Home/Filings/4/0000950142-19-001441
4//SEC Filing

Platt Michael Edward 4

Accession 0000950142-19-001441

CIK 0001774155other

Filed

Jun 25, 8:00 PM ET

Accepted

Jun 26, 8:18 PM ET

Size

22.0 KB

Accession

0000950142-19-001441

Insider Transaction Report

Form 4
Period: 2019-06-24
Transactions
  • Purchase

    Class A common stock, $0.0001 par value

    2019-06-24+2,227,5002,227,500 total(indirect: See footnote)
  • Purchase

    Warrants

    2019-06-24+1,113,7501,113,750 total(indirect: See footnote)
    Exercise: $11.50Class A Common Stock (1,113,750 underlying)
Footnotes (3)
  • [F1]BlueCrest Capital Management Limited (the "Investment Manager") serves as investment manager to BSMA Limited, a Cayman Islands exempted company (the "Fund"), with respect to any securities held for the account of the Fund. The Investment Manager is a company organized under the laws of Jersey, Channel Islands, operating solely out of Jersey, Channel Islands. Michael E. Platt ("Mr. Platt" and, with the Investment Manager, each a "Reporting Person") serves as principal, director and control person of the Investment Manager with respect to any securities held for the account of the Fund.
  • [F2]On June 24, 2019, the Investment Manager acquired 2,227,500 units, held for the account of the Fund, with each unit (a "Unit") consisting of (i) one share of Class A common stock, par value $0.0001 per share (the "Class A common stock") of South Mountain Merger Corp. (the "Company") and (ii) one half of one warrant (the "Warrants"). Each whole warrant is initially exercisable for one share of Class A common stock at an exercise price of $11.50 per share of Class A common stock, subject to certain adjustments. The Warrants may be exercised only during the period (i) commencing on the later of (a) date that is 30 days after the first date on which the Company completes a business combination and (ii) expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. The Units were purchased in a single transaction at a price of $10.00.
  • [F3]Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities in excess of such Reporting Person's pecuniary interest therein.

Issuer

South Mountain Merger Corp.

CIK 0001774155

Entity typeother

Related Parties

1
  • filerCIK 0001780001

Filing Metadata

Form type
4
Filed
Jun 25, 8:00 PM ET
Accepted
Jun 26, 8:18 PM ET
Size
22.0 KB