13F-HR 1 d13fhr.txt FORM 13F-HR /------------------------------/ / OMB APPROVAL / / OMB 3235-0006 / /------------------------------/ /------------------------------/ / SEC USE ONLY / /------------------------------/ / / / / /------------------------------/ INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report for the Calendar Qtr, Ended: MARCH 31st 2000 --------------- ================================================================================ (Please read instructions before preparing form.) ================================================================================ If amended report check here: [_] -------------------------------------------------------------------------------- Name of Institutional Investment Manager: ARNHOLD AND S. BLEICHROEDER, INC. -------------------------------------------------------------------------------- Business Address: 1345 Avenue of the Americas New York, NY 10105-4300 -------------------------------------------------------------------------------- Street City State Zip Name, Phone No., and Title of Person Duly Authorized to Submit This Report. William Casciani 212-698-3240 Senior Vice President ================================================================================ ATTENTION -- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ================================================================================ The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of NEW YORK -------- and State of NEW YORK on the 25 day of April, 2001. -------- -- ----- ---- ARNHOLD AND S. BLEICHROEDER, INC. ------------------------------------------ (Name of Institutional Investment Manager) /s/ William P. Casciani William P. Casciani Senior Vice President ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.:3 Name: 13F File No.:3 ------------------------ -------------- ------------------------ -------------- 1. 7. ------------------------ -------------- ------------------------ -------------- 2. 8. ------------------------ -------------- ------------------------ -------------- 3. 9. ------------------------ -------------- ------------------------ -------------- 4. 10. ------------------------ -------------- ------------------------ -------------- 5. 11. ------------------------ -------------- ------------------------ -------------- 6. 12. ------------------------ -------------- ------------------------ -------------- REPORT SUMMARY: Number of Other Included Managers: 0 Form 13 F Information Table Entry Total: 125,284,790 Form 13 F Information Table Value Total: $ 2,516,583 VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D IPC HOLDINGS LTD ORD G4933P101 5460 260000 SH SOLE 260000 0 0 D TYCOM LTD COM G9144B106 448 20000 SH SOLE 20000 0 0 D AT & T CORP COM 001957109 2838 163942 SH SOLE 163942 0 0 D AT&T CORP LIBERTY MEDIA GROUP COM LIB GRP A 001957208 4971 376396 SH SOLE 376396 0 0 D ABITIBI CONSOLDATED INC COM 003924107 276 30000 SH SOLE 30000 0 0 D AFFYMETRIX INC 144A CONV/CALL SB NT CV 144A 00826TAC2 2940 4000000 SH SOLE 4000000 0 0 D AFFYMETRIX INC CONV/CALL 4.75 SB NT CV 4.75% 00826TAD0 4884 6645000 SH SOLE 6645000 0 0 D AGNICO EAGLE MINES LIMITED SRNT CONV 3.5% 008474AA6 3183 4630000 SH SOLE 4630000 0 0 D AIR PRODUCTS & CHEMICALS INC COM 009158106 6898 171500 SH SOLE 171500 0 0 D AIRGAS INC COM 9363102 284 36000 SH SOLE 36000 0 0 D ALCOA INC COM 013817101 419 12500 SH SOLE 12500 0 0 D ALICO, INC. COM 016230104 4950 300000 SH SOLE 300000 0 0 D ALLEGHANY CORP NEW COM 017175100 1180 5742 SH SOLE 5742 0 0 D ALLEN ORGAN COMPANY CLASS 'B' CL B 017753104 10150 191500 SH SOLE 191500 0 0 D ALLMERICA FINANCIAL CORP. COM 019754100 358 4943 SH SOLE 4943 0 0 D AMERICAN EXPRESS CO COM 025816109 93521 1725925 SH SOLE 1725925 0 0 D AMERICAN GENERAL CORP COM 026351106 2722 33400 SH SOLE 33400 0 0 D AMERICAN INTERNATIONAL GROUP COM 026874107 102408 1039020 SH SOLE 1039020 0 0 D AMERICAN POWER CONVERSION CORP COM 029066107 17758 1435000 SH SOLE 1435000 0 0 D AMERICAN STANDARD (ASD) COM 029712106 9256 187700 SH SOLE 187700 0 0 D ANGLOGOLD LIMITED ADR SPONSORED ADR 035128206 299 20000 SH SOLE 20000 0 0 D ANHEUSER BUSCH COS INC COM 035229103 764 16800 SH SOLE 16800 0 0 D AON CORP COM 037389103 5932 173200 SH SOLE 173200 0 0 D APPLE COMPUTER INC COM 037833100 4653 312800 SH SOLE 312800 0 0 D APTAR GROUP INC COM 038336103 2912 99121 SH SOLE 99121 0 0 D ARCHER-DANIELS-MIDLAND CO COM 039483102 3200 213325 SH SOLE 213325 0 0 D AXA SA SPONSORED ADR SPONSORED ADR 054536107 11805 162833 SH SOLE 162833 0 0 D AZURIX CORP COM 05501M104 5564 679500 SH SOLE 679500 0 0 D BALDWIN PIANO & ORGAN COMPANY COM 058246109 266 125000 SH SOLE 125000 0 0 D BALL CORP. (BLL) COM 058498106 5394 117100 SH SOLE 117100 0 0 D BANDAG INCORPORATED, CLASS 'A' CL A 059815308 8878 265000 SH SOLE 265000 0 0 D BANK OF NEW YORK CO INC COM 064057102 442 8000 SH SOLE 8000 0 0 D BANK ONE CORP COM 06423A103 494 13500 SH SOLE 13500 0 0 D BARNES AND NOBLE COM 067774109 6890 260000 SH SOLE 260000 0 0 D BARRICK GOLD CORP. COM 067901108 524 32000 SH SOLE 32000 0 0 D BAUSCH & LOMB INC (BOL) COM 071707103 1735 42900 SH SOLE 42900 0 0 D BAXTER INTERNATIONAL INC COM 071813109 90548 1025310 SH SOLE 1025310 0 0 D BEAZER HOMES USA INC COM 07556Q105 400 10000 SH SOLE 10000 0 0 D BECKMAN COULTER,INC. COM 075811109 9503 226600 SH SOLE 226600 0 0 D BECTON DICKINSON & CO. COM 075887109 23535 679700 SH SOLE 679700 0 0 D BED BATH & BEYOND INC (BBBY) COM 075896100 3379 151000 SH SOLE 151000 0 0 D BERKSHIRE HATHAWAY INC CL A CL A 084670108 4615 65 SH SOLE 65 0 0 D BIOGEN INC COM 090597105 8529 142000 SH SOLE 142000 0 0 D BIOTRANSPLANT COM 09066Y107 53 10000 SH SOLE 10000 0 0 D BLACK & DECKER CORP COM 091797100 2355 60000 SH SOLE 60000 0 0 D BLOCK, H&R INC COM 093671105 652 15752 SH SOLE 15752 0 0 D BOWATER INC COM 102183100 5874 104200 SH SOLE 104200 0 0 D BRISTOL MYERS SQUIBB CO COM 110122108 2072 28024 SH SOLE 28024 0 0 D BROWN FORMAN CORP CL B CL B 115637209 865 13000 SH SOLE 13000 0 0 D BURLINGTON NORTHERN SANTA FE COM 12189T104 15909 561900 SH SOLE 561900 0 0 D BURLINGTON RESOURCES INC COM 122014103 6313 125000 SH SOLE 125000 0 0 D CIT GROUP INC 'A' CL A 125577106 956 47500 SH SOLE 47500 0 0 D CNH GLOBAL NV COM 126124999 64 10000 SH SOLE 10000 0 0 D CNA SURETY CORP COM 12612L108 23 1700 SH SOLE 1700 0 0 D CABLETRON SYSTEMS COM 126920107 4307 285900 SH SOLE 285900 0 0 D CANADIAN PACIFIC LTD COM 135923100 30905 1082000 SH SOLE 1082000 0 0 D CARDINAL HEALTH INC COM 14149Y108 1150 11540 SH SOLE 11540 0 0 D CATELLUS DEVELOPMENT CORPORATI COM 149111106 4813 275000 SH SOLE 275000 0 0 D CENDANT (CD) COM 151313103 1471 152800 SH SOLE 152800 0 0 D CENTEX CORP COM 152312104 751 20000 SH SOLE 20000 0 0 D CENTRAL PACIFIC MINERALS ADR 154762306 81 20000 SH SOLE 20000 0 0 D CERIDIAN CORP (CEN) COM 15677T106 7296 365950 SH SOLE 365950 0 0 D CHARTER ONE FINANCE INC COM 160903100 782 27087 SH SOLE 27087 0 0 D THE CHEESECAKE FACTORY INC COM 163072101 15567 405650 SH SOLE 405650 0 0 D CHEMED CORPORATION COM 163596109 6221 185000 SH SOLE 185000 0 0 D CHITTENDEN CORP COM 170228100 3585 118255 SH SOLE 118255 0 0 D CISCO SYSTEMS INC COM 17275R102 25968 678900 SH SOLE 678900 0 0 D CITIGROUP COM 172967101 66632 1304906 SH SOLE 1304906 0 0 D CLEAR CHANNEL COMM INC COM 184502102 34128 704580 SH SOLE 704580 0 0 D COCA COLA CO COM 191216100 13406 220000 SH SOLE 220000 0 0 D COCA COLA ENTERPRISES INC (CCE COM 191219104 1682 93000 SH SOLE 93000 0 0 D COCA-COLA FEMSA S A DE CV SPON SPON ADR REP L 191241108 850 38000 SH SOLE 38000 0 0 D COEUR D'ALENE MINES CORPORATIO SD CONV 6.375% 192108AE8 1823 6000000 SH SOLE 6000000 0 0 D COEUR D'ALENE SB DB CV 7.25% 192108AG3 560 2000000 SH SOLE 2000000 0 0 D COLUMBUS MCKINNON CORP (CMCO) COM 199333105 1078 121500 SH SOLE 121500 0 0 D COMCAST CORP CL A SPECIAL CL A SPL 200300200 21945 525630 SH SOLE 525630 0 0 D COMDISCO INC (CDO) COM 200336105 6317 552300 SH SOLE 552300 0 0 D COMERICA INC (CMA) COM 200340107 13646 229820 SH SOLE 229820 0 0 D COMMSCOPE INC COM 203372107 316 19100 SH SOLE 19100 0 0 D COMPANHIA DE BEBIDAS- PR ADR SPON ADR PFD 20441W203 901 35000 SH SOLE 35000 0 0 D CONAGRA INC COM 205887102 1166 44844 SH SOLE 44844 0 0 D CONSOL ENERGY INC COM 20854P109 5727 205000 SH SOLE 205000 0 0 D CONTINENTAL AIRLINES INC CL B CL B 210795308 1807 35000 SH SOLE 35000 0 0 D COOPER CAMERON CORP. COM 216640102 264 4000 SH SOLE 4000 0 0 D ADOLPH COORS COMPANY CLASS 'B' CL B 217016104 643 8000 SH SOLE 8000 0 0 D COSTCO WHOLESALE CORP COM 22160K105 14977 375000 SH SOLE 375000 0 0 D CREDENCE SYSTEMS CORP COM 225302108 575 25000 SH SOLE 25000 0 0 D CRESCENT REAL ESTATE EQUITIES COM 225756105 12905 580000 SH SOLE 580000 0 0 D A.T. CROSS COMPANY CLASS 'A' CL A 227478104 998 225000 SH SOLE 225000 0 0 D DANKA BUSINESS SYSTEMS SUBNT CV 6.75% 236277AB5 1838 10500000 SH SOLE 10500000 0 0 D DEERE & COMPANY COM 244199105 4696 102500 SH SOLE 102500 0 0 D DE RIGO SPA SPON ADR (DER) SPONSORED ADR 245334107 369 50000 SH SOLE 50000 0 0 D DELPHI AUTOMOTIVE SYS CORP (DP COM 247126105 3659 299300 SH SOLE 299300 0 0

D DELTIC TIMBER CORPORATION COM 247850100 7406 310342 SH SOLE 310342 0 0 D DENTSPLY INTERNATIONAL INC. COM 249030107 6260 160000 SH SOLE 160000 0 0 D DIACRIN INC COM 25243N103 1143 465000 SH SOLE 465000 0 0 D DOLE FOOD COMPANY, INC. COM 256605106 13656 833950 SH SOLE 833950 0 0 D DOLLAR TREE STORES COM 256747106 19602 800099 SH SOLE 800099 0 0 D DU PONT DE NEMOURS & CO COM 263534109 483 10000 SH SOLE 10000 0 0 D EARTHLINK INC COM 270321102 1266 250000 SH SOLE 250000 0 0 D ELECTRO RENT CORP (ELRC) COM 285218103 5895 417353 SH SOLE 417353 0 0 D ENERGIZER HOLDINGS INC COM 29266R108 11436 535000 SH SOLE 535000 0 0 D ENRON CORP (ENE) COM 293561106 1663 20000 SH SOLE 20000 0 0 D EQUIFAX INC (EFX) COM 294429105 10623 370300 SH SOLE 370300 0 0 D ESPIRITO SANTO FINANCIAL GROUP SPONSORED ADR 29665F200 13756 775000 SH SOLE 775000 0 0 D ETHYL CORP COM 297659104 2156 1500000 SH SOLE 1500000 0 0 D EXXON MOBIL CORP COM 30231G102 246 2828 SH SOLE 2828 0 0 D FAIRCHILD SEMICON INTL - CL A CL A 303726103 1949 135000 SH SOLE 135000 0 0 D FANNIE MAE COM 313586109 868 10000 SH SOLE 10000 0 0 D FEDERATED DEPARTMENT STORES IN COM 31410H101 8169 233400 SH SOLE 233400 0 0 D FEDEX CORPORATION COM 31428X106 3959 96800 SH SOLE 96800 0 0 D FIDELITY NATIONAL FINANCIAL IN COM 316326107 855 23160 SH SOLE 23160 0 0 D FIRST DATA CORP COM 319963104 432 8200 SH SOLE 8200 0 0 D FIRST UNION CORP COM 337358105 1025 36857 SH SOLE 36857 0 0 D FLEET BOSTON FINANCIAL CORP COM 339030108 12599 335419 SH SOLE 335419 0 0 D FORD MOTOR CORP COM PAR $0.01 345370860 1711 73000 SH SOLE 73000 0 0 D FORTUNE BRANDS INC (FO) COM 349631101 6939 231300 SH SOLE 231300 0 0 D FRANKLIN ELECTRIC COMPANY, INC COM 353514102 8734 127500 SH SOLE 127500 0 0 D FREEPORT MCMORAN COPPER & GOLD CL B 35671D857 856 100000 SH SOLE 100000 0 0 D FRIEDE GOLDMAN HALTER INC. SR SB NTCV4.5% 358430AA4 6300 12000000 SH SOLE 12000000 0 0 D FUJI PHOTO FILM CO., LTD. ADR ADR 359586302 2640 64000 SH SOLE 64000 0 0 D FURNITURE BRANDS INTERNATIONAL COM 360921100 20852 990000 SH SOLE 990000 0 0 D GATX CORP COM 361448103 2344 47000 SH SOLE 47000 0 0 D GPU INC COM 36225X100 8117 220500 SH SOLE 220500 0 0 D GENERAL DYNAMICS CORP COM 369550108 28766 368800 SH SOLE 368800 0 0 D GENERAL ELECTRIC CO COM 369604103 106511 2221870 SH SOLE 2221870 0 0 D GENERAL MOTORS CORP CL H COM N CL H NEW 370442832 4678 203400 SH SOLE 203400 0 0 D GEORGIA PACIFIC CORP., TIMBER COM-TIMBER GRP 373298702 7335 245000 SH SOLE 245000 0 0 D GOLD FIELDS LTD. ADR SPONSORED ADR 38059T106 280 80000 SH SOLE 80000 0 0 D GOODYEAR TIRE & RUBBER CO COM 382550101 517 22500 SH SOLE 22500 0 0 D GREENPOINT FINANCIAL CORP. (GP COM 395384100 4840 118233 SH SOLE 118233 0 0 D GREIF BROS. CORPORATION CLASS CL A 397624107 18668 655000 SH SOLE 655000 0 0 D GUITAR CENTER, INC. COM 402040109 5517 485000 SH SOLE 485000 0 0 D HANCOCK FABRICS, INC. COM 409900107 5242 1525000 SH SOLE 1525000 0 0 D HARCOURT GENERAL INC (H) COM 41163G101 2545 44500 SH SOLE 44500 0 0 D HARRIS CORP. (HRS) COM 413875105 6300 205700 SH SOLE 205700 0 0 D HARTFORD FINANCIAL SERVICES GR COM 416515104 6702 94900 SH SOLE 94900 0 0 D HEARTLAND EXPRESS, INC. COM 422347104 4677 205000 SH SOLE 205000 0 0 D HELLER FINANCIAL INC CL A 423328103 460 15000 SH SOLE 15000 0 0 D HERCULES INC COM 427056106 779 60000 SH SOLE 60000 0 0 D HILTON HOTELS CORP COM 432848109 4761 453724 SH SOLE 453724 0 0 D HITACHI, LTD. ADR ADR 10 COM 433578507 602 7000 SH SOLE 7000 0 0 D HOMESTAKE MINING COMPANY COM 437614100 5297 1265000 SH SOLE 1265000 0 0 D HONEYWELL INTERNATIONAL INC COM 438516106 88975 1880588 SH SOLE 1880588 0 0 D HOUSEHOLD INTL. INC. (HI) COM 441815107 8102 147300 SH SOLE 147300 0 0 D IBP INC (IBP) COM 449223106 16941 633300 SH SOLE 633300 0 0 D IDACORP COM 451107106 3925 80000 SH SOLE 80000 0 0 D IDEX CORP COM 45167R104 7122 215000 SH SOLE 215000 0 0 D INDEPENDENCE HOLDING CO COM NEW 453440307 3400 251881 SH SOLE 251881 0 0 D INFOCUS CORPORATION COM 45665B106 295 20000 SH SOLE 20000 0 0 D INTEL CORP COM 458140100 1065 35200 SH SOLE 35200 0 0 D INTERMEDIA COMMUNICATIONS INC. COM 458801107 2102 292500 SH SOLE 292500 0 0 D INTERNATIONAL BUSINESS MACHINE COM 459200101 1567 18436 SH SOLE 18436 0 0 D INTERNATIONAL GAME TECHNOLOGY COM 459902102 6922 144200 SH SOLE 144200 0 0 D INTERNATIONAL PAPER CO COM 460146103 3453 84600 SH SOLE 84600 0 0 D InterTAN, Inc. COM 461120107 1844 162000 SH SOLE 162000 0 0 D INTERWOVEN INC COM 46114T102 1936 29355 SH SOLE 29355 0 0 D IPALCO ENTERPRISES INC COM 462613100 18617 769690 SH SOLE 769690 0 0 D JP MORGAN CHASE & CO COM 46625H100 16257 96700 SH SOLE 96700 0 0 D JOHNSON & JOHNSON COM 478160104 2938 27968 SH SOLE 27968 0 0 D KAISER VENTURES INC. COM 483100103 3740 374000 SH SOLE 374000 0 0 D KANEB SERVICES, INC. COM 484170105 6962 1185000 SH SOLE 1185000 0 0 D KEEBLER FOODS CO COM 487256109 2756 66510 SH SOLE 66510 0 0 D KEMET CORP COM 488360108 303 20000 SH SOLE 20000 0 0 D KIMBERLY CLARK CORP COM 494368103 1654 23400 SH SOLE 23400 0 0 D KNIGHT RIDDER INC COM 499040103 3981 70000 SH SOLE 70000 0 0 D KROGER CO. COM 501044101 14768 548500 SH SOLE 548500 0 0 D LSI INDUSTRIES COM 50216C108 5825 285000 SH SOLE 285000 0 0 D L-3 COMMUNICATIONS COM 502424104 44837 582300 SH SOLE 582300 0 0 D LEHMAN BROTHERS INC COM 524908100 271 4000 SH SOLE 4000 0 0 D LEXMARK INTERNATIONAL CL A 529771107 4826 108900 SH SOLE 108900 0 0 D LIBERTY DIGITAL INC CL A 530436104 478 87000 SH SOLE 87000 0 0 D LOCKHEED MARTIN CORP COM 539830109 1019 30000 SH SOLE 30000 0 0 D LOEWS CORP COM 540424108 829 8000 SH SOLE 8000 0 0 D LONGVIEW FIBRE COMPANY COM 543213102 2363 175000 SH SOLE 175000 0 0 D LUCENT TECHNOLOGIES INC COM 549463107 1130 87092 SH SOLE 87092 0 0 D M & T BANK COM 55261F104 48960 719979 SH SOLE 719979 0 0 D MCN ENERGY GROUP INC COM 55267J100 8348 301500 SH SOLE 301500 0 0 D MRV COMMUNICATIONS INC SUB NT SUB NT CONV 5% 553477AB6 302 270000 SH SOLE 270000 0 0 D MANDALAY RESORT GROUP (MBG) COM 562567107 9773 445500 SH SOLE 445500 0 0 D THE MANITOWOC COMPANY, INC. COM 563571108 7685 265000 SH SOLE 265000 0 0 D MANPOWER INC. COM 56418H100 35720 940000 SH SOLE 940000 0 0 D MANPOWER INC COM 56418H100 570 15000 SH SOLE 15000 0 0 D MARKEL CORP (MKL) COM 570535104 1466 8100 SH SOLE 8100 0 0 D MATTEL INC COM 577081102 5893 408100 SH SOLE 408100 0 0 D MAXTOR CORP COM NEW 577729205 383 68400 SH SOLE 68400 0 0 D THE MAY STORES COMPANY COM 577778103 9334 285000 SH SOLE 285000 0 0 D MCDONALDS CORP COM 580135101 3063 90100 SH SOLE 90100 0 0 D MCGRAW HILL INC COM 580645109 2345 40000 SH SOLE 40000 0 0 D MELLON FINANCIAL CORP COM 58551A108 3445 70560 SH SOLE 70560 0 0

D MERCK & CO INC COM 589331107 6239 66638 SH SOLE 66638 0 0 D METLIFE INC COM 59156R108 1379 39400 SH SOLE 39400 0 0 D MILLIPORE CORP COM 601073109 1852 29400 SH SOLE 29400 0 0 D MOODY'S CORP COM 615369105 4285 166800 SH SOLE 166800 0 0 D MOORE CORP LTD COM 615785102 2582 843000 SH SOLE 843000 0 0 D MORGAN KEEGAN INC COM 617410105 2385 90010 SH SOLE 90010 0 0 D MORGAN STANLEY, DEAN WITTER, A COM NEW 617446448 1046 13200 SH SOLE 13200 0 0 D MOTOROLA INC COM 620076109 277 13700 SH SOLE 13700 0 0 D MUELLER INDUS. COM 624756102 523 19500 SH SOLE 19500 0 0 D MURPHY OIL CORPORATION COM 626717102 11332 187507 SH SOLE 187507 0 0 D MUTUAL RISK MANAGEMENT LTD COM 628351108 871 57332 SH SOLE 57332 0 0 D NCR CORPORATION COM 62886E108 12556 255600 SH SOLE 255600 0 0 D NEW GERMANY FUND INC (GF) COM 644465106 1504 169492 SH SOLE 169492 0 0 D NEWMONT MINING CORPORATION COM 651639106 1092 64000 SH SOLE 64000 0 0 D NEWS CORP LTD ADR SP ADR PFD 652487802 2666 91800 SH SOLE 91800 0 0 D NEWS CORP LTD ADR NEW COM 652487703 63 2000 SH SOLE 2000 0 0 D NEXTEL COMMUNICATIONS INC CLAS CL A 65332V103 21536 870130 SH SOLE 870130 0 0 D NIAGARA MOHAWK HOLDINGS INC COM 653520106 6759 405000 SH SOLE 405000 0 0 D NORTHERN TRUST CO COM 665859104 783 9600 SH SOLE 9600 0 0 D NOVARTIS AG SPONSORED ADR SPONSORED ADR 66987V109 716 16000 SH SOLE 16000 0 0 D NOVELL INC COM 670006105 225 45000 SH SOLE 45000 0 0 D OLD KENT FINANCIAL CORP COM 679833103 11813 270000 SH SOLE 270000 0 0 D PBOC HOLDINGS INC COM 69316G108 1887 198000 SH SOLE 198000 0 0 D P.F. CHANGS CHINA BISTRO INC ( COM 69333Y108 2273 72300 SH SOLE 72300 0 0 D PAPA JOHNS INTL INC COM 698813102 3791 170362 SH SOLE 170362 0 0 D PARAMETRIC TECHNOLOGY CORP (PM COM 699173100 4095 304700 SH SOLE 304700 0 0 D PARK PLACE ENTERTAINMENT CORP COM 700690100 1514 126800 SH SOLE 126800 0 0 D PENTON MEDIA COM 709668107 1790 66596 SH SOLE 66596 0 0 D PEPSI BOTTLING GROUP INC (PBG) COM 713409100 799 20000 SH SOLE 20000 0 0 D PEPSICO INC COM 713448108 52076 1050700 SH SOLE 1050700 0 0 D PFIZER INC COM 717081103 35491 771550 SH SOLE 771550 0 0 D PHARMACIA CORPORATION COM 71713U102 324 5310 SH SOLE 5310 0 0 D PHILIP MORRIS COM 718154107 8052 183000 SH SOLE 183000 0 0 D PLACER DOME INC. COM 725906101 655 68000 SH SOLE 68000 0 0 D PLAYTEX PRODUCTS INC COM 72813P100 92 10000 SH SOLE 10000 0 0 D PRAECIS PHARMACEUTICALS INC. COM 739421105 100 5000 SH SOLE 5000 0 0 D PRAXAIR INC COM 74005P104 61338 1382255 SH SOLE 1382255 0 0 D PRICE ENTERPRISES, INC. COM NE COM NEW 741444202 1153 225000 SH SOLE 225000 0 0 D PROVIDIAN FINANCIAL CORP COM 74406A102 3853 67000 SH SOLE 67000 0 0 D PULTE CORP COM 745867101 548 13000 SH SOLE 13000 0 0 D QUALCOMM INC COM 747525103 317 3860 SH SOLE 3860 0 0 D QUINENCO S.A. ADR SPONSORED ADR 748718103 2255 325000 SH SOLE 325000 0 0 D RCN CORPORATION COM 749361101 901 142646 SH SOLE 142646 0 0 D RAYONIER INC. COM 754907103 71264 1790000 SH SOLE 1790000 0 0 D READERS DIGEST ASSN INC CL A CL A NON VTG 755267101 7993 204300 SH SOLE 204300 0 0 D ROYAL GOLD, INC. COM 780287108 238 95000 SH SOLE 95000 0 0 D RYDER SYSTEM INC COM 783549108 582 35000 SH SOLE 35000 0 0 D RYLAND GROUP INC COM 783764103 611 15000 SH SOLE 15000 0 0 D ST JUDE MEDICAL INC COM 790849103 6942 113000 SH SOLE 113000 0 0 D SAN JUAN BASIN ROYALTY TRUST UNIT BEN INT 798241105 37727 2988300 SH SOLE 2988300 0 0 D SCHERING-PLOUGH CORP COM 806605101 369 6500 SH SOLE 6500 0 0 D SCHLUMBERGER LTD COM 806857108 596 7450 SH SOLE 7450 0 0 D SCOTT TECHNOLOGIES INC. COM 810022301 2797 125000 SH SOLE 125000 0 0 D SEALED AIR CORPORATION COM 81211K100 5819 190800 SH SOLE 190800 0 0 D SEALED AIR CORP $2 PFD SER A D PFD CV A $2 81211K209 12578 390000 SH SOLE 390000 0 0 D SECURITY CAPITAL GROUP INCORPO CL B 81413P204 15000 750000 SH SOLE 750000 0 0 D SENECA FOODS CORPORATION 'A' CL A 817070501 203 14500 SH SOLE 14500 0 0 D SENSORMATIC ELECTRONICS (SRM) COM 817265101 3009 150000 SH SOLE 150000 0 0 D SHERWIN WILLIAMS CO COM 824348106 4605 175000 SH SOLE 175000 0 0 D SNAP ON TOOLS CORP COM 833034101 418 15000 SH SOLE 15000 0 0 D SOLA INTERNATIONAL, INC. COM 834092108 2166 525000 SH SOLE 525000 0 0 D SONERA OYJ SPON ADR SPONSORED ADR 835433202 348 20000 SH SOLE 20000 0 0 D SONY CORP (SNE) ADR NEW 835699307 2135 30600 SH SOLE 30600 0 0 D SOUTHRUST CORP. COM 844730101 1546 38000 SH SOLE 38000 0 0 D SOUTHWEST GAS CORP COM 844895102 4608 210650 SH SOLE 210650 0 0 D SPRINT CORP COM FON GROUP 852061100 4158 204700 SH SOLE 204700 0 0 D STANCORP FINANCIAL GROUP COM 852891100 2149 45000 SH SOLE 45000 0 0 D STANDARD MICROSYSTEMS CORP COM 853626109 203 10000 SH SOLE 10000 0 0 D STARWOOD HOTELS & RESORTS WORL PAIRED CTF 85590A203 9697 275100 SH SOLE 275100 0 0 D STILWELL FINANCIAL INC COM 860831106 2090 53000 SH SOLE 53000 0 0 D STORAGE TECHNOLOGY CORP (STK) COM PAR $0.10 862111200 2382 264700 SH SOLE 264700 0 0 D SUNGARD DATA SYSTEMS INC (SDS) COM 867363103 3176 67400 SH SOLE 67400 0 0 D SUNTRUST BANKS INC COM 867914103 3597 57100 SH SOLE 57100 0 0 D SWISS HELVETIA FUND (THE) (SWZ COM 870875101 1015 70000 SH SOLE 70000 0 0 D TJX COMPANIES INC COM 872540109 6641 239300 SH SOLE 239300 0 0 D TRW, INC. COM 872649108 1473 38000 SH SOLE 38000 0 0 D TEKTRONIX INC. (TEK) COM 879131100 2971 88200 SH SOLE 88200 0 0 D TEMPLE INLAND COM 879868107 1249 23300 SH SOLE 23300 0 0 D TENET HEALTHCARE CORP COM 88033G100 7003 157600 SH SOLE 157600 0 0 D TENNANT COMPANY COM 880345103 1200 25000 SH SOLE 25000 0 0 D THERMO ELECTRON CORP COM 883556102 12926 434500 SH SOLE 434500 0 0 D 3 DIMENSIONAL PHARMACEUTICALS COM 88554W104 232 28500 SH SOLE 28500 0 0 D TRICON GLOBAL RESTAURANT INC COM 895953107 7250 219700 SH SOLE 219700 0 0 D TYCO INTL LTD NEW COM 902124106 151995 2738649 SH SOLE 2738649 0 0 D UCAR INTERNATIONAL INC COM 90262K109 13943 1430000 SH SOLE 1430000 0 0 D UIL HOLDINGS CORPORATION COM 902748102 726 14600 SH SOLE 14600 0 0 D USA NETWORKS INC. COM 902984103 2403 123600 SH SOLE 123600 0 0 D USG CORPORATION COM NEW 903293405 1485 66000 SH SOLE 66000 0 0 D ULTIMATE ELECTRONICS INC COM 903849107 4458 203200 SH SOLE 203200 0 0 D UNIFIRST CORPORATION COM 904708104 8605 839500 SH SOLE 839500 0 0 D UNION PACIFIC CORP COM 907818108 431 8500 SH SOLE 8500 0 0 D U S AIRWAYS GROUP INC COM 911905107 5476 135000 SH SOLE 135000 0 0 D UNITED TECHNOLOGIES CORP COM 913017109 692 8800 SH SOLE 8800 0 0 D UNOCAL CORP COM 915289102 542 14000 SH SOLE 14000 0 0 D UNUMPROVIDENT CORP COM 91529Y106 672 25000 SH SOLE 25000 0 0 D VENTIV HEALTH INC (VTIV.O) COM 922793104 1106 88000 SH SOLE 88000 0 0 D VIASTAT INC. (VSAT) COM 92552V100 520 39600 SH SOLE 39600 0 0

D VIACOM INC CL B CL B 925524308 81355 1740214 SH SOLE 1740214 0 0 D VOICESTREAM WIRELESS CORP COM 928615103 27259 270900 SH SOLE 270900 0 0 D WD-40 COMPANY COM 929236107 389 20000 SH SOLE 20000 0 0 D WALMART STORES INC COM 931142103 1594 30000 SH SOLE 30000 0 0 D WASHINGTON MUTUAL INC COM 939322103 6309 118900 SH SOLE 118900 0 0 D WASTE MANAGEMENT INC COM 94106L109 7055 254221 SH SOLE 254221 0 0 D WEATHERFORD INTERNATIONAL INC COM 947074100 61 1232 SH SOLE 1232 0 0 D WELLMAN INC COM 949702104 193 10000 SH SOLE 10000 0 0 D WEYCO GROUP, INC. COM 962149100 3498 145000 SH SOLE 145000 0 0 D WILLAMETTE INDUSTRIES INC COM 969133107 7603 161980 SH SOLE 161980 0 0 D WOODWARD GOVERNOR COMPANY COM 980745103 10293 230000 SH SOLE 230000 0 0 D WORLDCOM INC COM 98157D106 7858 556252 SH SOLE 556252 0 0 D YORK INTERNATIONAL CORP COM 986670107 307 10000 SH SOLE 10000 0 0 S REPORT SUMMARY 300 DATA RECORDS 2516583 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED

ARNHOLD & S BLEICHROEDER INC 13F-HR