4//SEC Filing
Platt Michael Edward 4
Accession 0000950142-20-002300
CIK 0001819157other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 6:01 PM ET
Size
9.1 KB
Accession
0000950142-20-002300
Insider Transaction Report
Form 4
Platt Michael Edward
10% Owner
Transactions
- Purchase
Warrants
2020-09-22$11.50/sh+569,250$6,546,375→ 569,250 total(indirect: See footnote)Exercise: $11.50→ Class A Common Stock - Purchase
Class A common stock, $0.0001 par value
2020-09-22+1,138,500→ 1,138,500 total(indirect: See footnote)
Footnotes (3)
- [F1]BlueCrest Capital Management Limited (the "Investment Manager") serves as investment manager to Millais Limited, a Cayman Islands limited company (the "Fund"), with respect to any securities held for the account of the Fund. The Investment Manager is a company organized under the laws of Jersey, Channel Islands, operating solely out of Jersey, Channel Islands. Michael E. Platt (the "Reporting Person") serves as principal, director and control person of the Investment Manager with respect to any securities held for the account of the Fund.
- [F2]On September 22, 2020, the Investment Manager acquired 1,138,500 units, held for the account of the Fund, with each unit (a "Unit") consisting of (i) one share of Class A common stock, par value $0.0001 per share (the "Class A common stock") of North Mountain Merger Corp. (the "Company") and (ii) one half of one warrant (the "Warrants"). Each whole warrant is initially exercisable for one share of Class A common stock at an exercise price of $11.50 per share of Class A common stock, subject to certain adjustments. The Warrants may be exercised only during the period (i) commencing on the later of (a) date that is 30 days after the first date on which the Company completes a business combination and (ii) expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. The Units were purchased in a single transaction at a price of $10.00.
- [F3]Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of such Reporting Person's pecuniary interest therein.
Documents
Issuer
North Mountain Merger Corp.
CIK 0001819157
Entity typeother
Related Parties
1- filerCIK 0001780001
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 6:01 PM ET
- Size
- 9.1 KB