8-K 1 y09884ae8vk.txt FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 10, 2005 --------------------------- Citigroup Global Markets Holdings Inc. ------------------------------------------------------ (Exact name of registrant as specified in its charter) New York 1-15286 11-2418067 --------------- ----------- ------------------- (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 388 Greenwich Street, New York, New York 10013 --------------------------------------------------- (Address of principal executive offices) (Zip Code) (212) 816-6000 ---------------------------------------------------- (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Citigroup Global Markets Holdings Inc. Current Report on Form 8-K Item 8.01 Other Events. On June 10, 2005, Citigroup Inc., the parent company of Citigroup Global Markets Holdings Inc., issued a press release announcing that it has agreed to a settlement in the Enron class action litigation Newby, et al. v. Enron Corp., et al., currently pending in the United States District Court for the Southern District of Texas, Houston Division. A copy of the above-referenced press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety. Item 9.01 Financial Statements and Exhibits. (c) Exhibits Exhibit Number -------------- 99.1 Press Release, dated June 10, 2005, issued by Citigroup Inc. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: June 10, 2005 CITIGROUP GLOBAL MARKETS HOLDINGS INC. By: /s/ John R. Dye -------------------------------- Name: John R. Dye Title: Assistant Secretary EXHIBIT INDEX Exhibit Number -------------- 99.1 Press Release, dated June 10, 2005, issued by Citigroup Inc.

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) June 2, 2005

Citigroup Global Markets Holdings Inc.

(Exact name of registrant as specified in its charter)

New York		1-15286		11-2418067
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

388 Greenwich Street, New York, New York		10013
(Address of principal executive offices)		(Zip Code)

(212) 816-6000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨ Written communications pursuant to Rule 425 under the Securities Act

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

Current Report on Form 8-K

Item 9.01. Financial Statements and Exhibits.

Exhibits:
Exhibit No.		Description
1.01		Terms Agreement, dated May 26, 2005, between the Company and Citigroup Global Markets Inc., as the underwriter, relating to the offer and sale of the Company’s Enhanced Income StrategySM Principal-Protected Notes with Income and Appreciation Potential Linked to the 2005-4 Dynamic Portfolio IndexSM due November 29, 2010.
4.01		Form of Note for the Company’s Enhanced Income StrategySM Principal-Protected Notes with Income and Appreciation Potential Linked to the 2005-4 Dynamic Portfolio IndexSM due November 29, 2010.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: June 2, 2005	CITIGROUP GLOBAL MARKETS HOLDINGS INC.
	By:	/s/ GEOFFREY S. RICHARDS
	Name:	Geoffrey S. Richards
	Title:	Vice President

Filing Compare · Citigroup Global Markets Holdings Inc.