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OAKTREE HOLDINGS, LLC 4

Accession 0000950142-22-001466

CIK 0000910612other

View on SEC.gov Company Profile

Filed

Apr 20, 8:00 PM ET

Accepted

Apr 21, 6:43 PM ET

Size

46.6 KB

Accession

0000950142-22-001466

Insider Transaction Report

Form 4

Period: 2022-04-19

CBL & ASSOCIATES PROPERTIES INCCBL

Oaktree Value Opportunities Fund Holdings, L.P.

10% Owner

Transactions

Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

Oaktree Value Opportunities Fund GP, L.P.

10% Owner

Transactions

Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

OCM HOLDINGS I, LLC

10% Owner

Transactions

Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

OAKTREE CAPITAL MANAGEMENT LP

10% Owner

Transactions

Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

OCM Xb CBL-E Holdings, LLC

10% Owner

Transactions

Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

Oaktree Capital I, L.P.

10% Owner

Transactions

Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

Oaktree Fund GP, LLC

10% Owner

Transactions

Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

Oaktree Value Opportunities Fund GP Ltd.

10% Owner

Transactions

Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

OAKTREE FUND GP I, L.P.

10% Owner

Transactions

Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

OAKTREE HOLDINGS, LLC

10% Owner

Transactions

Sale
Common Stock
2022-04-19$32.40/sh−50,000$1,620,000→ 535,735 total(indirect: See footnotes)
Sale
Common Stock
2022-04-19$30.87/sh−535,735$16,538,139→ 0 total(indirect: See footnotes)

Holdings

Common Stock
(indirect: See footnotes)
3,983,967

Footnotes (5)

[F1]Consists of shares of common stock held by Oaktree Value Opportunities Fund Holdings, L.P. ("VOF Holdings").
[F2]Consists of shares of common stock held by OCM Xb CBL-E Holdings, LLC ("Xb CBL-E").
[F3]This Form 4 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4)
[F4](con't from FN3) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (con't in FN5)
[F5](con't from FN4) (xv) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and (xvi) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM.

Documents

2 files

Issuer

CBL & ASSOCIATES PROPERTIES INC

CIK 0000910612

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001407181

Filing Metadata

Form type: 4
Filed: Apr 20, 8:00 PM ET
Accepted: Apr 21, 6:43 PM ET
Size: 46.6 KB

View on SEC.gov