4//SEC Filing
ASPEN AEROGELS INC 4
Accession 0000950142-14-002523
$ASPNCIK 0001145986operating
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 7:57 PM ET
Size
19.9 KB
Accession
0000950142-14-002523
Insider Transaction Report
Form 4
HUFF CRAIG A
Director10% Owner
Transactions
- Other
Common Stock
2014-12-09+39,108→ 2,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.) - Other
Common Stock
2014-12-09+4,766→ 254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.)
Holdings
- 7,727
Common Stock
RESERVOIR CAPITAL PARTNERS LP
Director10% Owner
Transactions
- Other
Common Stock
2014-12-09+4,766→ 254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Other
Common Stock
2014-12-09+39,108→ 2,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
RESERVOIR CAPITAL MASTER FUND LP
Director10% Owner
Transactions
- Other
Common Stock
2014-12-09+4,766→ 254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Other
Common Stock
2014-12-09+39,108→ 2,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
STERN DANIEL H
Director10% Owner
Transactions
- Other
Common Stock
2014-12-09+4,766→ 254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Other
Common Stock
2014-12-09+39,108→ 2,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
RESERVOIR CAPITAL GROUP LLC
Director10% Owner
Transactions
- Other
Common Stock
2014-12-09+4,766→ 254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Other
Common Stock
2014-12-09+39,108→ 2,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
RCGM LLC
Director10% Owner
Transactions
- Other
Common Stock
2014-12-09+4,766→ 254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Other
Common Stock
2014-12-09+39,108→ 2,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
RESERVOIR CAPITAL PARTNERS CAYMAN LP
Director10% Owner
Transactions
- Other
Common Stock
2014-12-09+4,766→ 254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Other
Common Stock
2014-12-09+39,108→ 2,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
RCP GP, LLC
Director10% Owner
Transactions
- Other
Common Stock
2014-12-09+4,766→ 254,456 total(indirect: Held by Reservoir Capital Master Fund, L.P.) - Other
Common Stock
2014-12-09+39,108→ 2,659,438 total(indirect: Held by Reservoir Capital Partners, L.P.)
Holdings
- 7,727
Common Stock
Footnotes (2)
- [F1]Pro rata distributions from limited partnerships in which the holder is a limited partner.
- [F2]The securities held by Reservoir Capital Partners, L.P. ("RCP") or Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
Documents
Issuer
ASPEN AEROGELS INC
CIK 0001145986
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001145986
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 7:57 PM ET
- Size
- 19.9 KB