Lee Edgar 4
4 · CHARTER COMMUNICATIONS, INC. /MO/ · Filed Dec 5, 2012
Insider Transaction Report
Form 4
Lee Edgar
Director10% Owner
Transactions
- Sale
CLASS A COMMON STOCK
2012-12-04$70.29/sh−370,592$26,048,912→ 12,837,069 total(indirect: See footnote) - Sale
CLASS A COMMON STOCK
2012-12-03$70.58/sh−139,708$9,860,591→ 13,207,661 total(indirect: See footnote) - Sale
CLASS A COMMON STOCK
2012-12-05$70.23/sh−173,619$12,193,262→ 12,663,450 total(indirect: See footnote)
Footnotes (3)
- [F1]The amount reported includes an aggregate of (a) 13,207,661 shares of the Class A Common Stock of which Oaktree Opportunities Investments, L.P. ("OOI") is the direct owner on December 3, 2012 (b) 12,837,069 shares of Class A Common Stock of which OOI is the direct owner on December 4, 2012 and (c) 12,663,450 shares of Class A Common Stock of which OOI is the direct owner on December 5, 2012.
- [F2]The general partner of OOI is Oaktree Fund GP, LLC ("GP"). The managing member of GP is Oaktree Fund GP I, L.P. ("GP I"). The general partner of GP I is Oaktree Capital I, L.P. ("Capital I"). The general partner of Capital I is OCM Holdings I, LLC ("Holdings I"). The managing member of Holdings I is Oaktree Holdings, LLC ("Holdings"). The managing member of Holdings is Oaktree Capital Group, LLC ("OCG"). The duly elected manager of OCG is Oaktree Capital Group Holdings GP, LLC.
- [F3]Edgar Lee is an officer or its equivalent of GP I, who serves as a director appointed on behalf of OOI. These securities may be deemed beneficially owned by Mr. Lee by virtue of his being an officer (or its equivalent) of GP I, and Mr. Lee disclaims beneficial ownership of these securities except to the extent of his indirect pecuniary interest therein and the inclusion of these securities in this Form 4 shall not be deemed an admission that Mr. Lee has beneficial ownership of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.