13F-HR 1 d13fhr.txt FORM 13F ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0006 Expires: October 31, 2000 Estimated average burden hours per response . . . 24.7 ------------------------------- ------------------------------- SEC USE ONLY ------------------------------- ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year of Quarter Ended September 30, 2001. Check here if Amendment: [__]: Amendment Number [__] This Amendment (Check only one): [__] is a restatement. [__] adds new holdings entries. Name of Institutional Investment Manager filing this report: Bay Harbour Management, L.C. -------------------------------------------------------------------------------------- 885 Third Avenue, 34/th/ Floor New York NY 10022 --------------------------------------------------------------------------------------

Form 13F File Number: 28-06762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: John D. Stout Title: Principal Phone: (212) 371-2211 Signature, Place, and Date of Signing: /s/ John D. Stout -------------------------------------------------------------------------------- [Signature] New York City, New York -------------------------------------------------------------------------------- [City, State] November 2, 2001 -------------------------------------------------------------------------------- [Date] Report Type (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [_] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager [If there are no entries in this list omit this section.] Form 13 F File Number 28-_______________________________________________________ Name____________________________________________________________________________ (Repeat as necessary) Form 13 Summary Page Report Summary Number of Other Included Managers: 0 -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 8 -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $ 28,828 (thousands) ---------------------- List of 0ther Included Managers: None --------------------------------------------------------------------------------

BAY HARBOUR MANAGEMENT LC 13F-HR