03-01

STIFEL FINANCIAL CORPSF

DirectorDirector

Transactions

Exercise/Conversion
Common Stock
2024-03-01+5,967→ 183,126 total
Exercise/Conversion
Common Stock
2024-03-01+27,731→ 210,857 total
Tax Payment
Common Stock
2024-03-01$75.00/sh−17,204$1,290,300→ 193,653 total
Award
Phantom Stock Units
2024-03-01+34,664→ 100,914 total
Exercise: $0.00→ Common Stock (34,664 underlying)
Exercise/Conversion
Phantom Stock Units
2024-03-01−5,967→ 94,947 total
Exercise: $0.00→ Common Stock (5,967 underlying)
Exercise/Conversion
Phantom Stock Units
2024-03-01−27,731→ 67,216 total
Exercise: $0.00→ Common Stock (27,731 underlying)

Holdings

Common Stock
(indirect: By Trust)
22,574
Common Stock
(indirect: By Trust)
31,000
Common Stock
(indirect: By Trust)
54,732

Footnotes (3)

[F1]These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025.
[F2]No expiration date for these Units
[F3]Currently exercisable.

Documents

1 file

4
ownership.xmlPrimary
4

Issuer

STIFEL FINANCIAL CORP

CIK 0000720672

Entity typeother

Related Parties

1

filerCIK 0001470453

Filing Metadata

Form type: 4
Filed: Mar 4, 7:00 PM ET
Accepted: Mar 5, 4:46 PM ET
Size: 15.6 KB

View on SEC.gov