Home/Filings/4/0000950142-08-001579
4//SEC Filing

FW INVESTORS V LP 4

Accession 0000950142-08-001579

CIK 0001066194other

Filed

Sep 28, 8:00 PM ET

Accepted

Sep 29, 7:27 AM ET

Size

25.0 KB

Accession

0000950142-08-001579

Insider Transaction Report

Form 4
Period: 2008-09-24
Transactions
  • Other

    Common Stock Purchase Warrants

    2008-09-24+103,384103,384 total
    Exercise: $0.95Exp: 2011-09-24Common Stock (103,384 underlying)
  • Other

    Commn Stock

    2008-09-24$0.95/sh+466,258$442,9451,841,443 total
Footnotes (4)
  • [F1]On September 24, 2008, the Issuer entered into a Conversion Agreement and Amendment to Subordinated Secured Promissory Notes (the "Agreement") with Ashutosh Roy, Oak Hill Capital Partners, L.P., Oak Hill Capital Management Partners, L.P. and FW Investors V, L.P. (collectively, the "Lenders"). The Lenders previously loaned the Issuer an aggregate of $8,500,000 and received promissory notes with a maturity date of March 31, 2009 (the "Prior Notes"). Pursuant to the Agreement, the Issuer and the Lenders agreed to (i) convert a portion of the outstanding indebtedness under the Prior Notes equal to $6,535,977 into shares of the Issuer's common stock at a price per share equal to $0.95 and (ii) extend the maturity date of the remaining outstanding indebtedness accrued under the Prior Notes to March 31, 2012, as well as the period for which interest shall accrue on the Prior Notes (the "Note Extension").
  • [F2]Pursuant to the Agreement and subject to the terms and conditions contained therein, the Lenders received warrants to purchase an aggregate of 1,525,515 shares of the Issuer's common stock at a price per share equal to $0.95 as consideration for the Note Extension (the "Warrants"). See footnote (1) above.
  • [F3]Common Stock Purchase Warrants (right to buy) previously reported herein have expired and are no longer exercisable.
  • [F4]Immediately.

Issuer

EGAIN COMMUNICATIONS CORP

CIK 0001066194

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001158778

Filing Metadata

Form type
4
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 7:27 AM ET
Size
25.0 KB