Earnings Feed
Start Free
Home/Filings/3/0000950142-22-001316
3//SEC Filing

OAKTREE HOLDINGS, LLC 3

Accession 0000950142-22-001316

CIK 0000910612other
View on SEC.govCompany Profile

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 5:34 PM ET

Size

50.2 KB

Accession

0000950142-22-001316

Insider Transaction Report

Form 3
Period: 2021-11-01
CBL & ASSOCIATES PROPERTIES INCCBL
OAKTREE CAPITAL MANAGEMENT LP
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    5,925

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)

  • Common Stock, par value $0.001 per share

    342,315

  • Common Stock, par value $0.001 per share

    1,821,984

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)
Oaktree Value Opportunities Fund Holdings, L.P.
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    1,821,984

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)

  • Common Stock, par value $0.001 per share

    342,315

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)

  • Common Stock, par value $0.001 per share

    5,925
Oaktree Value Opportunities Fund GP, L.P.
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    1,821,984

  • Common Stock, par value $0.001 per share

    5,925

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)

  • Common Stock, par value $0.001 per share

    342,315
Oaktree Value Opportunities Fund GP Ltd.
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    342,315

  • Common Stock, par value $0.001 per share

    5,925

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)

  • Common Stock, par value $0.001 per share

    1,821,984

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)
OCM Xb CBL-E Holdings, LLC
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    1,821,984

  • Common Stock, par value $0.001 per share

    5,925

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)

  • Common Stock, par value $0.001 per share

    342,315

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)
OAKTREE HOLDINGS, LLC
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    5,925

  • Common Stock, par value $0.001 per share

    1,821,984

  • Common Stock, par value $0.001 per share

    342,315

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)
OAKTREE FUND GP I, L.P.
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    1,821,984

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)

  • Common Stock, par value $0.001 per share

    342,315

  • Common Stock, par value $0.001 per share

    5,925

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)
Oaktree Capital I, L.P.
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    342,315

  • Common Stock, par value $0.001 per share

    5,925

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)

  • Common Stock, par value $0.001 per share

    1,821,984
OCM HOLDINGS I, LLC
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    342,315

  • Common Stock, par value $0.001 per share

    1,821,984

  • Common Stock, par value $0.001 per share

    5,925

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)
Oaktree Fund GP, LLC
10% Owner
Holdings

  • Common Stock, par value $0.001 per share

    342,315

  • Common Stock, par value $0.001 per share

    1,821,984

  • Common Stock, par value $0.001 per share

    5,925

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (199,474 underlying)

  • 7.0% Exchangeable Senior Secured Notes due 2028

    (indirect: See footnote)
    Exercise: $16.67From: 2021-11-01Exp: 2028-11-15→ Common Stock (1,771,661 underlying)
Footnotes (9)
  • [F1]Consists of 342,315 shares of common stock held by Oaktree Value Opportunities Fund Holdings, L.P. ("VOF Holdings").
  • [F2]Consists of 1,821,984 shares of common stock held by OCM Xb CBL-E Holdings, LLC ("Xb CBL-E").
  • [F3]Consists of 5,925 shares of common stock held by Wells Street Global Partners LP ("WSGP").
  • [F4]This Form 3 is being filed jointly by (each, a "Reporting Person" and, collectively, the "Reporting Persons") (i) VOF Holdings, (ii) Oaktree Value Opportunities Fund GP, L.P. ("VOF GP"), in its capacity as the general partner of VOF Holdings, (iii) Oaktree Value Opportunities Fund GP Ltd. ("VOF GP Ltd."), in its capacity as the general partner of VOF GP, (iv) Xb CBL-E, (v) Oaktree Fund GP, LLC ("Fund GP"), in its capacity as the general partner of Xb CBL-E, (vi) Oaktree Fund GP I, L.P. ("Fund GP I"), in its capacity as the managing member of Fund GP, (vii) Oaktree Capital I, L.P. ("Capital I"), in its capacity as the general partner of Fund GP I, (viii) OCM Holdings I, LLC ("Holdings I"), in its capacity as general partner of Capital I, (ix) Oaktree Holdings, LLC ("Holdings"), in its capacity as the managing member of Holdings I, (x) Oaktree Capital Management, L.P. ("Management"), in its capacity (cont'd in FN4)
  • [F5](con't from FN3) as the sole director of VOF GP Ltd, (xi) Oaktree Capital Management GP, LLC ("Management GP"), in its capacity as the general partner of Management, (xii) Atlas OCM Holdings LLC ("Atlas"), in its capacity as the manager of Management GP, (xiii) Oaktree Capital Group, LLC ("OCG"), in its capacity as managing member of Holdings, (xiv) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), as indirect owner of the class B units of each of OCG and Atlas, (xv) WSGP, (xvi) Brookfield Public Securities Group LLC ("Securities Group"), in its capacity as the sole member of the general partner of WSGP, (xvii) Brookfield Public Securities Group Holdings LLC ("Securities Group Holdings"), in its capacity as the sole member of Securities Group, (xviii) Brookfield US Inc. ("Brookfield US"), in its capacity as the managing member of Securities Group Holdings, (xix) Brookfield US Holdings Inc. ("Brookfield US Holdings"), in (con't in FN5)
  • [F6](con't from FN4) its capacity as the sole shareholder of Brookfield US, (xx) Brookfield Holdings Canada Inc. ("Brookfield Holdings Canada"), in its capacity as the sole shareholder of Brookfield US Holdings, (xxi) Brookfield Asset Management Inc. ("BAM"), in its capacity as the indirect owner of the class A units of each of OCG and Atlas and sole shareholder of Brookfield Holdings Canada and (xxii) BAM Partners Trust ("BAM Partnership"), in its capacity as the sole owner of Class B Limited Voting Shares of BAM.
  • [F7]Consists of $3,324,573 of 7.0% Exchangeable Senior Secured Notes due 2028 ("Exchangeable Notes") held by VOF Holdings convertible into 199,474 Common Shares.
  • [F8]Consists of $29,527,685 of Exchangeable Notes held by Xb CBL-E convertible into 1,771,661 Common Shares.
  • [F9]Exchangeable Notes may be exchanged into Common Stock of CBL & Associates Properties, Inc. at any time prior to maturity by the holders at the initial exchange rate, subject to adjustment in the manner set forth in that certain exchangeable notes indenture, dated November 1, 2021, of 60 shares of Common Stock for each $1,000 in aggregate principal amount of Exchangeable Notes. Ownership of the Exchangeable Notes does not constitute beneficial ownership of Common Stock under Rule 13d-3 under the Securities Exchange Act of 1934 because the Reporting Persons do not have the right to require the issuer of the Exchangeable Notes (which may consummate the exchange in cash, Common Stock or a combination thereof) to exchange the Exchangeable Notes for shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the shares of Common Stock that may be issuable upon exchange of the Exchangeable Notes.

Documents

2 files

Issuer

CBL & ASSOCIATES PROPERTIES INC

CIK 0000910612

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001407181

Filing Metadata

Form type
3
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 5:34 PM ET
Size
50.2 KB
View on SEC.gov