4//SEC Filing
ASPEN AEROGELS INC 4
Accession 0000950142-15-001352
$ASPNCIK 0001145986operating
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 5:21 PM ET
Size
24.4 KB
Accession
0000950142-15-001352
Insider Transaction Report
Form 4
HUFF CRAIG A
Director10% Owner
Transactions
- Sale
Common Stock
2015-06-02$7.01/sh−17,188$120,493→ 2,642,250 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−2,795$18,952→ 2,639,455 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−3,428$24,031→ 251,028 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−558$3,784→ 250,470 total(indirect: Held by Reservoir Capital Master Fund, L.P.)
Holdings
- 7,727
Common Stock
RESERVOIR CAPITAL PARTNERS LP
Director10% Owner
Transactions
- Sale
Common Stock
2015-06-03$6.78/sh−558$3,784→ 250,470 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−3,428$24,031→ 251,028 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−2,795$18,952→ 2,639,455 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−17,188$120,493→ 2,642,250 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
RESERVOIR CAPITAL MASTER FUND LP
Director10% Owner
Transactions
- Sale
Common Stock
2015-06-03$6.78/sh−2,795$18,952→ 2,639,455 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−17,188$120,493→ 2,642,250 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−3,428$24,031→ 251,028 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−558$3,784→ 250,470 total(indirect: Held by Reservoir Capital Master Fund, L.P.)
Holdings
- 7,727
Common Stock
RCGM LLC
Director10% Owner
Transactions
- Sale
Common Stock
2015-06-03$6.78/sh−2,795$18,952→ 2,639,455 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−17,188$120,493→ 2,642,250 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−3,428$24,031→ 251,028 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−558$3,784→ 250,470 total(indirect: Held by Reservoir Capital Master Fund, L.P.)
Holdings
- 7,727
Common Stock
STERN DANIEL H
Director10% Owner
Transactions
- Sale
Common Stock
2015-06-02$7.01/sh−3,428$24,031→ 251,028 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−17,188$120,493→ 2,642,250 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−2,795$18,952→ 2,639,455 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−558$3,784→ 250,470 total(indirect: Held by Reservoir Capital Master Fund, L.P.)
Holdings
- 7,727
Common Stock
RESERVOIR CAPITAL GROUP LLC
Director10% Owner
Transactions
- Sale
Common Stock
2015-06-03$6.78/sh−558$3,784→ 250,470 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−3,428$24,031→ 251,028 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−2,795$18,952→ 2,639,455 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−17,188$120,493→ 2,642,250 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
RESERVOIR CAPITAL PARTNERS CAYMAN LP
Director10% Owner
Transactions
- Sale
Common Stock
2015-06-03$6.78/sh−558$3,784→ 250,470 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−3,428$24,031→ 251,028 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−17,188$120,493→ 2,642,250 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−2,795$18,952→ 2,639,455 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
RCP GP, LLC
Director10% Owner
Transactions
- Sale
Common Stock
2015-06-02$7.01/sh−3,428$24,031→ 251,028 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-02$7.01/sh−17,188$120,493→ 2,642,250 total(indirect: Held by Reservoir Capital Partners, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−558$3,784→ 250,470 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Sale
Common Stock
2015-06-03$6.78/sh−2,795$18,952→ 2,639,455 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.08, inclusive. The reporting person undertakes to provide to Aspen Aerogels, Inc., any security holder of Aspen Aerogels, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) and footnotes (3), (4) and (5) to this Form 4.
- [F2]The securities held by Reservoir Capital Partners, L.P. ("RCP") or Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.08, inclusive.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.91, inclusive.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.91, inclusive.
Documents
Issuer
ASPEN AEROGELS INC
CIK 0001145986
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001145986
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 5:21 PM ET
- Size
- 24.4 KB