4//SEC Filing
Centre Partners V, L.P. 4
Accession 0000950142-19-001104
CIK 0000874396other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 6:20 PM ET
Size
26.0 KB
Accession
0000950142-19-001104
Insider Transaction Report
Form 4
Centre Partners V, L.P.
10% Owner
Transactions
- Purchase
Common Stock, par value $0.01, per share
2019-05-13$9.45/sh+3,670$34,665→ 5,888,378 total(indirect: See footnotes) - Purchase
Common Stock, par value $0.01, per share
2019-05-14$9.50/sh+29,068$276,134→ 5,917,446 total(indirect: See footnotes) - Purchase
Common Stock, par value $0.01, per share
2019-05-15$9.53/sh+11,764$112,080→ 5,929,210 total(indirect: See footnotes)
Holdings
- 7,086
Common Stock, par value $0.01, per share
Footnotes (9)
- [F1]Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.3700 to $9.4500, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").
- [F4]CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole member of CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP. JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner of JRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is the president of Harwich Road. (Cont'd in FN 5)
- [F5](Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.
- [F6]Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.
- [F7]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.4400 to $9.5000, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F8]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.4800 to $9.5500, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F9]These shares are directly owned by Mr. Pollack.
Documents
Issuer
LIFETIME BRANDS, INC
CIK 0000874396
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001732873
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 6:20 PM ET
- Size
- 26.0 KB