CBI USA, Inc. 4
4 · EXICURE, INC. · Filed Jun 27, 2023
Insider Transaction Report
Form 4
EXICURE, INC.XCUR
CBI USA, Inc.
10% Owner
Transactions
- Conversion
Common Stock
2023-06-23$1.60/sh−3,400,000$5,440,000→ 818,299 total - Conversion
CBI USA, Inc. 1st Bearer-type Interest Unsecured Private
2023-06-23→ 0 totalExercise: $1.60From: 2023-05-22Exp: 2025-02-22→ Common Stock (3,400,000 underlying)
Footnotes (1)
- [F1]On February 22, 2023, Reporting Person obtained loan from an affiliate ("Lender") in the form of an exchangeable bond in the principal amount of $5,440,000, which represented an obligation to sell. On June 23, 2023, Lender exercised the option to exchange the bond for 3,400,000 shares of Common Stock (at fixed conversion price of $1.60 per share).