13F-HR 1 y34838e13fvhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F 13F-HR Form 13F COVER PAGE Report for the Quarter Ended March 31, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: H.A. Schupf & Co., LLC Address: 605 Third Avenue New York, NY 10158 Form 13F File Number: 28-10124 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: H. Axel Schupf Title: Managing Member Phone: (212) 476-5560 Signature, Place, and Date of Signing: /s/ H.Axel Schupf New York, New York May 11, 2007 ------------------------------------ [Signature] [ x ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE ================================================================================ FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 0 --------- Form 13F Information Table Entry Total: 95 --------- Form 13F Information Table Value Total: $399,450 -------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report NONE [If there are no entries in this list, state NONE and omit the column headings and list entries] FORM 13F Page 1 of 3 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 7: Item 8: Item 6: Mana- Voting Authority Investment Discretion ager See (Shares) -------------------- ~~(b) Shared~~----------- ~~Item~~Instr 8: Item 4: AsV ~~Voting~~Item ~~Authority~~2: Item 23: Fair Item 5: ~~Defined~~(b) ~~Item~~(c) 7:(a) (~~Shares~~b) ~~Title~~(c) ~~Item~~TITLE 3: Market Shares of inShared-As ~~(c)~~Shared ~~Managers~~Sole ~~---------------------~~Shared ~~Item~~None 1: of CUSIP Value Principal (a) ~~Instr.~~Defined ~~Shared~~in -Other ~~See (a) (b) (c)~~ Name of Issuer Class ~~Number~~NUMBER (x $1,000) Amount Sole ~~V Other~~ Instr. V ~~Sole Shared None~~ ------------------------------ ------ -------- --------- ---------- ------- ------- ---- ------- ------- -----~~---~~ -----~~----~~ ------ ~~----~~AAR 3MCORP ~~COMPANY~~ COM ~~88579Y101~~000361105 ~~119~~22 ~~1,650~~807 SH X ~~1,650~~807 ABBOTT LABORATORIES COM 002824100 ~~304~~293 65,~~200~~255 SH X 65,~~200~~255 ~~ADVO~~ALCON ~~SYS~~ INC COM ~~007585102~~H01301102 ~~412~~27,998 12212,~~934~~399 SH X 12212,~~934~~399 ~~AIR~~ALLIED ~~PRODS~~IRISH &BANKS ~~CHEMS~~ADR ~~INC~~019228402 ~~COM~~26 ~~009158106~~440 60SH 1X 440 AMERICA MOVIL S.A. ADR 02364w105 21,~~000~~469 449,244 SH X 1449,~~000~~244 ~~ALCON~~AMGEN ~~INC~~CORP COM ~~H01301102~~031162100 ~~105,848~~78 ~~967~~1,~~970~~400 SH X ~~967~~1,~~970~~400 ~~ALLSTATE~~AMPHENOL CORP NEW-CL A COM ~~020002101~~032095101 ~~101~~24,784 1526,~~683~~617 SH X 1526,~~683~~617 ~~ALTRIA~~ANALOG ~~GROUP~~DEVICES INC COM ~~02209S103~~032654105 1,~~068~~317 1638,~~510~~195 SH X 1638,~~510~~195 ~~AMBAC~~ARBITRON ~~FINANCIAL GROUP~~ INC COM ~~023139108~~03875Q108 6125,~~561~~066 ~~882~~533,~~469~~880 SH X ~~882~~533,~~469~~880 ~~AMERICAN~~AT&T ~~EXPRESS COMPANY~~ COM ~~025816109~~00206r102 ~~447~~87 82,~~400~~200 SH X 82,~~400~~200 ~~AMERICAN~~AUTOMATIC ~~INTERNATIONAL~~DATA ~~GROUP~~PROCESSING INC. COM ~~026874107~~053015103 ~~481~~29 ~~8,275~~600 SH X ~~8,275~~600 ~~AMGEN~~AXA ~~CORP~~ADR ~~COM~~054536107 ~~031162100~~26 ~~680~~615 ~~11,250~~ SH X ~~11,250~~615 ~~AMPHENOL~~BANK AMER CORP ~~NEW-CL A~~ COM ~~032095101~~060505104 ~~78,551~~38 ~~1,955,471~~738 SH X ~~1,955,471~~738 ~~ANADARKO~~BARCLAYS ~~PETROLEUM~~PLC ~~CORP~~ADR ~~COM~~06738e204 ~~032511107~~38 58665 ~~700~~ SH X ~~700~~665 ~~ANALOG~~BED ~~DEVICES~~BATH & BEYOND INC COM ~~032654105~~075896100 ~~127~~20,990 3522,~~400~~534 SH X 3522,~~400~~534 ~~ANDREW~~BERKSHIRE ~~CORP~~HATHAWAY ~~COM~~I ~~034425108~~- 26CL B COM 084670207 2,~~000~~013 553 SH X ~~2,000~~553 ~~APPLE~~BERKSHIRE ~~COMPUTER~~HATHAWAY INC CL A COM ~~037833100~~084670108 26545 ~~700~~5 SH X ~~700~~5 ~~ARAMARK~~BOSTON ~~CORP-CL~~PROPERTIES BINC REIT COM ~~038521100~~101121101 ~~101,382~~376 3,~~840,242~~200 SH X 3,~~840,242~~200 ~~ARBITRON~~BP ~~INC~~PLC ~~COM~~SPONSORED ~~03875Q108~~ADR ~~118,527~~055622104 ~~2,762,865~~16 250 SH X ~~2,762,865~~250 ~~AUTOMATIC~~BP ~~DATA~~PRUDHOE ~~PROCESSING~~ROYALTY ~~INC~~SBI REIT COM ~~053015103~~055630107 ~~705~~113 161,~~800~~700 SH X 161,~~800~~700 ~~AVON~~CADBURY ~~PRODS~~SCHWEPPES ~~INC~~SPONS ~~COM~~ADR ~~054303102~~127209302 7627 ~~2,000~~535 SH X ~~2,000~~535 ~~BAA~~CANON ~~PLC-SPONSORED~~INC SPONS ADR ~~05518L206~~138006309 7840 ~~7,000~~750 SH X ~~7,000~~750 ~~BANK~~CBS OFCORP ~~AMER~~CL ~~CORP~~B ~~COM~~com ~~060505104~~124857202 ~~4,738~~49 ~~103~~1,~~882~~600 SH X ~~103~~1,~~882~~600 ~~BANK~~CHARLES OFRIVER ~~NEW~~LABORATORIES ~~YORK CO~~ COM ~~064057102~~159864107 6323,515 2508,~~172~~324 SH X 2508,~~172~~324 ~~BARR~~CHATTEM ~~PHARMACEUTICALS~~ INC COM ~~068306109~~162456107 ~~164~~18 ~~3,375~~300 SH X ~~3,375~~300 ~~BEA~~CHICAGO ~~SYS~~BRIDGE ~~INC~~& IRON CO NV COM ~~073325102~~167250109 ~~797~~29,198 90949,~~796~~513 SH X 90949,~~796~~513 ~~BEAR~~CISCO ~~STEARNS~~SYSTEMS ~~COMPANIES~~ INC. ~~DEP~~COM ~~SHS~~17275R102 ~~REPS~~16,104 ~~PFD~~630,788 ~~073902702 20 400~~ SH X ~~400~~630,788 ~~BECTON~~COACH ~~DICKINSON~~INC ~~& CO~~ COM ~~075887109~~189754104 94701 114,~~800~~000 SH X 114,~~800~~000 ~~BED~~COMTECH ~~BATH~~GROUP ~~& BEYOND~~ INC ~~COM~~com ~~075896100~~205821200 ~~73,267~~13 ~~1,753,635~~765 SH X ~~1,753,635~~765 ~~BERKSHIRE~~CREDIT ~~HATHAWAY~~SUISSE ~~I-CL~~GROUP BADR ~~COM~~225401108 ~~084670207~~26 ~~2,221~~360 ~~798~~ SH X ~~798~~360 ~~BERKSHIRE~~DIAGEO ~~HATHAWAY~~PLC ~~INC-DEL~~ADR CL25243q205 A36 ~~COM~~450 ~~084670108 1,002 12~~ SH X 12450 ~~BOEING~~DOLLAR COTHRIGHT AUTOMOTIVE GP COM ~~097023105~~256743105 8023 ~~1,209~~453 SH X ~~1,209~~453 ~~BOSTON~~DUKE ~~SCIENTIFIC~~REALTY CORP REIT COM ~~101137107~~264411505 ~~134,846~~65 41,~~994,302~~500 SH X 41,~~994,302~~500 BPEDGAR PONLINE LINC CCOM ~~SPONSORED~~279765101 ~~ADR~~598 ~~055622104 7~~220,~~126~~000 ~~114,240~~ SH X ~~114~~220,~~240~~000 ~~BRISTOL~~EVEREST ~~MYERS~~RE ~~SQUIBB~~CAPITAL COTRUST ~~COM~~PFD ~~110122108~~299807206 ~~391~~3,221 15126,~~650~~113 SH X 15126,~~650~~113 ~~CADBURY~~EVEREST ~~SCHWEPPES~~RE ~~PLC~~GROUP LTD COM ~~061070900~~G3223R108 3019,321 3200,~~170~~900 SH X 3200,~~170~~900 ~~CAMBRIDGE~~EXXON ~~BANCORP~~MOBIL CORP COM ~~132152109~~30231G102 ~~179~~1,473 619,~~000~~518 SH X 619,~~000~~518 ~~CAMPBELL~~GARTNER ~~SOUP~~INC CO COM ~~134429109~~366651107 ~~329~~18 ~~10,700~~769 SH X ~~10,700~~769 ~~CAPITAL~~GENERAL ~~ONE~~ELECTRIC ~~FINANCIAL~~CO ~~CORP~~ COM ~~14040H105~~369604103 117,~~144~~950 14507,~~300~~634 SH X 14507,~~300~~634 COLUMN TOTAL ~~697~~237,~~128~~720

FORM 13F Page 2 of 3 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 6: ~~Investment~~Item ~~Discretion~~7: ~~-------------------- (b) Shared-~~ Item 8: ~~Item~~Investment 4:Discretion AsManag Voting Authority (Shares) Item 21: ~~Fair~~Item Item 53: ~~Defined~~ Item 74: ~~(Shares) Title~~ Item 35: ~~Market~~---------------------- ~~Shares~~-ers ~~of in (c) Managers~~ ------------------------- ~~Item~~Name 1: of Issuer 2: CUSIP ~~Value~~Fair ~~Principal~~Shares of (a) ~~Instr.~~(b) ~~Shared-~~(c) See (a) Sole (b) (c) ~~Name~~Title Number Market Principal Sole Shared-As Shared Instr. Shared None of ~~Issuer~~Value ~~Class~~Amount ~~Number~~Defined in -Other v Class (x $1,000) ~~Amount Sole V Other~~ Instr. V ~~Sole Shared None~~ ------------------------------~~------~~ ------- --------- ---------- ---------- ----- ---- ------- ------- -------- --------- ------- ----- ~~CERIDIAN~~GENESIS ~~CORP~~ENERGY ~~NEW~~LP COM ~~156779100~~371927104 33683 132,~~700~~000 SH X 132,~~700~~000 ~~CHARLES~~HARTE-HANKS ~~RIVER~~INC ~~LABORATORIES INTERNATIONA~~ COM ~~159864107~~416196103 ~~123~~22,~~674~~286 2807,~~563,195~~745 SH X 2807,~~563,195~~745 ~~CHEVRONTEXACO~~HEINEKEN ~~CORP~~NV ~~COM~~ADR ~~166764100~~423012202 ~~181~~46 31,~~240~~746 SH X 31,~~240~~746 ~~CHICAGO~~ICONIX ~~BRIDGE~~BRAND &GROUP ~~IRON~~INC. ~~CO NV~~ COM ~~167250109~~451055107 ~~90,756~~23 31,~~970,090~~118 SH X 31,~~970,090~~118 ~~CITIGROUP~~IMPERIAL ~~INC~~TOBACCO ~~COM~~GROUP ~~172967101~~ADR ~~1,748~~453142101 ~~37,818~~35 385 SH X ~~37,818~~385 ~~CITIGROUP~~INTERNATIONAL ~~INC-DEP~~GAME ~~SHS-REPSTG~~TECHNOLOGY ~~1/5TH~~COM ~~5.864%~~459902102 ~~PFD~~20 ~~172967812 230 4,~~500 SH X 4,500 ~~COCA~~INTESA SANPAOLO-~~COLA~~SPONSORED COADR 46115h107 29 633 SH X 633 INTL FLAVORS & FRAGRANCES COM ~~191216100~~459506101 ~~4,813~~25 ~~115,292~~531 SH X ~~115,292~~531 ~~COLGATE~~JOHNSON ~~PALMOLIVE~~& COJOHNSON COM ~~194162103~~478160104 ~~788~~337 155,~~796~~600 SH X 155,~~796~~600 ~~COSTCO~~LEUCADIA ~~WHOLESALE~~NATIONAL CORP~~-NEW~~ COM ~~22160K105~~527288104 98862 229,~~200~~300 SH X 229,~~200~~300 ~~COVENTRY~~LIBERTY ~~HEALTH~~MEDIA ~~CARE~~HOLD ~~INC~~CAP SER A COM ~~222862104~~53071m302 2111 ~~300~~100 SH X ~~300~~100 ~~CROSSTEX~~LIBERTY ~~ENERGY~~MEDIA ~~INC~~INTERACTIVE A COM ~~22765Y104~~53071m104 2412 500 SH X 500 ~~CULLEN~~MEDTRONIC ~~FROST~~INC COM ~~229899109~~585055106 ~~524~~863 1117,~~000~~600 SH X 1117,~~000~~600 ~~CUNO~~MICROSOFT ~~INC~~CORP COM ~~126583103~~594918104 ~~536~~51 71,~~500~~824 SH X 71,~~500~~824 ~~DELL~~MOODYS ~~INC~~CORP COM ~~24702R101~~615369105 6515,115 1243,~~650~~550 SH X 1243,~~650~~550 ~~DEVON~~MORGAN ~~ENERGY~~STANLEY ~~CORPORATION~~COM ~~NEW~~617446448 16 198 SH X 198 NBTY INC COM ~~25179M103~~628782104 6123 ~~1,200~~439 SH X ~~1,200~~439 ~~DIAGEO~~NESTLE ~~ORD~~SA 28ADR ~~101/108P~~641069406 ~~COM~~35 ~~023740905~~365 59SH 4X 365 NEUSTAR INC CL A com 64126X201 23,~~000~~706 833,530 SH X 4833,~~000~~530 ~~DOUBLECLICK~~NEW ~~INC~~PLAN EXCEL REALTY TRUST COM ~~258609304~~648053106 8471 102,~~000~~152 SH X 102,~~000~~152 ~~DOW~~NOVARTIS ~~CHEMICAL~~AG COSPONSORED ADR 66987V109 40 735 SH X 735 PAYCHEX INC COM ~~260543103~~704326107 3121 ~~700~~555 SH X 555 PEPSICO INC COM 713448108 44 700 ~~ELI~~SH ~~LILLY~~X &700 COPFIZER INC COM ~~532457108~~717081103 ~~220~~53 32,~~956~~100 SH X 32,~~956~~100 ~~ENCORE~~POLYCOM ~~ACQUISITION~~INC CO COM ~~29255W100~~73172K104 20 ~~496~~597 SH X ~~496~~597 ~~ESTEE~~R ~~LAUDER~~R ~~COMPANIES~~DONNELLEY CL& ASONS CO COM ~~518439104~~257867101 7873 2,000 SH X 2,000 ~~EVEREST~~ROYAL REDUTCH ~~CAPITAL~~SHELL ~~TRUST~~PLC ~~7.85%~~ADR ~~TRUST~~780259206 ~~PFD~~21 ~~299807206~~310 ~~16,434 616,900~~ SH X ~~616,900~~310 ~~EVEREST~~SANOFI RESYNTHELABO ~~GROUP~~SA ~~LTD~~ADR ~~COM~~80105N105 ~~G3223R108~~28 ~~84,223~~651 ~~905,628~~ SH X ~~905,628~~651 ~~EXXON~~SIEMENS ~~MOBIL~~AG ADR 826197501 26 240 SH X 240 SIGMA-ALDRICH CORP COM ~~30231G102~~826552101 726,~~027~~599 ~~122~~640,~~270~~630 SH X ~~122~~640,~~270~~630 ~~FASTENAL~~SLM CORPORATION COM ~~311900104~~78442P106 ~~429~~19,884 7486,~~000~~154 SH X 7486,~~000~~154 ~~FEDERAL~~SOCIETE ~~REALITY~~GENERALE ~~INVT~~ADR ~~TRUST~~83364I109 ~~SHS~~26 ~~BEN~~755 ~~INTE COM 313747206 59 1,000~~ SH X ~~1,000~~755 ~~FEDERATED~~SONIC ~~INVESTR~~AUTOMOTIVE INC ~~(PA.) CL B~~ COM ~~314211103~~83545G102 ~~843~~25 ~~28,100~~894 SH X ~~28,100~~894 ~~FIRST~~ST ~~COASTAL~~JUDE ~~BANCSHARES~~MEDICAL ~~SEGUNDO~~INC ~~CALI~~ COM ~~31969P504~~790849103 3423 ~~326~~600 SH X ~~326~~600 ~~FIRST~~SUEZ ~~DATA~~ADR ~~CORP~~864686100 ~~COM~~25 ~~319963104~~465 ~~40 1,000~~ SH X ~~1,000~~465 ~~FOUR~~SUNCOR ~~SEASONS~~ENERGY ~~HOTELS~~ INC ~~LIMITED VOTING~~ COM ~~35100E104~~867229106 99 1,~~500~~481 19,400 SH X 119,~~500~~400 ~~FRANKLIN~~SVB ~~RESOURCES~~FINL ~~INC~~GROUP COM ~~354613101~~78486Q101 ~~115~~28,151 1579,~~500~~359 SH X 1579,~~500~~359 ~~GENERAL~~SYSCO ~~DYNAMICS~~ CORP COM ~~369550108~~871829107 2251 ~~200~~1,500 SH X ~~200~~1,500 ~~GENERAL~~TELUS ~~ELECTRIC~~CORP CONON TRG SHS COM ~~369604103~~87971M202 ~~2,700~~20 ~~77,911~~400 SH X ~~77,911~~400 ~~GENESIS~~TESCO ~~ENERGY~~PLC ~~COM~~ADR ~~371927104~~881575302 ~~300~~29 321,~~000~~100 SH X 321,~~000~~100 COLUMN TOTAL ~~336~~140,~~369~~889

FORM 13F Page 3 of 3 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 6: ~~Investment Discretion -------------------- (b) Shared-~~ Item 8: Investment Item 47: As Voting Discretion Managers Authority (Shares) Item 21: ~~Fair~~Item Item 53: ~~Defined~~ Item 74: ~~(Shares) Title~~ Item 35: ~~Market~~------------------------ ~~Shares~~See ofInstr. inV ~~(c) Managers~~ --------------------- ~~Item~~Name 1: of Issuer 2: CUSIP ~~Value~~Fair ~~Principal~~Shares of (a) ~~Instr.~~(b) ~~Shared-~~(c) ~~See~~ (a) (b) (c) ~~Name~~Title Number Market Principal Sole Shared-As Shared- Sole Shared None of ~~Issuer~~Value ~~Class~~Amount ~~Number~~Defined in Other Class (x $1,000) ~~Amount Sole V Other~~ Instr. V ~~Sole Shared None~~ ------------------------ ----- ------- ----~~---~~ --------- ----------- ----- --------- -~~---~~ ------- ------- ----- --- --- ------ ------ -~~---~~ ~~GILLETTE~~TNT CONV ~~COM~~ADR ~~375766102~~87260w101 ~~1,770~~26 ~~34,956~~555 SH X ~~34,956~~555 ~~GLENBOROUGH~~TOTAL ~~REALTY~~SA ~~TRUST~~SPON ~~INC~~ADR ~~COM~~89151e109 ~~37803P105~~31 21440 ~~1,000~~ SH X ~~1,000~~440 ~~GOLDEN~~TRANSOCEAN ~~WEST~~INC ~~FINL CORP-DEL~~ COM ~~381317106~~G90078109 5025 ~~780~~300 SH X ~~780~~300 ~~GUIDANT~~TRIUMPH ~~CORP~~GROUP INC COM ~~401698105~~896818101 8112 ~~1,200~~221 SH X ~~1,200~~221 ~~GYMBOREE~~TXU CORP COM ~~403777105~~873168108 3426 ~~2,500~~400 SH X ~~2,500~~400 ~~HARTE-HANKS~~UBS ~~INC~~AG ~~COM~~ADR ~~416196103~~h89231338 ~~110,174~~22 ~~3,705,826~~370 SH X ~~3,705,826~~370 ~~HEINEKEN~~UCBH ~~HOLDING~~HOLDINGS ~~COM 779253905 96 3,437 SH X 3,437 HOME DEPOT~~ INC COM ~~437076102~~90262t308 ~~331~~54 82,~~500~~900 SH X 82,~~500~~900 ~~ILLINOIS~~UNILEVER ~~TOOL~~PLC ~~WKS~~SPONSORED ~~INC~~ADR ~~COM~~904767704 ~~452308109~~25 88846 ~~1,100~~ SH X ~~1,100~~846 ~~INTEL~~VALSPAR CORP COM ~~458140100~~920355104 ~~1,583~~16 ~~60,835~~586 SH X ~~60,835~~586 ~~INTERNATIONAL~~VARIAN ~~BUSINESS~~MED ~~MACHINES COR~~ COM ~~459200101~~92220P105 ~~304~~291 46,100 SH X 4,6.100 ~~INTERNATIONAL~~VERIZON ~~SPEEDWAY~~COMMUNICATIONS ~~CORP CL A~~ COM ~~460335201~~92343V104 2127 ~~370 SH X 370 ITT INDS INC IND COM 450911102 68~~ 700 SH X 700 JVODAFONE &GROUP JPLC ~~SNACK~~ADR ~~FOOD~~92857W209 ~~CORP~~34 ~~COM 466032109 26 500 SH X 500 J C PENNY CO INC COM 708160106 158 3,000 SH X 3,000 J P MORGAN CHASE & CO COM 46625H100 146 4,131 SH X 4,131 JOHN WILEY & SONS INC CL A COM 968223206 72~~ 1,~~800~~255 SH X 1,~~800~~255 ~~JOHNSON~~WAL-MART &STORES ~~JOHNSON COM 478160104 5,209 80,138 SH X 80,138 KEYCORP NEW COM 493267108 63 1,888 SH X 1,888 KINDER MORGAN~~ INC COM ~~49455P101~~931142103 50103 ~~600 SH X 600 LAKELAND BANCORP INC COM 511637100 146 9,350 SH X 9,350 LEHMAN BROTHERS HOLDINGS INC COM 524908100 79 800 SH X 800 LEUCADIA NATIONAL CORP COM 527288104 112~~ 2,~~910~~200 SH X 2,~~910~~200 ~~LIBERTY~~WELLS ~~MEDIA~~FARGO ~~CORP~~CAPITAL ~~SER~~VII APFD ~~NEW~~94979B204 ~~COM~~17 ~~530718105~~700 ~~306 29,984~~ SH X ~~29,984~~700 ~~LOEWS~~WRIGHT ~~CORP~~EXPRESS ~~COM 540424108 205 2,650 SH X 2,650 MANULIFE FINACIAL~~ CORP COM ~~56501R106~~98233Q105 ~~335 7~~20,~~000~~055 ~~SH X 7~~661,~~000~~230 ~~MBIA INC COM 55262C100 82,672 1,393,894~~ SH X 1661,~~393,894~~230 ~~MCCLATCHY~~XTO COENERGY ~~CL A COM 579489105 39 600 SH X 600 MCGRAW HILL COMPANIES~~ INC COM ~~580645109~~98385x106 ~~124 2,800 SH X 2,800 MEDTRONIC INC COM 585055106 4,038~~ 77~~,966~~ ~~SH X 77,966 MELLON FINL COM 58551A108 615 21,428 SH X 21,428 MERCK & CO INC COM 589331107 31~~ 1,~~000~~400 SH X 1,~~000~~400 ~~MERRILL~~COLUMN ~~LYNCH~~TOTAL ~~& CO COM 590188108 704 12~~20,~~800~~841 SHGRAND X 12,800 MERRILL LYNCH 7.28% PFD CAP TR V-TR ORIG PFD 59021K205 27 1,000 SH X 1,000 MICROSOFT CORP COM 594918104 3,000 120,760 SH X 120,760 MOODYS CORP COM 615369105 78,898 1,754,852 SH X 1,754,852 NATIONAL CITY CORP COM 635405103 152 4,452 SH X 4,452 NEUSTAR INC CL A COM 64126X201 23,706 926,000 SH X 926,000 COLUMN TOTAL ~~315~~399,~~534~~450

Item 6: Investment Discretion -------------------- (b) Shared- Item 8: Item 4: As Voting Authority Item 2: Fair Item 5: Defined Item 7: (Shares) Title Item 3: Market Shares of in (c) Managers --------------------- Item 1: of CUSIP Value Principal (a) Instr. Shared- See (a) (b) (c) Name of Issuer Class Number (x $1,000) Amount Sole V Other Instr. V Sole Shared None ------------------------------------ ------- --------- ---------- -------------- ---- ------- ------- -------- --------- ------ ---- NEW PLAN EXCEL REALTY TRUST INC COM 648053106 292 10,758 SH X 10,758 NEW YORK TIMES CO-CL A COM 650111107 131 4,200 SH X 4,200 NORTH FORK BANCORP INC DEL COM 659424105 169 6,000 SH X 6,000 OCCULOGIX INC COM 67461T107 42 5,000 SH X 5,000 OFFICE DEPOT INC COM 676220106 51 2,250 SH X 2,250 PARKER HANNIFIN CORP COM 701094104 87 1,400 SH X 1,400 PEPSICO INC COM 713448108 1,373 25,452 SH X 25,452 PERNOD RICARD COM 468232004 40 250 SH X 250 PFIZER INC COM 717081103 2,145 77,768 SH X 77,768 PLUM CREEK TIMBER CO INC COM 729251108 22 600 SH X 600 PRAXAIR INC COM 74005P104 47 1,000 SH X 1,000 PROCTER & GAMBLE CO COM 742718109 602 11,410 SH X 11,410 PRUDENTIAL FINANCIAL COM 744320102 66 1,000 SH X 1,000 R R DONNELLEY & SONS CO COM 257867101 59 1,700 SH X 1,700 RICHEMONT (CIE FIN)-UTS A COM 715111902 84 2,500 SH X 2,500 ROCKWELL COLLINS INC COM 774341101 24 500 SH X 500 ROYAL DUTCH PETROLEUM CO NY REGISTRY (DG) COM 780257804 310 4,776 SH X 4,776 SANOFI SYNTHELABO SA SPONSORED ADR 80105N105 20 500 SH X 500 SBC COMMUNICATIONS INC COM 78387G103 45 1,883 SH X 1,883 SCHERING PLOUGH CORP COM 806605101 545 28,600 SH X 28,600 SCHLUMBERGER LTD COM 806857108 73 960 SH X 960 SIGMA-ALDRICH CORP COM 826552101 86,461 1,542,840 SH X 1,542,840 SIMON PROPERTY GROUP INC COM 828806109 173 2,382 SH X 2,382 SLM CORPORATION COM 78442P106 146,893 2,891,595 SH X 2,891,595 SOVEREIGN BANCORP INC COM 845905108 147 6,577 SH X 6,577 STANDARD & POORS DEPOSITARY RECEIPTS (SP) COM 78462F103 256 2,145 SH X 2,145 STATE STREET CORP COM 857477103 560 11,600 SH X 11,600 STRYKER CORP COM 863667101 33 700 SH X 700 SUN BANCORP INC-N.J. COM 86663B102 158 7,656 SH X 7,656 SUNTRUST BKS COM 867914103 217 3,000 SH X 3,000 SVB FINL GROUP COM 78486Q101 153,032 3,194,815 SH X 3,194,815 SYSCO CORP COM 871829107 2,828 78,150 SH X 78,150 TARGET CORP COM 87612E106 155 2,850 SH X 2,850 TELEGRAAF HOLDINGS MIJ-CVA COM 506291905 77 3,500 SH X 3,500 TEPPCO PARTNERS COM 872384102 207 5,000 SH X 5,000 TEVA PHARM. INDS LTD ADR 881624209 134 4,300 SH X 4,300 TOYS R US COM 892335100 53 2,000 SH X 2,000 TRANSOCEAN INC COM G90078109 81 1,500 SH X 1,500 COLUMN TOTAL 397,692

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