13F-HR 1 c57999e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2010 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Howe Barnes Capital Management, Inc. Address: 222 South Riverside Plaza, 7th Floor Chicago, IL 60606 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald A. Sirt Title: Senior Vice President Phone: (312) 655-2906 Signature, Place, and Date of Signing: By: /s/ Ronald A. Sirt City: Chicago, IL 03/31/2010 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 322 FORM 13F INFORMATION TABLE

~~TITLE~~ VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ---------------------------~~----~~ NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- ---------------- -------- --------- -- ------ ---- ------- --- ---- ------- -------- ---- ---------- ----------- ~~LIBERTY ALL STAR EQUITY FUND S 530158104 67 15614.910 SH SOLE 15614.910~~ 3M COMPANY COM 88579y101 ~~6962~~6949 ~~84216~~83156 SH SOLE ~~84216~~83156 16 200 SH DEFINED 200 AARONS INC CLASS B COM 002535201 ~~259~~292 ~~9345~~8760 SH SOLE ~~9345~~8760 ABBOTT LABORATORIES COM 002824100 ~~2731~~2581 ~~50600~~49000 SH SOLE ~~50600~~49000 ADAMS EXPRESS CO COM 006212104 ~~237~~244 ~~23498~~23157 SH SOLE ~~23498~~23157 ADOBE SYSTEMS INC DEL COM 00724F101 ~~1092~~1015 ~~29716~~28716 SH SOLE ~~29716~~28716 AERCAP HLDGS NV COM N00985106 1497 130000 SH SOLE 130000 AIR PRODUCTS&CHEM COM 009158106 ~~3435~~3116 ~~42381~~42144 SH SOLE ~~42381~~42144 ALLERGAN INC. COM 018490102 ~~425~~438 ~~6750~~6720 SH SOLE ~~6750~~6720 ALLIANCE DATA SYSTEMS CORP COM 018581108 ~~213~~230 ~~3300~~3605 SH SOLE ~~3300~~3605 ALLIANCE DISTRS HLDG INC COM COM 01858P105 31 30000 SH SOLE 30000 ALLIANCEBERNSTEIN HLDGS L P UN COM 01881G106 ~~295~~367 ~~10500~~12000 SH SOLE ~~10500~~12000 ALTRIA GROUP INC COM 02209s103 ~~1109~~1167 ~~56499~~56900 SH SOLE ~~56499~~56900 AMB PPTY CORP COM 00163t109 ~~555~~562 ~~21750~~20650 SH SOLE ~~21750~~20650 AMERICAN EXPRESS CO COM 025816109 ~~8485~~7967 ~~209418~~193097 SH SOLE ~~209418~~193097 ~~24 600 SH DEFINED 600~~ AMGEN INC COM 031162100 ~~2591~~2815 ~~45816~~47050 SH SOLE ~~45816~~47050 AMISTAR CORP COM 031535107 0 44000 SH SOLE 44000 ANADARKO PETE CORP COM 032511107 223 3064 SH SOLE 3064 ANNALY CAPITAL MANAGEMENTINC C COM 035710409 295 17181 SH SOLE 17181 AON CORP COM 037389103 ~~427~~476 11149 SH SOLE 11149 APACHE CORP COM 037411105 ~~2261~~2210 ~~21922~~21782 SH SOLE ~~21922~~21782 APPLE INC COM 037833100 ~~576~~626 ~~2737~~2665 SH SOLE ~~2737~~2665 APPLIED MATERIALS INC COM 038222105 ~~1402~~1363 ~~100595~~101245 SH SOLE ~~100595~~101245 AT& T INC COM 00206r102 ~~3849~~3550 ~~137351~~137420 SH SOLE ~~137351~~137420 AUSTRAL PACIFIC ENERGY LTD COM 052526100 0 13000 SH SOLE 13000 AUTOMATIC DATA PROCESSINGINC COM 053015103 ~~483~~502 11301 SH SOLE 11301 AUTOZONE INC NEV COM 053332102 ~~954~~1045 6040 SH SOLE 6040 AVERY DENNISON CORP COM 053611109 ~~1712~~1708 46920 SH SOLE 46920 AVON PRODUCTS INC COM 054303102 ~~265~~284 ~~8425~~8400 SH SOLE ~~8425~~8400 BANCSHARES HOLDING CORP COM 001272899 0 124179 SH SOLE 124179 BANK HAWAII CORP COM COM 062540109 ~~381~~364 8116 SH SOLE 8116 BANK NEW YORK MELLONCORP COM 064058100 ~~729~~810 ~~26098~~26254 SH SOLE ~~26098 BANK OF AMERICA CORP COM 060505104 2196 145826 SH SOLE 145826 BARCLAYS BANK PLC PFD IPATH S& COM 06740C527 718 21095 SH SOLE 21095~~26254

BANK OF AMERICA CORP COM 060505104 3434 192434 SH SOLE 192434 BARCLAYS BANK PLC PFD IPATH S& COM 06740C527 666 31745 SH SOLE 31745 BAXTER INTL INC COM 071813109 439 7557 SH SOLE 7557 BED BATH & BEYOND INC COM 075896100 1717 39250 SH SOLE 39250 BERKSHIRE HATHAWAY CLB COM 084670702 20964 257967 SH SOLE 257967 28 350 SH DEFINED 350 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 6455 53 SH SOLE 53 BEST BUY COMPANY INC COM 086516101 230 5422 SH SOLE 5422 BLACKROCK SR HIGH INCOMEFD INC COM 09255t109 48 12004 SH SOLE 12004 BLACKSTONE GROUP LP COM 09253U108 252 18004 SH SOLE 18004 BOARDWALK PIPELINE PARTNERS LP COM 096627104 788 26500 SH SOLE 26500 BOEING CO COM 097023105 594 8193 SH SOLE 8193 BOSTON PRIVATE BANCORP INC CMN COM 101119105 110 15000 SH SOLE 15000 BP PLC ADR (CNV INTO 6ORD USD0 COM 055622104 2925 51261 SH SOLE 51261 BRE PPTYS INC MARYLAND AREIT COM 05564e106 821 22989 SH SOLE 22989 BRISTOL MYERS SQUIBB COM 110122108 633 23718 SH SOLE 23718 BROADRIDGE FINANCIALSOLUTIONS COM 11133t103 305 14275 SH SOLE 14275 CAMPBELL SOUP CO COM 134429109 678 19200 SH SOLE 19200 CANON INC ADR COM 138006309 3157 68339 SH SOLE 68339 CARNIVALCORP PAIRED CTF 1 COM COM 143658300 930 23925 SH SOLE 23925 CASTLE A M & CO COM 148411101 272 20806 SH SOLE 20806 CATENA CORPORATION COM J05334115 31 11000 SH SOLE 11000 CATERPILLAR INC DEL COM 149123101 3170 50439 SH SOLE 50439 CENTRAL BANCSHARES INC TEX CMT COM 152424107 508 220 SH SOLE 220 CHANTAL PHARMACEUTICAL CONEW N COM 159300201 17 32500 SH SOLE 32500 CHESAPEAKE ENERGY CORP COM 165167107 699 29600 SH SOLE 29600 CHEVRON CORP COM 166764100 11864 156460 SH SOLE 156460 CHURCH& DWIGHT INC COM 171340102 423 6325 SH SOLE 6325 CISCO SYS INC COM 17275r102 11426 438982 SH SOLE 438982 CITIGROUP INC COM 172967101 120 29719 SH SOLE 29719 CLAYMORE NATURAL GAS ETF COMMO COM 18384H100 45 12900 SH SOLE 12900 CLOROX CO DEL COM COM 189054109 2914 45445 SH SOLE 45445 CMEGROUP INC COM 12572q105 679 2150 SH SOLE 2150 COBRA ELECTRS CORP COM 191042100 25 10000 SH SOLE 10000 COCA COLA CO COM 191216100 1613 29328 SH SOLE 29328 COMCAST CORP NEW CLA COM 20030n101 1940 103059 SH SOLE 103059 COMCAST CORP NEW CLA SPL COM 20030n200 331 18420 SH SOLE 18420 CONOCOPHILLIPS COM 20825c104 3610 70564 SH SOLE 70564 COPART INC COM 217204106 500 14050 SH SOLE 14050 CORNING INC COM 219350105 455 22553 SH SOLE 22553 COSTCO WHOLESALE CORP COM 22160k105 3195 53518 SH SOLE 53518 CVS CAREMARK CORP COM 126650100 3748 102543 SH SOLE 102543 DIRECTV GROUP INC COM 25459l106 1638 48457 SH SOLE 48457 DISCOVER FINL SVCS COM 254709108 219 14700 SH SOLE 14700

DISNEY (WALT) CO COM STK COM 254687106 819 23481 SH SOLE 23481 DOLLAR FINL CORP COM COM 214 8915 SH SOLE 8915 DOMINION RESOURCES INCVA NEW COM 25746u109 406 9900 SH SOLE 9900 DOVER CORP COM 260003108 710 15200 SH SOLE 15200 DOW 30 ENHANCED PREMIUM & INCO COM 260537105 206 19450 SH SOLE 19450 DOW CHEMICAL CO COM 260543103 388 13122 SH SOLE 13122 DU PONT E I DE NEMOURS& CO COM 263534109 492 13223 SH SOLE 13223 DUKE ENERGY CORP NEW COM 26441c105 1387 85006 SH SOLE 85006 DYNEGY INC CL A COM COM 26817G102 44 35000 SH SOLE 35000 E M C CORP MASS COM 268648102 227 12589 SH SOLE 12589 EMERITUS CORP COM 291005106 254 12520 SH SOLE 12520 EMERSON ELECTRIC CO COM 291011104 542 10773 SH SOLE 10773 EMPLOYERS HOLDINGS INC COM COM 337 22757 SH SOLE 22757 ENTERPRISE PRODUCTS PARTNERS COM 293792107 306 8850 SH SOLE 8850 EVIRONMENTAL OIL PROCESSING TE COM 29407q100 0 75000 SH SOLE 75000 EXCEL MARITIME CARRIERS LTD COM V3267N107 62 10300 SH SOLE 10300 EXELON CORP COM 30161n101 341 7799 SH SOLE 7799 EXXON MOBIL CORP COM COM 30231g102 4136 61758 SH SOLE 61758 FALCONSTOR SOFTWARE INC COM 306137100 61 17700 SH SOLE 17700 FAMILY DOLLAR STORES COM 307000109 678 18524 SH SOLE 18524 FARMERS & MERCHANTS BANK LONG COM 308243104 620 155 SH SOLE 155 FEDEX CORP DELAWARE COM COM 31428x106 3300 35335 SH SOLE 35335 FIRST CASH FIN'L SVCS INC (FOR COM 31942D107 361 16710 SH SOLE 16710 FIRST MIDWEST BANCORP INC ILL. COM 320867104 315 23297 SH SOLE 23297 FMC CORP NEW COM 302491303 393 6500 SH SOLE 6500 FOAMEX INTERNATIONAL INC COM 344123203 0 50000 SH SOLE 50000 FORD MOTOR CO COM COM 345370860 364 29005 SH SOLE 29005 FORMATION METALS INC COM 34637V101 22 16428 SH SOLE 16428 FORTUNE BRANDS INC COM 349631101 601 12400 SH SOLE 12400 FRANKLIN RES INC COM 354613101 410 3700 SH SOLE 3700 FREEPRT-MCMRAN CPR & GLD COM 35671d857 1338 16020 SH SOLE 16020 GENERAL ELECTRIC COM 369604103 6705 368426 SH SOLE 368426 GENERAL MILLS COM 370334104 1409 19913 SH SOLE 19913 GENZYME CORP COMFORMERLY COM-G COM 372917104 280 5407 SH SOLE 5407 GILEAD SCIENCES INC COM COM 375558103 2251 49509 SH SOLE 49509 GLADSTONE INVESTMENT CORP COM 376546107 173 28993 SH SOLE 28993 GLAXOSMITHKLINE PLC SPONSOREDA COM 37733w105 469 12200 SH SOLE 12200 GOLDMAN SACHS GROUP INC COM 38141g104 628 3681 SH SOLE 3681 GOOGLE INC CLA COM 38259p508 6861 12098 SH SOLE 12098 17 30 SH DEFINED 30 GRAINGER W W INC COM 384802104 684 6330 SH SOLE 6330 GROWERS DIRECT COFFEE COM COM 399849108 0 12000 SH SOLE 12000 HAEMONETICS CORP MASS COM 211 3700 SH SOLE 3700 HANCOCK JOHN TAX ADVANTAGEDIVI COM 41013v100 394 28260 SH SOLE 28260

HCC INSURANCE HLDGS INC COM 404132102 262 9500 SH SOLE 9500 HCP INC COM COM 40414l109 209 6348 SH SOLE 6348 HENRY JACK & ASSOC INC COM 426281101 330 13746 SH SOLE 13746 HERBALIFE LTD COM G4412G101 226 4905 SH SOLE 4905 HEWLETT-PACKARD CO DE COM 428236103 4550 85618 SH SOLE 85618 HOME DEPOT INC COM 437076102 922 28509 SH SOLE 28509 HONEYWELL INTL INC COM 438516106 425 9410 SH SOLE 9410 HOWE BARNES INVESTMENTS INC COM 354 17 SH SOLE 17 HSBC HOLDINGS PLC SPONS ADR COM 404280406 339 6700 SH SOLE 6700 ILLINOIS TOOL WORKS COM 452308109 450 9506 SH SOLE 9506 INGERSOLL-RAND PLC SHSUSD1 COM g47791101 1010 28967 SH SOLE 28967 INGGROEP NV ADR COM 456837103 1476 148254 SH SOLE 148254 INTEL CORP COM 458140100 5194 233030 SH SOLE 233030 INTERNATIONAL BUSINESS MACHS C COM 459200101 3587 27970 SH SOLE 27970 INTUIT INC COM 461202103 247 7200 SH SOLE 7200 IRON MTN INC PA COM COM 462846106 466 17017 SH SOLE 17017 ISHARES BARCLAYS 20+ YEAR TREA COM 464287432 1031 11522 SH SOLE 11522 ISHARES MSCI ALL COUNTRY ASIA COM 464288182 4199 74045 SH SOLE 74045 JOHN BEAN TECHNOLOGIES CORP COM 477839104 224 12800 SH SOLE 12800 JOHNSON AND JOHNSON COM COM 478160104 6290 96483 SH SOLE 96483 JOHNSON CTLS INC COM 478366107 273 8294 SH SOLE 8294 JOY GLOBAL INC COM COM 481165108 520 9200 SH SOLE 9200 JPMORGAN CHASE & CO COM 46625h100 2042 45649 SH SOLE 45649 KELLOGG COMPANY COM 487836108 352 6599 SH SOLE 6599 KELSO TECHNOLOGIES INC COM 0 10000 SH SOLE 10000 KIMBERLY CLARK CORP COM 494368103 660 10505 SH SOLE 10505 KKR FINL HLDGS LLC COM 48248a306 101 12370 SH SOLE 12370 KRAFT FOODS INC CLA COM 50075n104 882 29171 SH SOLE 29171 LEGG MASON INC COM 524901105 394 13750 SH SOLE 13750 LEVEL 3 COMMUNICATIONS INC COM COM 52729N100 40 24990 SH SOLE 24990 LIBERTY MEDIA CORP STARZ.COM S COM 53071M708 262 4805 SH SOLE 4805 LIFE TIME FITNESS INC COM 53217R207 274 9760 SH SOLE 9760 LIFEPOINT HOSPS INC COM COM 53219L109 279 7600 SH SOLE 7600 LILLYELI & CO COM 532457108 407 11255 SH SOLE 11255 LKQ CORP COM COM 232 11450 SH SOLE 11450 MAGELLAN HEALTH SVCS INC COM 559079207 286 6600 SH SOLE 6600 MARKET VECTORS HARD ASSETS PRO COM 57060U795 3751 110577 SH SOLE 110577 MC GRAW HILL COMPANIES COM 580645109 483 13560 SH SOLE 13560 MCAFEE INC COM COM 579064106 4928 122813 SH SOLE 122813 8 200 SH DEFINED 200 MCDONALDS CORP COM 580135101 1979 29669 SH SOLE 29669 MCDONNELL DOUGLAS CORP COM 580169100 284 4885 SH SOLE 4885 MDS INC COM COM 332 41000 SH SOLE 41000 MEDCO HEALTH SOLUTIONSINC COM 58405u102 266 4132 SH SOLE 4132

MEDTRONIC INC COM 585055106 923 20513 SH SOLE 20513 MELCO PBL ENTMT MACAU LTD ADR COM 585464100 96 20000 SH SOLE 20000 MERCK & CO INC COM 58933Y105 687 18408 SH SOLE 18408 MERGE HEALTHCARE INC COM 589499102 83 40500 SH SOLE 40500 MFA MTG INVTS INC COM COM 55272X102 192 26165 SH SOLE 26165 MICROSOFT CORPCOM COM 594918104 4738 161806 SH SOLE 161806 MONSANTO CO NEW DEL COM COM 61166w101 2581 36151 SH SOLE 36151 MORGAN STANLEY COM 617446448 298 10200 SH SOLE 10200 MORGAN STANLEY EMERG MKTS FD I COM 61744G107 174 12396 SH SOLE 12396 MOSAIC CO COM 61945a107 459 7555 SH SOLE 7555 NASDAQ PREMIUM INCOME & GROWTH COM 63110R105 186 13396 SH SOLE 13396 NATIONAL LAMPOON INC COM 636637100 23 139700 SH SOLE 139700 NATIONAL PATENT DEV CORP NEW C COM 637132101 44 32000 SH SOLE 32000 NESTLE S A SPONSORED ADR REPST COM 641069406 344 6737 SH SOLE 6737 NICHOLAS APPLEGATE CONV& INCOM COM 65370f101 113 11500 SH SOLE 11500 NOKIA OYJ ADR EACH REPR1 ORD N COM 654902204 1745 112309 SH SOLE 112309 NORFOLK SOUTHERN CRP COM 655844108 242 4340 SH SOLE 4340 NOVARTIS AG ADR-EACH REPR1 CHF COM 66987v109 1310 24215 SH SOLE 24215 NOVATEL WIRELESS INC COM 66987m109 104 15500 SH SOLE 15500 NSTAR COM COM 67019E107 435 12284 SH SOLE 12284 NUVEEN MUNICIPAL VALUE FUND IN COM 670928100 191 19532 SH SOLE 19532 NUVEEN PREMIER INSD MUNI INCOM COM 670987106 151 10500 SH SOLE 10500 OMNICELL INC COM 68213N109 154 11000 SH SOLE 11000 ORACLE CORPORATION COM 68389x105 15980 621583 SH SOLE 621583 17 700 SH DEFINED 700 ORBITALSCIENCES CORP COM 685564106 218 11500 SH SOLE 11500 ORIGIN AGRITECH LTD COM G67828106 101 10200 SH SOLE 10200 O`REILLY AUTOMOTIVE INC COM 686091109 500 11996 SH SOLE 11996 PACIFIC PREMIER BANCORP COM COM 69478X105 518 105715 SH SOLE 105715 PATTERSON COS INC COM 703395103 2195 70700 SH SOLE 70700 PEPSICO INC COM 713448108 4126 62364 SH SOLE 62364 PETROLEO BRASILEIRO SAPETROBRA COM 71654v408 320 7200 SH SOLE 7200 PFIZER INC DEL PV$0.05 COM 717081103 3199 186558 SH SOLE 186558 PHILIP MORRIS INTL INCCOM COM 718172109 1167 22391 SH SOLE 22391 PLUMAS BANCORP COM COM 729273102 49 17990 SH SOLE 17990 POWERSHS DB US DOLLAR DOLL IND COM 216 9100 SH SOLE 9100 PRE PAID LEGAL SVCS INC COM COM 740065107 864 22850 SH SOLE 22850 PRIVATEBANCORP INC CMN COM 742962103 318 23280 SH SOLE 23280 PROCTER & GAMBLE CO COM 742718109 6080 96109 SH SOLE 96109 QUALCOMM INC COM 747525103 236 5640 SH SOLE 5640 QUEST DIAGNOSTICS INC COM 74834l100 1974 33870 SH SOLE 33870 QUESTCOR PHARMACEUTICALS CORP COM 74835Y101 164 19963 SH SOLE 19963 READING INTL INC CL A COM 755408101 3950 925277 SH SOLE 925277 11 2700 SH DEFINED 2700

REALTY INCOME CORP COMMON STOC COM 756109104 276 9000 SH SOLE 9000 RESEARCH IN MOTION COMNPV ISIN COM 760975102 1034 13990 SH SOLE 13990 RITE AID CORP COM 767754104 30 20585 SH SOLE 20585 ROCKWELL MED TECH INC COM 774374102 447 77500 SH SOLE 77500 ROYAL DUTCH SHELL ADREA REP 2 COM 780259206 1552 26832 SH SOLE 26832 RYLAND OIL CORP COM 78376R102 5 15000 SH SOLE 15000 SAMSON OIL & GAS LTD ADR COM 796043107 0 410444 SH SOLE 410444 SANSWIRE CORP COM COM 801077108 0 14000 SH SOLE 14000 SANTA FE GOLD CORP COM 80201E108 139 133000 SH SOLE 133000 SARA LEE CORP COM 803111103 358 25751 SH SOLE 25751 SCHIMATIC TECH INC COM 806732103 0 10000 SH SOLE 10000 SCHLUMBERGER LIMITED COMSTK US COM 806857108 713 11250 SH SOLE 11250 SCHWAB CHARLES CP NEW COM COM 808513105 262 14050 SH SOLE 14050 SEI INVESTMENTS CO COM COM 784117103 5130 233513 SH SOLE 233513 SERVICE MERCHANDISE ESCROW COM 8175879c4 0 25000 SH SOLE 25000 SHERWIN WILLIAMS CO COM 824348106 455 6735 SH SOLE 6735 SILICON LABORATORIES INC COM 826919102 428 8980 SH SOLE 8980 SKY WEST INC COM COM 830879102 161 11300 SH SOLE 11300 SOURCE CAP INC COM 836144105 4122 88801 SH SOLE 88801 13 300 SH DEFINED 300 SPECTRUM CONTROL INC COM 847615101 116 10000 SH SOLE 10000 SPRINT NEXTEL CORP COM FON COM 852061100 50 13420 SH SOLE 13420 ST JUDE MEDICAL INC COM 790849103 818 19939 SH SOLE 19939 STANCORP FINANCIAL GROUP COM 852891100 242 5100 SH SOLE 5100 STANDARD CHARTERED PLC COM G84228157 276 10000 SH SOLE 10000 STAPLES INC COM 855030102 5257 224615 SH SOLE 224615 STATE STREET CORP COM 857477103 582 12900 SH SOLE 12900 STERICYCLE INC COM 858912108 1083 19875 SH SOLE 19875 STORM EXPLORATION INC COM 86217p102 138 13500 SH SOLE 13500 SURETY CAPITAL CORP-NEW COM 868666207 0 17600 SH SOLE 17600 SYMANTEC CORP COM 871503108 212 12525 SH SOLE 12525 SYSCO CORP COM 871829107 1065 36108 SH SOLE 36108 TARGET CORP COM COM 87612e106 2876 54678 SH SOLE 54678 TELEDYNE TECHNOLOGIES INC COM COM 879360105 235 5700 SH SOLE 5700 TELLABSINC COM 879664100 147 19500 SH SOLE 19500 TEVA PHARMACEUTICAL INDUSTRIES COM 881624209 1183 18766 SH SOLE 18766 TEXAS INSTRUMENTS INC COM 882508104 1815 74200 SH SOLE 74200 THERMO FISHER SCIENTIFICINC COM 883556102 1030 20034 SH SOLE 20034 THOMSON REUTERS CORP COM 884903105 324 8928 SH SOLE 8928 TORONTO DOMINION BK ONT COM NE COM 891160509 290 3894 SH SOLE 3894 TOTAL ADR EACH REP 1 ORDSHS EU COM 89151e109 254 4392 SH SOLE 4392 TRANSOCEAN INC NEW SHS ISIN#KY COM g90073100 263 3046 SH SOLE 3046 TYCO ELECTRONICS LTD COMCHF2.6 COM h8912p106 1352 49200 SH SOLE 49200 TYCO INTERNATIONAL LTD(SWITZER COM h89128104 1858 48596 SH SOLE 48596

UCBH HLDGS INC COM 90262t308 0 25100 SH SOLE 25100 ULTRA FINANCIAL PROSHRS COM 74347R743 339 50000 SH SOLE 50000 ULTRA PURE WATER TECH COM 90388Q105 6 135000 SH SOLE 135000 UNILEVER N V ISIN#US9047847093 COM 904784709 245 8130 SH SOLE 8130 UNION PACIFIC CORP COM 907818108 977 13333 SH SOLE 13333 UNITED PARCEL SVC INCCL B COM 911312106 248 3861 SH SOLE 3861 UNITED TECHS CORP COM COM 913017109 8212 111570 SH SOLE 111570 UNITEDHEALTH GROUP COM 91324p102 473 14495 SH SOLE 14495 US BANCORP (NEW) COM 902973304 3548 137103 SH SOLE 137103 US NATURAL GAS FUND LP COM 912318102 92 13400 SH SOLE 13400 VAALCO ENERGY INC COM 91851C201 95 19300 SH SOLE 19300 VALASSIS COMMUNICATIONS INC COM 918866104 289 10400 SH SOLE 10400 VARIAN INC COM COM 922206107 313 6050 SH SOLE 6050 VASAMED INC - RESTRICTED COM 003721733 2 14233 SH SOLE 14233 VERISIGN INC COM 92343e102 688 26476 SH SOLE 26476 VERIZON COMMUNICATIONS COM 92343v104 1217 39263 SH SOLE 39263 21 700 SH DEFINED 700 VIACOMINC NEW CL B COM 92553p201 693 20180 SH SOLE 20180 VIRAGEN INC COM 927638403 0 14800 SH SOLE 14800 VODAFONE GROUP PLC NEWSPONSORE COM 92857w209 217 9328 SH SOLE 9328 WAL-MART STORES INC COM 931142103 891 16042 SH SOLE 16042 WALGREEN COMPANY COM 931422109 2154 58091 SH SOLE 58091 WD 40 CO COM 929236107 738 22500 SH SOLE 22500 WELLS FARGO & CO NEW DEL COM 949746101 14457 464561 SH SOLE 464561 WESTERN UNION CO COM COM 959802109 248 14651 SH SOLE 14651 WHITE ELECTRONIC DESIGNS CORP COM 963801105 99 14200 SH SOLE 14200 WILLIAMSCOS INC COM 969457100 423 18350 SH SOLE 18350 WINDSTREAMCORP COM COM 97381w104 217 20010 SH SOLE 20010 WING HANG BANK LTD SHS ISIN#HK COM Y9588K109 1371 150000 SH SOLE 150000 WORLD ACCEPTANCE CORP COM 981419104 209 5800 SH SOLE 5800 XEROXCORP COM 984121103 361 37090 SH SOLE 37090 ZEP INC COM 98944B108 255 11700 SH SOLE 11700 ZIMMER HLDGS INC COM 98956p102 2103 35531 SH SOLE 35531 BUCKEYE PARTNERS L.P LPUS 118230101 1111 18500.000 SH SOLE 18500.000 CEDAR FAIR, L.P.DEP UNIT LPUS 150185106 409 34333.000 SH SOLE 34333.000 ENBRIDGE ENERGY PARTNERSLP LPUS 29250r106 439 8700.000 SH SOLE 8700.000 KINDER MORGAN ENERGY PARTNERS LPUS 494550106 2169 33166.000 SH SOLE 33166.000 BNY CAP V TR PFD SECS SER F 5. PRD 09656H209 200 8000 SH SOLE 8000 CAPITOL TR XII PFD 10.5% CUMUL PRD 14065D203 65 21200 SH SOLE 21200 PRIVATEBANC CAP 9.50% TR I 12/ PRD 74268e200 976 39300 SH SOLE 39300 US BANCORP DEL PFD1/1000SER D PRD 902973882 226 8124 SH SOLE 8124 USB CAP VI 5.75% GTD TR PFD SE PRD 903304202 201 9000 SH SOLE 9000 WELLS FARGO CAP XIV ENH TRUPS PRD 534 19298 SH SOLE 19298 27 1000 SH DEFINED 1000

ICBA CAP MKT TR SER 1 CASH 00767p396 43 14327.0000 SH SOLE 14327.0000 ISHARES TR DOW JONES US HEALTH 464287762 220 3324.0000 SH SOLE 3324.0000 ISHARES TR DOW JONES US INDL S 464287754 291 5013.0000 SH SOLE 5013.0000 ISHARES TR DOW JONES USTECHNOL 464287721 391 6706.0000 SH SOLE 6706.0000 ISHARES TR GOLDMAN SACHS NAT R 464287374 348 10111.0000 SH SOLE 10111.0000 ISHARES TR MSCIEAFE INDEX FD 464287465 746 13331.6305 SH SOLE 13331.6305 ISHARES TR MSCIEMERGING MKTS I 464287234 250 5944.2340 SH SOLE 5944.2340 ISHARES TR NASDAQ BIOTECHNOLOG 464287556 580 6379.0000 SH SOLE 6379.0000 ISHARES TR RUSSELL 2000INDEX F 464287655 307 4538.0000 SH SOLE 4538.0000 ISHARES TR RUSSELL MIDCAPINDEX 464287499 429 4808.0000 SH SOLE 4808.0000 ISHARES TR S&P EUROPE350 INDEX 464287861 217 5661.0000 SH SOLE 5661.0000 ISHARES TR S&P GLOBALCLEAN ENE 464288224 492 26150.0000 SH SOLE 26150.0000 MUNICIPAL INVT TR FD UT MUN DE 62624v859 29 50265.0000 SH SOLE 50265.0000 S & P 500 DEPOSITORY RECEIPT 78462f103 1294 11065.0000 SH SOLE 11065.0000 SECTOR SPDR TR SHS BENINT FINA 81369y605 328 20614.0000 SH SOLE 20614.0000 SPDR GOLD TR GOLD SHS 78463v107 891 8184.0000 SH SOLE 8184.0000 SPDR SER TR S&PBIOTECH ETF 78464a870 3542 59095.0420 SH SOLE 1301.0000 57794.0420 VANGUARD EMERGING MKTSVIPERS 922042858 5563 132004.4660 SH SOLE 2341.0000 129663.4660 VANGUARD INDEX FDS FORMERLYVAN 922908553 3022 61924.2620 SH SOLE 4711.0000 57213.2620 VANGUARD INDEX FDS GROWTH ETF 922908736 262 4725.0000 SH SOLE 4725.0000 VANGUARD INDEX FDS MCAP GR IDX 922908538 226 4339.0000 SH SOLE 4339.0000 VANGUARD INDEX FDS SML CP GRW 922908595 228 3500.0000 SH SOLE 3500.0000 VANGUARD INDEX FDS VALUE ETF 922908744 203 4039.0000 SH SOLE 3539.0000 500.0000 VANGUARD INDEX FDS VANGUARDMID 922908629 6831 104906.5784 SH SOLE 104906.5784 VANGUARD INDEX FDS VANGUARDSMA 922908751 3901 61932.1985 SH SOLE 61932.1985 VANGUARD INTL EQUITY INDEXFD I 922042775 14672 330168.9090 SH SOLE 330168.9090 VANGUARD SECTOR INDEXFDS CONSU 92204a108 3427 65480.1170 SH SOLE 65480.1170 VANGUARD SECTOR INDEXFDS CONSU 92204a207 4861 69650.0330 SH SOLE 69650.0330 VANGUARD SECTOR INDEXFDS VANGU 92204a306 4718 56169.0218 SH SOLE 56169.0218 VANGUARD SECTOR INDEXFDS VANGU 92204a405 5173 159525.6100 SH SOLE 159525.6100 VANGUARD SECTOR INDEXFDS VANGU 92204a504 5801 102341.3140 SH SOLE 102341.3140 VANGUARD SECTOR INDEXFDS VANGU 92204a603 4498 78174.9710 SH SOLE 78174.9710 VANGUARD SECTOR INDEXFDS VANGU 92204a702 5689 101270.2324 SH SOLE 101270.2324 VANGUARD SECTOR INDEXFDS VANGU 92204a801 2037 28791.6426 SH SOLE 28791.6426 VANGUARD WHITEHALL FDSHIGH DIV 921946406 629 15907.0350 SH SOLE 15907.0350

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