4//SEC Filing
UNIVERSAL AMERICAN CORP. 4
Accession 0000950142-17-000935
CIK 0001514128operating
Filed
May 1, 8:00 PM ET
Accepted
May 2, 7:01 PM ET
Size
42.1 KB
Accession
0000950142-17-000935
Insider Transaction Report
Form 4
BARASCH RICHARD A
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−21,565→ 0 totalExercise: $6.09→ Common Stock (21,565 underlying) - Disposition to Issuer
Common Stock
2017-04-28−423,468→ 0 total - Disposition to Issuer
Common Stock
2017-04-28−222,077→ 0 total(indirect: By Spouse) - Disposition to Issuer
Common Stock
2017-04-28−23,080→ 0 total(indirect: By Daughter (Natalie)) - Disposition to Issuer
Common Stock
2017-04-28−215,835→ 0 total(indirect: By LLC) - Disposition to Issuer
Common Stock
2017-04-28−494,400→ 0 total(indirect: By Trust) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−300,000→ 0 totalExercise: $6.18→ Common Stock (300,000 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−78,200→ 0 totalExercise: $6.05→ Common Stock (78,200 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−61,568→ 0 totalExercise: $8.41→ Common Stock (61,568 underlying) - Disposition to Issuer
Common Stock
2017-04-28−220,768→ 0 total(indirect: By Trust) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−234,597→ 0 totalExercise: $6.05→ Common Stock (234,597 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−30,784→ 0 totalExercise: $8.41→ Common Stock (30,784 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−64,696→ 0 totalExercise: $6.09→ Common Stock (64,696 underlying) - Disposition to Issuer
Common Stock
2017-04-28−1,664,791→ 0 total - Disposition to Issuer
Common Stock
2017-04-28−28,180→ 0 total(indirect: By Son (Benjamin)) - Disposition to Issuer
Common Stock
2017-04-28−30,124→ 0 total(indirect: By Daughter (Emily)) - Disposition to Issuer
Common Stock
2017-04-28−33,872→ 0 total(indirect: By Trust) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−21,565→ 0 totalExercise: $6.09→ Common Stock (21,565 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−30,784→ 0 totalExercise: $8.41→ Common Stock (30,784 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2017-04-28−64,696→ 0 totalExercise: $6.09→ Common Stock (64,696 underlying)
Footnotes (4)
- [F1]Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").
- [F2]Pursuant to the Merger Agreement, at the Effective Time, each of these unvested shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Merger Consideration, subject to conditions set forth in the Merger Agreement.
- [F3]Pursuant to the Merger Agreement, at the Effective Time, each of these stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time.
- [F4]Pursuant to the Merger Agreement, at the Effective Time, each of these unvested stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time, subject to conditions set forth in the Merger Agreement.
Documents
Issuer
UNIVERSAL AMERICAN CORP.
CIK 0001514128
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001514128
Filing Metadata
- Form type
- 4
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 7:01 PM ET
- Size
- 42.1 KB