4//SEC Filing
SOON-SHIONG PATRICK 4
Accession 0000950170-24-017225
CIK 0001840292other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:51 PM ET
Size
12.7 KB
Accession
0000950170-24-017225
Insider Transaction Report
Form 4
Heliogen, Inc.HLGN
Nant Capital, LLC
10% Owner
Transactions
- Purchase
Common Stock
2024-02-15$1.52/sh+442,298$672,072→ 442,298 total
Holdings
- 946,275
Common Stock
- 67,020
Common Stock
Footnotes (7)
- [F1]Common Stock of the Issuer acquired by Cambridge Equities, LP ("Cambridge Equities") in a private transaction pursuant to a Stock Transfer Agreement.
- [F2]The purchase price was calculated based on the OTCQX Best Market volume weighted average closing price of the Issuer's common stock, as reported by OTC Markets Group Inc. during the ten (10) trading day period ending on the trading day prior to the date of sale.
- [F3]Transaction previously reported on Form 3 jointly filed by Cambridge Equities and MP13 Ventures, LLC ("MP 13 Ventures").
- [F4]Shares owned by Cambridge Equities, who is a member of a "group" with Nant Capital, LLC ("Nant Capital") and Dr. Patrick Soon-Shiong for purposes of Section 13(d) of the Exchange Act. MP13 Ventures is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the shares held by Cambridge Equities and Dr. Patrick Soon-Shiong is the sole member of MP13 Ventures. As a result, MP13 Ventures and Dr. Soon-Shiong may be deemed to beneficially own, and share with Cambridge Equities the power to vote and direct the vote, and the power to dispose or direct the disposition of, the shares owned by Cambridge Equities.
- [F5]The reporting owners disclaims beneficial ownership over the shares owned, except to the extent of their pecuniary interest.
- [F6]These shares are owned by Nant Capital, who is a member of a "group" with Cambridge Equities and Dr. Patrick Soon-Shiong for purposes of Section 13(d) of the Exchange Act. Dr. Soon-Shiong is the sole member of Nant Capital and thus may be deemed to beneficially own, and share with Nant Capital the power to vote and direct the vote, and the power to dispose or direct the disposition of, the shares owned by Nant Capital.
- [F7]These shares are solely owned by Dr. Patrick Soon-Shiong, who is a member of a "group" with Nant Capital and Cambridge Equities for purposes of Section 13(d) of the Exchange Act.
Documents
Issuer
Heliogen, Inc.
CIK 0001840292
Entity typeother
Related Parties
1- filerCIK 0001189020
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:51 PM ET
- Size
- 12.7 KB