Home/Filings/3/0000950142-20-002263
3//SEC Filing

North Mountain LLC 3

Accession 0000950142-20-002263

CIK 0001819157other

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 9:16 PM ET

Size

49.1 KB

Accession

0000950142-20-002263

Insider Transaction Report

Form 3
Period: 2020-09-17
Holdings
  • Class B common stock, par value $0.0001 per share

    (indirect: See footnotes)
    Class A common stock, par value $0.0001 per share (3,306,250 underlying)
Holdings
  • Class B common stock, par value $0.0001 per share

    (indirect: See footnotes)
    Class A common stock, par value $0.0001 per share (3,306,250 underlying)
Holdings
  • Class B common stock, par value $0.0001 per share

    (indirect: See footnotes)
    Class A common stock, par value $0.0001 per share (3,306,250 underlying)
Holdings
  • Class B common stock, par value $0.0001 per share

    (indirect: See footnotes)
    Class A common stock, par value $0.0001 per share (3,306,250 underlying)
Holdings
  • Class B common stock, par value $0.0001 per share

    (indirect: See footnotes)
    Class A common stock, par value $0.0001 per share (3,306,250 underlying)
Footnotes (2)
  • [F1]North Mountain LLC directly owns 3,306,250 shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), of North Mountain Merger Corp. (the "Issuer"), including 431,250 Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to it to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading of "Description of Securities - Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-246328). The Class B Shares have no expiration date.
  • [F2]North Mountain LLC is the sponsor entity of the Issuer (the "Sponsor"). The managing member of the Sponsor is Harbour Reach Holdings LLC ("Harbour Reach"), whose managing member is Netherton Investments Limited ("NIL"), whose sole shareholder is Netherton Holdings Limited ("NHL"), whose sole shareholder is Mr. Michael Platt ("Platt" and, together with Sponsor, Harbour Reach, NIL and and NHL, the "Reporting Persons").

Issuer

North Mountain Merger Corp.

CIK 0001819157

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001819165

Filing Metadata

Form type
3
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 9:16 PM ET
Size
49.1 KB