13F-HR 1 c54562e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2009 Check here if Amendment [ ]; Amendment Number:__________ This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Howe Barnes Capital Management, Inc. Address: 222 South Riverside Plaza, 7th Floor Chicago, IL 60606 Form 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald A. Sirt Title: Senior Vice President Phone: (312) 655-2906 Signature, Place, and Date of Signing: By: /s/ Ronald A. Sirt City: Chicago, IL 09/30/2009 Form 13F SUMMARY PAGE Report Summary: ~~Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 338~~

FORM 13F INFORMATION TABLE

VOTING AUTHORITY TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER ------------------------------- NAME OF ISSUER ~~TITLE OF~~ CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ --------~~------~~ --------- -------- ----------- --- ---- --- ---- --- --------- -------- ------ -- ------------- LIBERTY ALL STAR EQUITY ~~FUND~~FUNDS S 530158104 6466 ~~18597~~15614.~~621~~910 SH SOLE ~~18597~~15614.~~621~~910 3M COMPANY COM 88579y101 ~~5281~~6286 ~~87884~~85188 SH SOLE ~~87884~~85188 1214 200 SH DEFINED 200 AARONS INC CLASS B COM 002535201 ~~254~~295 ~~8540~~11205 SH SOLE ~~8540~~11205 ~~ABBLTD~~ABB ~~SPONSORED~~LTD ADR EACH REPR1 CHF2.50 COM 000375204 ~~163~~207 10350 SH SOLE 10350 ABBOTT LABORATORIES COM 002824100 ~~2338~~2608 ~~49707~~52727 SH SOLE ~~49707~~52727 ADAMS EXPRESS CO COM 006212104 ~~204~~226 ~~24289~~23149 SH SOLE ~~24289~~23149 ADOBE SYSTEMS INC DEL COM 00724F101 ~~855~~991 ~~30216~~30016 SH SOLE ~~30216~~30016 AIR PRODUCTS&CHEM COM 009158106 ~~2761~~3314 ~~42754~~42719 SH SOLE ~~42754~~42719 ALLERGAN INC. COM 018490102 ~~321~~383 6750 SH SOLE 6750 ALLIANCE DATA SYSTEMS CORP COM 018581108 269 4410 SH SOLE 4410 ALLIANCE DISTRS HLDG INC COM COM 01858P105 31 30000 SH SOLE 30000 ALLIANCEBERNSTEIN HLDGS L P UN COM 01881G106 313 11500 SH SOLE 11500 ALTRIA GROUP INC COM 02209s103 ~~436~~529 ~~26603~~29708 SH SOLE ~~26603~~29708 AMB PPTY CORP COM 00163t109 ~~431~~542 ~~22950~~23650 SH SOLE ~~22950~~23650 AMERICAN EXPRESS CO COM 025816109 ~~5273~~7571 ~~226901~~223353 SH SOLE ~~226901~~223353 1320 600 SH DEFINED 600 AMERICANCAPITAL STRATEGIES LTD COM 024937104 44 13912 SH SOLE 13912 AMGEN INC COM 031162100 ~~2414~~2686 ~~45606~~44606 SH SOLE ~~45606~~44606 AMISTAR CORP COM 031535107 0 46000 SH SOLE 46000 AMN HEALTHCARE SERVICES INC COM 001744101 74110 11600 SH SOLE 11600 AMSURG CORP COM 03232P405 248 11700 SH SOLE 11700 ANNALY CAPITAL MANAGEMENTINC C COM 035710409 ~~325~~390 21531 SH SOLE 21531 AONCORP COM 037389103 ~~596~~640 15749 SH SOLE 15749 APACHE CORP COM 037411105 ~~1599~~2026 ~~22172~~22072 SH SOLE ~~22172~~22072 APPLE INC COM 037833100 ~~616~~772 ~~4327~~4167 SH SOLE ~~4327~~4167 APPLIED MATERIALS INC COM 038222105 ~~1133~~1377 102930 SH SOLE 102930 AT& T INC COM 00206r102 ~~3395~~3705 ~~136685~~137184 SH SOLE ~~136685~~137184 AUSTRAL PACIFIC ENERGY LTD COM 052526100 0 13000 SH SOLE 13000 AUTOMATIC DATA PROCESSINGINC COM 053015103 ~~400~~444 11301 SH SOLE 11301 AUTOZONE INC NEV COM 053332102 ~~1230~~897 ~~8140~~6140 SH SOLE ~~8140~~6140 AVERY DENNISON CORP COM 053611109 ~~1232~~1725 ~~47995~~47920 SH SOLE ~~47995~~47920 ~~BANCSHARES~~AVON ~~HOLDING~~PRODUCTS ~~CORP~~INC COM ~~001272899~~054303102 0286 ~~124179~~8425 SH SOLE ~~124179 BANK HAWAII CORP COM COM 062540109 523 14616 SH SOLE 14616 BANK NEW YORK MELLONCORP COM 064058100 1021 34842 SH SOLE 34842 BANK OF AMERICA CORP COM 060505104 2038 154469 SH SOLE 154469~~8425

BANCSHARES HOLDING CORP COM 001272899 0 124179 SH SOLE 124179 BANK HAWAII CORP COM COM 062540109 607 14616 SH SOLE 14616 BANK NEW YORK MELLONCORP COM 064058100 894 30871 SH SOLE 30871 BANK OF AMERICA CORP COM 060505104 2788 164779 SH SOLE 164779 BARCLAYS BANK PLC PFD IPATH S& COM 06740C527 366 7340 SH SOLE 7340 BAXTER INTL INC COM 071813109 513 8999 SH SOLE 8999 BED BATH & BEYOND INC COM 075896100 1502 40032 SH SOLE 40032 BERKSHIRE HATHAWAY CLB COM 084670207 12916 3887 SH SOLE 3887 23 7 SH DEFINED 7 BERKSHIRE HATHAWAY INC DEL CL COM 084670108 5454 54 SH SOLE 54 BLACKROCK SR HIGH INCOMEFD INC COM 09255t109 41 12004 SH SOLE 12004 BLACKSTONE GROUP LP COM 09253U108 255 18004 SH SOLE 18004 BOARDWALK PIPELINE PARTNERS LP COM 096627104 657 26500 SH SOLE 26500 BOEING CO COM 097023105 602 11120 SH SOLE 11120 BOSTON PRIVATE BANCORP INC CMN COM 101119105 97 15000 SH SOLE 15000 BP PLC ADR (CNV INTO 6ORD USD0 COM 055622104 2869 53910 SH SOLE 53910 BRE PPTYS INC MARYLAND AREIT COM 05564e106 734 23453 SH SOLE 23453 BRISTOL MYERS SQUIBB COM 110122108 592 26318 SH SOLE 26318 BROADRIDGE FINANCIALSOLUTIONS COM 11133t103 387 19265 SH SOLE 19265 BROWN AND BROWN INC COM COM 115236101 197 10290 SH SOLE 10290 BURLINGTON NORTHERN SANTAFE CO COM 12189t104 5712 71553 SH SOLE 71553 19 250 SH DEFINED 250 CAMPBELL SOUP CO COM 134429109 567 17400 SH SOLE 17400 CANON INC ADR COM 138006309 2756 68939 SH SOLE 68939 CARNIVALCORP PAIRED CTF 1 COM COM 143658300 796 23925 SH SOLE 23925 CARTER INC COM COM 146229109 376 14100 SH SOLE 14100 CASTLE A M & CO COM 148411101 206 20806 SH SOLE 20806 CATERPILLAR INC DEL COM 149123101 2692 52462 SH SOLE 52462 CENTRAL BANCSHARES INC TEX CMT COM 152424107 627 209 SH SOLE 209 CHESAPEAKE ENERGY CORP COM 165167107 814 28680 SH SOLE 28680 CHEVRON CORP COM 166764100 11016 156414 SH SOLE 156414

CHINA NORTH EAST PETROLEUM COM 16941G102 102 23000 SH SOLE 23000 CHURCH& DWIGHT INC COM 171340102 358 6325 SH SOLE 6325 CINTAS CORP COM 172908105 300 9900 SH SOLE 9900 CISCO SYS INC COM 17275r102 8489 360650 SH SOLE 360650 CITIGROUP INC COM 172967101 145 30129 SH SOLE 30129 CLEARWATER PAPER CORP COM 18538R103 281 6800 SH SOLE 6800 CLOROX CO DEL COM COM 189054109 2635 44805 SH SOLE 44805 CLOUGH GLOBAL OPPORTUNITIES FU COM 18914E106 145 11496 SH SOLE 11496 CMEGROUP INC COM 12572q105 665 2160 SH SOLE 2160 COBRA ELECTRS CORP COM 191042100 16 10000 SH SOLE 10000 COCA COLA CO COM 191216100 1535 28591 SH SOLE 28591 COHEN & STEERS REIT AND PFD IN COM 19247X100 124 12642 SH SOLE 12642 COMCAST CORP NEW CLA COM 20030n101 1717 101723 SH SOLE 101723 COMCAST CORP NEW CLA SPL COM 20030n200 267 16620 SH SOLE 16620 CONOCOPHILLIPS COM 20825c104 3433 76023 SH SOLE 76023 COPART INC COM 217204106 554 16700 SH SOLE 16700 CORNING INC COM 219350105 329 21553 SH SOLE 21553 COSTCO WHOLESALE CORP COM 22160k105 3180 56405 SH SOLE 56405 CVS CAREMARK CORP COM 126650100 3761 105252 SH SOLE 105252 DEERE & COMPANY COM 244199105 362 8444 SH SOLE 8444 DISCOVER FINL SVCS COM 254709108 238 14700 SH SOLE 14700 DISNEY (WALT) CO COM STK COM 254687106 684 24932 SH SOLE 24932 DOMINION RESOURCES INCVA NEW COM 25746u109 317 9200 SH SOLE 9200 DOVER CORP COM 260003108 589 15200 SH SOLE 15200 DOW CHEMICAL CO COM 260543103 330 12695 SH SOLE 12695 DU PONT E I DE NEMOURS& CO COM 263534109 377 11741 SH SOLE 11741 DUKE ENERGY CORP NEW COM 26441c105 1263 80262 SH SOLE 80262 DYNEGY INC CL A COM COM 26817G102 285 112017 SH SOLE 112017 E M C CORP MASS COM 268648102 478 28059 SH SOLE 28059 EMERITUS CORP COM 291005106 435 19830 SH SOLE 19830 EMERSON ELECTRIC CO COM 291011104 433 10820 SH SOLE 10820 EMPLOYERS HOLDINGS INC COM COM 301 19487 SH SOLE 19487

ENBRIDGE ENERGY PARTNERS LP COM 29250R106 310 6900 SH SOLE 6900 ENERGY TRANSFER PARTNERSLP UT COM 29273r109 229 5400 SH SOLE 5400 ENERPLUS RES FD TR UNITSER G N COM 29274d604 223 9750 SH SOLE 9750 ENTERPRISE PRODUCTS PARTNERS COM 293792107 606 21400 SH SOLE 21400 EVIRONMENTAL OIL PROCESSING TE COM 29407q100 0 75000 SH SOLE 75000 EXELON CORP COM 30161n101 511 10304 SH SOLE 10304 EXXON MOBIL CORP COM COM 30231g102 5524 80516 SH SOLE 80516 FAMILY DOLLAR STORES COM 307000109 489 18524 SH SOLE 18524 FARMERS & MERCHANTS BANK LONG COM 308243104 674 172 SH SOLE 172 FEDEX CORP DELAWARE COM COM 31428x106 2834 37685 SH SOLE 37685 FIDELITY NATIONAL INFORMATIONS COM 31620m106 251 9865 SH SOLE 9865 FINANCIAL FED CORP COM 317492106 207 8400 SH SOLE 8400 FIRST CASH FIN'L SVCS INC (FOR COM 31942D107 329 19220 SH SOLE 19220 FIRST MIDWEST BANCORP INC ILL. COM 320867104 321 28571 SH SOLE 28571 FIRSTENERGY CORP COM 337932107 281 6165 SH SOLE 6165 FMC CORP NEW COM 302491303 483 8600 SH SOLE 8600 FOAMEX INTERNATIONAL INC COM 344123203 0 50000 SH SOLE 50000 FORD MOTOR CO COM COM 345370860 190 26480 SH SOLE 26480 FORMATION CAPITAL INC COM 34637L103 28 100000 SH SOLE 100000 FORTIS SPONS ADR NEW COM 34956J309 46 10000 SH SOLE 10000 FORTUNE BRANDS INC COM 349631101 587 13660 SH SOLE 13660 FRANKLIN RES INC COM 354613101 462 4600 SH SOLE 4600 FREEPRT-MCMRAN CPR & GLD COM 35671d857 1495 21800 SH SOLE 21800 GENERAL ELECTRIC COM 369604103 6441 392275 SH SOLE 392275 GENERAL MILLS COM 370334104 1612 25053 SH SOLE 25053 GENESIS LEASE LTD ADS COM 37183T107 1163 130000 SH SOLE 130000 GILEAD SCIENCES INC COM COM 375558103 2272 48881 SH SOLE 48881 GLADSTONE INVESTMENT CORP COM 376546107 125 25786 SH SOLE 25786 GLAXOSMITHKLINE PLC SPONSOREDA COM 37733w105 489 12400 SH SOLE 12400 GOLDMAN SACHS GROUP INC COM 38141g104 526 2857 SH SOLE 2857 GOOGLE INC CLA COM 38259p508 4592 9261 SH SOLE 9261

GP STRATEGIES CORP COM COM 36225V104 74 10000 SH SOLE 10000 GRAINGER W W INC COM 384802104 618 6920 SH SOLE 6920 GROWERS DIRECT COFFEE COM COM 399849108 0 12000 SH SOLE 12000 HALLIBURTON CO HOLDINGCO FRMLY COM 406216101 254 9386 SH SOLE 9386 HANCOCK JOHN TAX ADVANTAGEDIVI COM 41013v100 354 29260 SH SOLE 29260 HCC INSURANCE HLDGS INC COM 404132102 336 12300 SH SOLE 12300 HENRY JACK & ASSOC INC COM 426281101 408 17384 SH SOLE 17384 HEWLETT-PACKARD CO DE COM 428236103 3011 63792 SH SOLE 63792 HOME DEPOT INC COM 437076102 789 29621 SH SOLE 29621 HONEYWELL INTL INC COM 438516106 323 8710 SH SOLE 8710 HORMEL FOODS CORP COM COM 236 6648 SH SOLE 6648 HOWE BARNES INVESTMENTS INC COM 342 17 SH SOLE 17 HSBC HOLDINGS PLC SPONS ADR COM 404280406 262 4572 SH SOLE 4572 ILLINOIS TOOL WORKS COM 452308109 527 12362 SH SOLE 12362 IMPERIAL OIL LTD COM NEW COM 201 5294 SH SOLE 5294 INDYMAC BANCORP INC N/C EFF 6/ COM 456607100 1 13766 SH SOLE 13766 ING GLOBAL EQTY DV & P COM COM 251 18990 SH SOLE 18990 INGERSOLL-RAND PLC SHSUSD1 COM g47791101 888 28961 SH SOLE 28961 INGGROEP NV ADR COM 456837103 1257 70500 SH SOLE 70500 INTEL CORP COM 458140100 4749 242704 SH SOLE 242704 INTERNATIONAL BUSINESS MACHS C COM 459200101 3541 29611 SH SOLE 29611 INTUIT INC COM 461202103 205 7200 SH SOLE 7200 ISHARES BARCLAYS 20+ YEAR TREA COM 464287432 252 2556 SH SOLE 2556 ISHARES MSCI ALL COUNTRY ASIA COM 464288182 498 9400 SH SOLE 9400 JOHN BEAN TECHNOLOGIES CORP COM 477839104 307 16900 SH SOLE 16900 JOHNSON AND JOHNSON COM COM 478160104 6008 98683 SH SOLE 98683 JOHNSON CTLS INC COM 478366107 445 17437 SH SOLE 17437 JOY GLOBAL INC COM COM 481165108 494 10100 SH SOLE 10100 JPMORGAN CHASE & CO COM 46625h100 1691 38602 SH SOLE 38602 KELLOGG COMPANY COM 487836108 260 5298 SH SOLE 5298 KELSO TECHNOLOGIES INC COM 0 10000 SH SOLE 10000 KIMBERLY CLARK CORP COM 494368103 750 12724 SH SOLE 12724

KKR FINL HLDGS LLC COM 48248a306 290 62968 SH SOLE 62968 KRAFT FOODS INC CLA COM 50075n104 854 32512 SH SOLE 32512 LEGG MASON INC COM 524901105 426 13750 SH SOLE 13750 LEVEL 3 COMMUNICATIONS INC COM COM 52729N100 34 24990 SH SOLE 24990 LIBERTY ENTERTAINMENT - A COM 53071M500 1487 47824 SH SOLE 47824 LIFE TIME FITNESS INC COM 53217R207 321 11455 SH SOLE 11455 LIFEPOINT HOSPS INC COM COM 53219L109 265 9800 SH SOLE 9800 LILLYELI & CO COM 532457108 479 14502 SH SOLE 14502 LKQ CORP COM COM 219 11860 SH SOLE 11860 MANITOWOC INC COM 563571108 132 14030 SH SOLE 14030 MARATHON OIL CORP ISIN#US56584 COM 565849106 207 6508 SH SOLE 6508 MARKET VECTOR GOLD MINERS COM 57060U100 267 5900 SH SOLE 5900 MARKET VECTORS HARD ASSETS PRO COM 57060U795 612 19860 SH SOLE 19860 MC GRAW HILL COMPANIES COM 580645109 1395 55518 SH SOLE 55518 MCAFEE INC COM COM 579064106 4485 102428 SH SOLE 102428 8 200 SH DEFINED 200 MCDONALDS CORP COM 580135101 1841 32266 SH SOLE 32266 MCDONNELL DOUGLAS CORP COM 580169100 339 6190 SH SOLE 6190 MDS INC COM COM 335 41000 SH SOLE 41000 MEDCO HEALTH SOLUTIONSINC COM 58405u102 225 4075 SH SOLE 4075 MEDTRONIC INC COM 585055106 844 22937 SH SOLE 22937 MERCK & CO INC COM 589331107 431 13654 SH SOLE 13654 MERGE HEALTHCARE INC COM 589499102 147 36000 SH SOLE 36000 MFA MTG INVTS INC COM COM 55272X102 241 30380 SH SOLE 30380 MICROSOFT CORPCOM COM 594918104 5353 208161 SH SOLE 208161 MONSANTO CO NEW DEL COM COM 61166w101 2255 29140 SH SOLE 29140 MORGAN STANLEY COM 617446448 321 10417 SH SOLE 10417 MORGAN STANLEY EMERG MKTS FD I COM 61744G107 184 14010 SH SOLE 14010 MOSAIC CO COM 61945a107 399 8310 SH SOLE 8310 MSC INDUSTRIAL DIRECT CO INC A COM 553530106 233 5350 SH SOLE 5350 MYLAN LABORATORIES INC COM 628530107 205 12825 SH SOLE 12825

NATIONAL LAMPOON INC COM 636637100 55 139700 SH SOLE 139700 NATIONAL PATENT DEV CORP NEW C COM 637132101 50 32000 SH SOLE 32000 NESTLE S A SPONSORED ADR REPST COM 641069406 386 9050 SH SOLE 9050 NOKIA OYJ ADR EACH REPR1 ORD N COM 654902204 1661 113664 SH SOLE 113664 NORFOLK SOUTHERN CRP COM 655844108 320 7440 SH SOLE 7440 NOVARTIS AG ADR-EACH REPR1 CHF COM 66987v109 1336 26536 SH SOLE 26536 NOVATEL WIRELESS INC COM 66987m109 227 20000 SH SOLE 20000 NSTAR COM COM 67019E107 476 14976 SH SOLE 14976 NUVEEN MUNICIPAL VALUE FUND IN COM 670928100 194 19532 SH SOLE 19532 OMNICELL INC COM 68213N109 160 14400 SH SOLE 14400 ORACLE CORPORATION COM 68389x105 14982 718949 SH SOLE 718949 41 2000 SH DEFINED 2000 ORBITALSCIENCES CORP COM 685564106 221 14800 SH SOLE 14800 O`REILLY AUTOMOTIVE INC COM 686091109 462 12793 SH SOLE 12793 PATTERSON COS INC COM 703395103 1926 70700 SH SOLE 70700 PEPSICO INC COM 713448108 3947 67292 SH SOLE 67292 PETROLEO BRASILEIRO SAPETROBRA COM 71654v408 266 5800 SH SOLE 5800 PFIZER INC DEL PV$0.05 COM 717081103 2374 143475 SH SOLE 143475 PHILIP MORRIS INTL INCCOM COM 718172109 1883 38646 SH SOLE 38646 PLUMAS BANCORP COM COM 729273102 49 12990 SH SOLE 12990 PRE PAID LEGAL SVCS INC COM COM 740065107 1457 28700 SH SOLE 28700 PRECISION CASTPARTS CORP COM 740189105 769 7550 SH SOLE 7550 PRIVATEBANCORP INC CMN COM 742962103 481 19700 SH SOLE 19700 PROCTER & GAMBLE CO COM 742718109 6678 115311 SH SOLE 115311 PROFILE TECHS INC COM 743164105 0 13333 SH SOLE 13333 PSS WORLD MEDICAL INC COM 69366A100 289 13240 SH SOLE 13240 QUALCOMM INC COM 747525103 390 8673 SH SOLE 8673 QUEST DIAGNOSTICS INC COM 74834l100 3375 64676 SH SOLE 64676 READING INTL INC CL A COM 755408101 4256 1035639 SH SOLE 1035639 11 2700 SH DEFINED 2700 REDWOOD TRUST INC COM 758075402 163 10545 SH SOLE 10545 RESEARCH IN MOTION COMNPV ISIN COM 760975102 922 13646 SH SOLE 13646

RESOURCES CONNECTION INC COM 76122q105 213 12535 SH SOLE 12535 RITE AID CORP COM 767754104 33 20585 SH SOLE 20585 ROCKWELL MED TECH INC COM 774374102 581 74800 SH SOLE 74800 ROYAL DUTCH SHELL ADREA REP 2 COM 780259206 1520 26584 SH SOLE 26584 RYLAND OIL CORP COM 78376R102 3 15000 SH SOLE 15000 S & P 500 DEPOSITORY RECEIPT COM 78462f103 681 6455 SH SOLE 6455 SAMSON OIL & GAS LTD ADR COM 796043107 0 410444 SH SOLE 410444 SANSWIRE CORP COM COM 801077108 1 14000 SH SOLE 14000 SARA LEE CORP COM 803111103 330 29629 SH SOLE 29629 SCHIMATIC TECH INC COM 806732103 0 10000 SH SOLE 10000 SCHLUMBERGER LIMITED COMSTK US COM 806857108 446 7487 SH SOLE 7487 SCHWAB CHARLES CP NEW COM COM 808513105 853 44578 SH SOLE 44578 SCOTTISH POWER PLC SPONSORED A COM 81013T705 88 10000 SH SOLE 10000 SEI INVESTMENTS CO COM COM 784117103 5038 256036 SH SOLE 256036 SERVICE MERCHANDISE ESCROW COM 8175879c4 0 25000 SH SOLE 25000 SHERWIN WILLIAMS CO COM 824348106 439 7300 SH SOLE 7300 SILICON LABORATORIES INC COM 826919102 519 11195 SH SOLE 11195 SKY WEST INC COM COM 830879102 242 14600 SH SOLE 14600 SOURCE CAP INC COM 836144105 4101 98363 SH SOLE 98363 12 300 SH DEFINED 300 SOUTHERN CO COM COM 842587107 268 8467 SH SOLE 8467 SPECTRUM CONTROL INC COM 847615101 110 13000 SH SOLE 13000 SPIRIT AEROSYS HLDGS I COM CL COM 228 12675 SH SOLE 12675 SPRINT NEXTEL CORP COM FON COM 852061100 64 16405 SH SOLE 16405 ST JUDE MEDICAL INC COM 790849103 754 19353 SH SOLE 19353 STANDARD CHARTERED PLC COM G84228157 241 10000 SH SOLE 10000 STAPLES INC COM 855030102 5276 227229 SH SOLE 227229 STARBUCKS CORP COM 855244109 225 10900 SH SOLE 10900 STATE STREET CORP COM 857477103 684 13008 SH SOLE 13008 STERICYCLE INC COM 858912108 1066 22025 SH SOLE 22025 STORM EXPLORATION INC COM 86217p102 188 13500 SH SOLE 13500

SUN HEALTHCARE GROUP INC COM 866933401 86 10000 SH SOLE 10000 SUN MICROSYSTEMS INC COMNEW COM 866810203 104 11525 SH SOLE 11525 SURETY CAPITAL CORP-NEW COM 868666207 0 16600 SH SOLE 16600 SYSCO CORP COM 871829107 1098 44190 SH SOLE 44190 TARGET CORP COM COM 87612e106 2592 55539 SH SOLE 55539 TELEDYNE TECHNOLOGIES INC COM COM 879360105 226 6300 SH SOLE 6300 TELLABSINC COM 879664100 169 24500 SH SOLE 24500 TEMPLETON EMERGING MKTS FUND I COM 880191101 243 14284 SH SOLE 14284 TEXAS INSTRUMENTS INC COM 882508104 1738 73400 SH SOLE 73400 THERMO FISHER SCIENTIFICINC COM 883556102 875 20048 SH SOLE 20048 THOMSON REUTERS CORP COM 884903105 299 8928 SH SOLE 8928 TORONTO DOMINION BK ONT COM NE COM 891160509 250 3894 SH SOLE 3894 TOTAL ADR EACH REP 1 ORDSHS EU COM 89151e109 260 4392 SH SOLE 4392 TRANSOCEAN INC NEW SHS ISIN#KY COM g90073100 240 2812 SH SOLE 2812 TYCO ELECTRONICS LTD COMCHF2.6 COM h8912p106 1098 49325 SH SOLE 49325 TYCO INTERNATIONAL LTD(SWITZER COM h89128104 1679 48721 SH SOLE 48721 UCBH HLDGS INC COM 90262t308 128 160175 SH SOLE 160175 ULTRA FINANCIAL PROSHRS COM 74347R743 366 62000 SH SOLE 62000 ULTRA PURE WATER TECH COM 90388Q105 9 135000 SH SOLE 135000 ULTRA RUSSELL 2000 PROSHARES E COM 74347R842 266 10000 SH SOLE 10000 UNILEVER N V ISIN#US9047847093 COM 904784709 250 8664 SH SOLE 8664 UNION PACIFIC CORP COM 907818108 811 13906 SH SOLE 13906 UNITED PARCEL SVC INCCL B COM 911312106 276 4900 SH SOLE 4900 UNITED TECHS CORP COM COM 913017109 7137 117144 SH SOLE 117144 UNITEDHEALTH GROUP COM 91324p102 1232 49230 SH SOLE 49230 US BANCORP (NEW) COM 902973304 3712 169819 SH SOLE 169819 US NATURAL GAS FUND LP COM 912318102 149 12700 SH SOLE 12700 VAALCO ENERGY INC COM 91851C201 114 24800 SH SOLE 24800 VALASSIS COMMUNICATIONS INC COM 918866104 185 10400 SH SOLE 10400 VARIAN INC COM COM 922206107 400 7850 SH SOLE 7850 VASAMED INC - RESTRICTED COM 003721733 1 14233 SH SOLE 14233 VERISIGN INC COM 92343e102 814 34376 SH SOLE 34376

VERIZON COMMUNICATIONS COM 92343v104 938 30995 SH SOLE 30995 VIACOMINC NEW CL B COM 92553p201 565 20180 SH SOLE 20180 VIRAGEN INC COM 927638403 0 14800 SH SOLE 14800 VODAFONE GROUP PLC NEWSPONSORE COM 92857w209 210 9350 SH SOLE 9350 WAL-MART STORES INC COM 931142103 780 15895 SH SOLE 15895 WALGREEN COMPANY COM 931422109 2702 72132 SH SOLE 72132 WD 40 CO COM 929236107 644 22700 SH SOLE 22700 WELLS FARGO & CO NEW DEL COM 949746101 13437 476858 SH SOLE 476858 WESTERN UNION CO COM COM 959802109 277 14651 SH SOLE 14651 WHIRLPOOL CORP COM 963320106 207 2962 SH SOLE 2962 WHITE ELECTRONIC DESIGNS CORP COM 963801105 85 18500 SH SOLE 18500 WILLIAMS PARTNERS LP COM 96950F104 207 8927 SH SOLE 8927 WILLIAMSCOS INC COM 969457100 327 18350 SH SOLE 18350 WINDSTREAMCORP COM COM 97381w104 139 13755 SH SOLE 13755 WING HANG BANK LTD SHS ISIN#HK COM Y9588K109 1475 150000 SH SOLE 150000 WOLVERINE WORLD WIDE INC COM 293 11800 SH SOLE 11800 WYETH COM 983024100 2376 48912 SH SOLE 48912 XEROXCORP COM 984121103 790 102090 SH SOLE 102090 ZEP INC COM 98944B108 248 15300 SH SOLE 15300 ZIMMER HLDGS INC COM 98956p102 1899 35531 SH SOLE 35531 BUCKEYE PARTNERS L.P LPUS 118230101 895 18500.000 SH SOLE 18500.000 CEDAR FAIR, L.P.DEP UNIT LPUS 150185106 361 34333.000 SH SOLE 34333.000 ENBRIDGE ENERGY PARTNERSLP LPUS 29250r106 392 8700.000 SH SOLE 8700.000 KINDER MORGAN ENERGY PARTNERS LPUS 494550106 2320 42960.000 SH SOLE 42960.000 MAGNETIC PULSE INC PFD SER C PRD 558998951 12 12000 SH SOLE 12000 PRIVATEBANC CAP 9.50% TR I 12/ PRD 74268e200 1068 44231 SH SOLE 44231 PROTATEK INTERNATIONAL PFD PRD 743645202 0 30000 SH SOLE 30000 US BANCORP DEL PFD1/1000SER D PRD 219 8086 SH SOLE 8086 ICBA CAP MKT TR SER 1 00767P545 60 19029.0000 SH SOLE 19029.0000 ISHARES TR DOW JONES US CONSUM 464287812 269 5105.7482 SH SOLE 5105.7482 ISHARES TR DOW JONES US CONSUM 464287580 200 3835.6404 SH SOLE 3835.6404

ISHARES TR DOW JONES US ENERGY 464287796 300 9429.3236 SH SOLE 9429.3236 ISHARES TR DOW JONES US HEALTH 464287762 449 7619.6091 SH SOLE 7619.6091 ISHARES TR DOW JONES US INDL S 464287754 463 9207.4245 SH SOLE 9207.4245 ISHARES TR DOW JONES USTECHNOL 464287721 677 13044.9648 SH SOLE 13044.9648 ISHARES TR GOLDMAN SACHS NAT R 464287374 327 10111.0000 SH SOLE 10111.0000 ISHARES TR MSCIEAFE INDEX FD 464287465 933 17080.6644 SH SOLE 17080.6644 ISHARES TR NASDAQ BIOTECHNOLOG 464287556 514 6326.1794 SH SOLE 6326.1794 ISHARES TR RUSSELL 1000GROWTH 464287614 227 4923.1540 SH SOLE 4923.1540 ISHARES TR RUSSELL 2000INDEX F 464287655 349 5800.7893 SH SOLE 5800.7893 ISHARES TR RUSSELL MIDCAPINDEX 464287499 440 5633.7030 SH SOLE 5633.7030 ISHARES TR S&P 500 INDEXFD 464287200 345 3263.8220 SH SOLE 3263.8220 ISHARES TR S&P EUROPE350 INDEX 464287861 375 9739.3023 SH SOLE 9739.3023 ISHARES TR S&P GLOBALCLEAN ENE 464288224 581 25000.0000 SH SOLE 25000.0000 ISHARES TR S&P500 GRW 220 4085.7100 SH SOLE 4085.7100 MUNICIPAL INVT TR FD UT MUN DE 62624v859 39 50265.0000 SH SOLE 50265.0000 SECTOR SPDR TR SHS BENINT FINA 81369y605 520 34861.9693 SH SOLE 34861.9693 SPDR SER TR S&PBIOTECH ETF 78464a870 2468 45996.9680 SH SOLE 808.000045188.9680 VANGUARD EMERGING MKTSVIPERS 922042858 6175 160279.6730 SH SOLE 1680.0000158599.6730 VANGUARD INDEX FDS FORMERLYVAN 922908553 1936 46726.0080 SH SOLE 4711.000042015.0080 VANGUARD INDEX FDS VANGUARDMID 922908629 5070 89118.9500 SH SOLE 89118.9500 VANGUARD INDEX FDS VANGUARDSMA 922908751 2803 50467.6800 SH SOLE 50467.6800 VANGUARD INTL EQUITY INDEXFD I 922042775 12186 282096.8940 SH SOLE 282096.8940 VANGUARD SECTOR INDEXFDS CONSU 92204a108 2771 63399.1400 SH SOLE 63399.1400 VANGUARD SECTOR INDEXFDS CONSU 92204a207 3380 52606.1820 SH SOLE 52606.1820 VANGUARD SECTOR INDEXFDS VANGU 92204a306 3465 43426.3290 SH SOLE 43426.3290 VANGUARD SECTOR INDEXFDS VANGU 92204a405 3696 123794.6600 SH SOLE 123794.6600 VANGUARD SECTOR INDEXFDS VANGU 92204a504 4282 83405.2200 SH SOLE 83405.2200 VANGUARD SECTOR INDEXFDS VANGU 92204a603 3549 71631.9850 SH SOLE 71631.9850 VANGUARD SECTOR INDEXFDS VANGU 92204a702 5075 101717.1600 SH SOLE 101717.1600 VANGUARD SECTOR INDEXFDS VANGU 92204a801 1480 23256.2790 SH SOLE 23256.2790

Filing Compare · Howe Barnes Capital Management, Inc.