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4//SEC Filing

Archer Ellen 4

Accession 0000950142-20-000694

CIK 0001580156other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 8:14 PM ET

Size

12.5 KB

Accession

0000950142-20-000694

Insider Transaction Report

Form 4
Period: 2020-02-28
Archer Ellen
See remarks.
Transactions
  • Exercise/Conversion

    Common Stock

    2020-02-28+6,03433,547 total
  • Tax Payment

    Common Stock

    2020-02-28$5.47/sh5,087$27,82635,612 total
  • Tax Payment

    Common Stock

    2020-02-28$5.47/sh3,154$17,25230,393 total
  • Exercise/Conversion

    Common Stock

    2020-02-28+10,30640,699 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-02-286,0340 total
    Common Stock (6,034 underlying)
Footnotes (3)
  • [F1]6,034 restricted stock units held by Ms. Archer vested on February 28, 2020 and were settled in exchange for a like amount of shares of Houghton Mifflin Harcourt Company's (the "Company") common stock, subject to the Company's withholding of 3,154 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the restricted stock units.
  • [F2]10,306 performance stock units held by Ms. Archer vested on February 28, 2020 and were settled in exchange for a like amount of shares of the Company's common stock, subject to the Company's withholding of 5,087 shares of common stock to satisfy withholding obligations in connection with federal, state, local or other taxes required to be withheld or paid in connection with the settlement of the performance stock units.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

Issuer

Houghton Mifflin Harcourt Co

CIK 0001580156

Entity typeother

Related Parties

1
  • filerCIK 0001660677

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 8:14 PM ET
Size
12.5 KB