13F-HR 1 h91928e13f-hr.txt ECT INVESTMENTS, INC. - 09/30/2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ECT INVESTMENTS, INC. Address: P.O. BOX 1792 HOUSTON, TX 77251 13F File Number: 28-05377 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: GARY J. HICKERSON Phone: 713-853-7617 Signature, Place, and Date of Signing: /s/ GARY J. HICKERSON HOUSTON, TEXAS November 14, 2001 --------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) -2- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: $97032 (thousands) -3- FORM 13F INFORMATION TABLE

-4- ----------------------------------------------------------------------------------------------------------------------------- NABORS INDS INC COM 629568106 4194 200000 SH CALL SOLE 01 200000 0 0 ----------------------------------------------------------------------------------------------------------------------------- NASDAQ 100 TR UNIT SER 1 631100104 8044 277600 SH SOLE 01 277600 0 0 ----------------------------------------------------------------------------------------------------------------------------- ORION PWR HLDGS INC COM 686286105 5122 200900 SH SOLE 01 200900 0 0 ----------------------------------------------------------------------------------------------------------------------------- ORION PWR HLDGS INC COM 686286105 5355 210000 SH CALL SOLE 01 210000 0 0 ----------------------------------------------------------------------------------------------------------------------------- ORION PWR HLDGS INC COM 686286105 5355 210000 SH PUT SOLE 01 210000 0 0 ----------------------------------------------------------------------------------------------------------------------------- PPL CORP COM 69351T106 652 20000 SH SOLE 01 20000 0 0 ----------------------------------------------------------------------------------------------------------------------------- SANTA FE INTL CORP COM G7805C108 425 20000 SH SOLE 01 20000 0 0 ----------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LTD COM 806857108 457 10000 SH SOLE 01 10000 0 0 ----------------------------------------------------------------------------------------------------------------------------- SUNOCO INC COM 86764P109 1569 44100 SH SOLE 01 44100 0 0 ----------------------------------------------------------------------------------------------------------------------------- SUNOCO INC COM 86764P109 1780 50000 SH PUT SOLE 01 50000 0 0 ----------------------------------------------------------------------------------------------------------------------------- TEXACO INC COM 881694103 4225 65000 SH SOLE 01 65000 0 0 ----------------------------------------------------------------------------------------------------------------------------- US BANCORP DEL COM NEW 902973304 554 25000 SH SOLE 01 25000 0 0 ----------------------------------------------------------------------------------------------------------------------------- VERITAS DGC INC COM 92343P107 278 25000 SH SOLE 01 25000 0 0 ----------------------------------------------------------------------------------------------------------------------------- VERITAS DGC INC COM 92343P107 278 25000 SH PUT SOLE 01 25000 0 0 ----------------------------------------------------------------------------------------------------------------------------- WASHINGTON MUT INC COM 939322103 461 12000 SH SOLE 01 12000 0 0 ----------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & CO NEW COM 949746101 355 8000 SH SOLE 01 8000 0 0 ----------------------------------------------------------------------------------------------------------------------------- REPORT SUMMARY 45 DATA RECORDS 97032 -----------------------------------------------------------------------------------------------------------------------------

ECT INVESTMENTS INC 13F-HR