DOCUMENT SCIENCES CORP 4
4 · DOCUMENT SCIENCES CORP · Filed Aug 29, 2007
Insider Transaction Report
Form 4
ZEFF DANIEL
10% Owner
Transactions
- Sale
Common Stock
2007-08-27$10.00/sh−1,882$18,820→ 269,497 total(indirect: See footnote)
Footnotes (2)
- [F1]This Form 4 is being filed by Daniel Zeff, an individual ("Zeff"), Spectrum Galaxy Fund Ltd. ("Spectrum"), Zeff Capital Partners I, L.P. ("Capital") and Zeff Holding Company, LLC ("Holding").
- [F2]This transaction was effected through Spectrum. Zeff provides discretionary investment management services to Zeff Capital Offshore Fund, a class of shares of Spectrum. The entire amount of the Issuer's securities held by Spectrum is reported herein. Zeff disclaims, for purposes of Section 16, beneficial ownership of such securities, except to the extent of his indirect pecuniary interest therein. This report shall not be deemed an admission that Zeff is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Each of Holding and Capital disclaims beneficial ownership of all securities held by Spectrum. As of the end of the Transaction Date reported herein, Zeff also indirectly beneficially owns 290,890 shares of DOCX common stock through Capital. Zeff is the sole manager and member of Zeff Holding Company, LLC, which serves as the general partner for Capital.