4/A//SEC Filing
Archer Ellen 4/A
Accession 0000950142-20-000920
CIK 0001580156other
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 3:58 PM ET
Size
25.6 KB
Accession
0000950142-20-000920
Insider Transaction Report
Form 4/AAmended
Archer Ellen
See remarks.
Transactions
- Exercise/Conversion
Common Stock
2020-03-05+8,602→ 57,434 total - Sale
Common Stock
2020-03-05$4.65/sh−6,288$29,239→ 51,146 total - Sale
Common Stock
2020-03-05$4.66/sh−3,731$17,386→ 47,415 total - Exercise/Conversion
Common Stock
2020-02-28+10,306→ 48,832 total - Sale
Common Stock
2020-03-11$4.02/sh−4,964$19,955→ 36,430 total - Exercise/Conversion
Restricted Stock Units
2020-02-27−9,524→ 9,524 total→ Common Stock (9,524 underlying) - Exercise/Conversion
Common Stock
2020-02-27+9,524→ 32,492 total - Exercise/Conversion
Common Stock
2020-02-28+6,034→ 38,526 total - Sale
Common Stock
2020-03-05$4.65/sh−6,021$27,998→ 41,394 total - Exercise/Conversion
Restricted Stock Units
2020-02-28−6,034→ 0 total→ Common Stock (6,034 underlying) - Exercise/Conversion
Restricted Stock Units
2020-03-05−8,602→ 17,204 total→ Common Stock (8,602 underlying)
Footnotes (11)
- [F1]9,524 restricted stock units held by Ms. Archer vested on February 27, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company?s (the ?Company?) common stock, subject to the Company?s sale of 6,288 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
- [F10]The remaining restricted stock unit shall vest February 27, 2021, subject to continued employment with the Company.
- [F11]The remaining restricted stock unit shall vest in two equal installments on March 5, 2021 and March 5, 2022, subject to continued employment with the company.
- [F2]6,034 restricted stock units held by Ms. Archer vested on February 28, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company?s (the ?Company?) common stock, subject to the Company?s sale of 3,731 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units
- [F3]10,306 performance stock units held by Ms. Archer vested on February 28, 2020 and were settled in exchange for a like amount of shares of the Company?s common stock, subject to the Company?s sale of 6,021 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the performance stock units.
- [F4]8,602 restricted stock units held by Ms. Archer vested on March 5, 2020 and were settled in exchange for a like amount of shares of the Company?s common stock, subject to the Company?s withholding of 4,964 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.63 to $4.82, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5), (6), (7) and (8) to this Form 4.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.63 to $4.85, inclusive
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.63 to $4.99, inclusive
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.24, inclusive
- [F9]Each restricted stock unit represents a contingent right to receive one share of the Company?s common stock.
Documents
Issuer
Houghton Mifflin Harcourt Co
CIK 0001580156
Entity typeother
Related Parties
1- filerCIK 0001660677
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 3:58 PM ET
- Size
- 25.6 KB