13F-HR 1 a72142e13f-hr.txt FORM 13F-HR FOR PERIOD ENDING 3-31-2001 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year or Quarter Ended March 31, 2001 CHECK HERE IF AMENDED: [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.); [ ] IS A RESTATEMENT [X] ADDS NEW HOLDINGS ENTRIES STEINBERG ASSET MANAGEMENT -------------------------------------------------------------------------------- Name of Institutional Investment Manager 12 EAST 49TH STREET, NEW YORK, NY 10017 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) STEVEN FELD 212-980-0080 VICE PRESIDENT -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. FORM 13F FILE NUMBER: 28-1693 The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the XXth day of May, 2001. STEINBERG ASSET MANAGEMENT ------------------------------------------ (Name of Institutional Investment Manager) /s/ Steven Feld ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Report Type (check only one): [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of other managers reporting for this manager: None 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------- Form 13F Information Table Entry Total: 92 ------------- Form 13F Information Table Value Total: $648,639,000 ------------- Listing of Other Reporting Managers: None 3 STEINBERG ASSET MANAGEMENT 1ST QUARTER 2001

4 GULFMARK OFFSHORE INC COMMON STOCK 402629109 3032 93650 SH SOLE 83000 10,650 IMS HEALTH INC COMMON STOCK 449934108 229 9200 SH SOLE 9,200 INAMED CORP COMMON STOCK 453235103 7182 302400 SH SOLE 85300 217,100 INPUT/OUTPUT INC COMMON STOCK 457652105 115 12300 SH SOLE 12,300 INTL FLAVORS & FRAGRANCES INC COMMON STOCK 459506101 24611 1115650 SH SOLE 643000 472,650 J P MORGAN CHASE & CO COMMON STOCK 46625H100 244 5430 SH SOLE 5,430 JOHNSON & JOHNSON COMMON STOCK 478160104 1082 12366 SH SOLE 12,366 LABORATORY CORP AMER HLDGS COMMON STOCK 50540R409 15200 126400 SH SOLE 67800 58,600 LOCKHEED MARTIN CORP COMMON STOCK 539830109 1693 47500 SH SOLE 47,500 MEDIA GENERAL INC CL A COMMON STOCK 584404107 507 11000 SH SOLE 11,000 MERCK & CO INC COMMON STOCK 589331107 1056 13910 SH SOLE 13,910 MESABA HOLDINGS INC COMMON STOCK 59066B102 145 13000 SH SOLE 13,000 ***METHANEX CORP FOREIGN COMMON 59151K108 10522 1315250 SH SOLE 527550 787,700 STOCK MICROSOFT CORP COMMON STOCK 594918104 383 7000 SH SOLE 7,000 MINNESOTA MINING & MFG CO COMMON STOCK 604059105 997 9600 SH SOLE 9,600 MOODYS CORP COMMON STOCK 615369105 1222 44323 SH SOLE 44,323 MURPHY OIL CORP COMMON STOCK 626717102 1365 20500 SH SOLE 20,500 NASDAQ 100 SHARES COMMON STOCK 631100104 294 7500 SH SOLE 7500 NEIMAN-MARCUS GROUP INC COMMON STOCK 640204301 17297 572744 SH SOLE 295400 277,344 NEWPARK RESOURCES INC NEW COMMON STOCK 651718504 27100 3014450 SH SOLE 1598850 1,415,600 NISOURCE INC COMMON STOCK 65473P105 311 10000 SH SOLE 10,000 NORTHERN BORDER PARTNERS LP COMMON STOCK 664785102 369 10000 SH SOLE 10,000 OCULAR SCIENCES INC COMMON STOCK 675744106 11089 622550 SH SOLE 329700 292,850 OSCA INC COMMON STOCK 687836106 10861 555200 SH SOLE 71600 483,600 PENNZOIL-QUAKER STATE CO COMMON STOCK 709323109 21366 1526137 SH SOLE 900052 626,085 PEPSICO INC COMMON STOCK 713448108 220 5000 SH SOLE 5,000 PFIZER INC COMMON STOCK 717081103 1367 33387 SH SOLE 33,387 PHILIP MORRIS COMPANIES INC COMMON STOCK 718154107 1424 30000 SH SOLE 30,000 PROVIDENCE & WORCESTER COMMON STOCK 743737108 1608 221800 SH SOLE 221800 PULITZER INC COMMON STOCK 745769109 803 14500 SH SOLE 14,500 Q MED INC COMMON STOCK 747914109 319 45518 SH SOLE 45518 QUEST DIAGNOSTICS INC COMMON STOCK 74834L100 2354 26492 SH SOLE 26,492 R G S ENERGY GROUP INC COMMON STOCK 74956K104 370 10000 SH SOLE 10,000 SCHLUMBERGER LTD COMMON STOCK 806857108 582 10106 SH SOLE 10,106 SYSCO CORP COMMON STOCK 871829107 266 10022 SH SOLE 10,022 USEC INC COMMON STOCK 90333E108 971 112900 SH SOLE 112,900 ***VASOGEN INC FOREIGN COMMON 92232F103 2877 578900 SH SOLE 174000 404,900 STOCK VERIZON COMMUNICATIONS COMMON STOCK 92343V104 902 18295 SH SOLE 18,295 ***VIVENDI UNIVERSAL COMMON STOCK 92851S204 4922 81152 SH SOLE 39600 41,552 YANKEE CANDLE INC COMMON STOCK 984757104 13572 1030500 SH SOLE 598500 432,000 ***ACE LTD-ORD FOREIGN COMMON G0070K103 276 7518 SH SOLE 7,518 STOCK ***ANNUITY & LIFE RE HOLDINGS FOREIGN COMMON G03910109 833 28000 SH SOLE 28,000 STOCK ARCH CAPITAL GROUP LTD COMMON STOCK G0450A105 16619 1046842 SH SOLE 592800 454,042 ***EVEREST RE GROUP LTD FOREIGN COMMON G3223R108 37427 562650 SH SOLE 288700 273,950 STOCK ***TRANSOCEAN SEDCO FOREX INC COMMON STOCK G90078109 4988 115064 SH SOLE 55900 59,164 ARIBA INC CALL 04033V104 79 10000 SH CALL SOLE 10000 648639 No. of Other Managers 0

STEINBERG ASSET MANAGEMENT COMPANY INC 13F-HR