HUFF CRAIG A 4
4 · ASPEN AEROGELS INC · Filed Dec 4, 2017
Insider Transaction Report
Form 4
HUFF CRAIG A
Director10% Owner
Transactions
- Sale
Common Stock
2017-11-30$4.30/sh−251,915$1,083,235→ 0 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2017-11-30$4.30/sh−2,644,066$11,369,484→ 0 total(indirect: Held by Reservoir Capital Partners, L.P.)
Footnotes (1)
- [F1]The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.