13F-HR 1 y83453e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tupelo Capital Management, L.L.C. Address: 12 East 49th Street New York, New York 10017 Form 13F File Number: 028-04729 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that the required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: LuLu C. Wang Title: Principal Phone: 212-755-3700 Signature, Place and Date of Signing: /s/ LULU C. WANG New York, New York February 12, 2003 [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ________________ Tupelo Capital Services, L.L.C. [Repeat as necessary.] Form 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 0 --------------------------- Form 13F Information Table Entry Total: 77 --------------------------- Form 13F Information Table Value Total: $118,020,168 --------------------------- (thousands) CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THE PUBLIC FORM 13F REPORT AND FILED SEPARATELY WITH THE COMMISSION. List of Other Included Managers: Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are not entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- [Repeat as necessary.] FORM 13F REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C. PERIOD ENDED: DECEMBER 31, 2002

Item ~~Item~~6: Item ~~Item~~7: Item ~~Item~~8: Item ~~Item~~ 1: Item 2: Item 3: Item 4: Item 5: ~~6: 7: 8:~~ Investment ~~Voting Name Title SEDOL/ Fair SHARES~~ Discretion Voting Authority ~~of of CUSIP Market PRN SH PUT/ (b) Shared (c)Shared (b) Shared (c) Issuer Class Number Value Amount PRN CALL (a) Sole As Defined Other Manager (a) Sole As Defined None~~ -------------------- --------------------- ------------------------~~-------------------------------------------------------------------~~ 3M(b) CO(b) ~~COM~~Title ~~88579Y101~~SEDOL/ ~~$1,935,472~~Fair ~~17,600~~SHARES Shared (c) Shared of CUSIP Market PRN SH xPUT/ 1(a) ~~17,600~~As ~~ABERCR-~~Shared ~~OMBIE~~As &(c) ~~FITCH~~Name ~~CO-CL~~of AIssuer ~~COM~~Class ~~002896207~~Number ~~$680,582~~Value ~~34,600~~Amount SHPRN xCALL 1Sole ~~34,600~~Defined ~~ALBERTO-~~Other ~~CULVER~~Manager ~~CO-CL~~(a) BSole Defined None 3M CO COM ~~013068101~~88579Y101 $1,~~407~~294,~~161~~650 2810,~~700~~500 SH x 1 2810,~~700~~500 ~~AMAZON.~~ABBOTT ~~COM~~LABORATORIES ~~INC~~ COM ~~023135106~~002824100 $~~839~~1,~~511~~224,000 5230,~~700~~600 SH x 1 5230,~~700~~600 ~~AMBAC~~AC ~~FINANCIAL~~MOORE ~~GROUP~~ARTS & CRAFTS INC COM ~~023139108~~00086T103 $1658,~~228,692~~378 2251,800 SH x 1 2251,800 ~~APEX~~AMAZON.COM ~~SILVER~~INC ~~MINES LTD~~ COM ~~2121556~~023135106 $1859,~~066,450~~495 7745,~~000~~500 SH x 1 7745,~~000~~500 ~~APEX~~AMGEN ~~SILVER~~INC ~~MINES-~~COM ~~WTS~~031162100 ~~WTS 2559436~~ $502,~~554~~871,396 ~~361~~59,~~100~~400 SH x 1 ~~361~~59,~~100~~400 APPLIED ~~MATERI-~~MATERIALS ~~ALS~~ INC COM 038222105 $~~682~~1,~~605~~398,119 59107,~~100~~300 SH x 1 59107,~~100~~300 BAKER HUGHES INC COM 057224107 $1,~~390~~393,~~537~~827 4743,~~900~~300 SH x 1 4743,~~900~~300 BANK ONE CORP COM 06423A103 $1,~~649~~224,~~340~~425 4433,~~100~~500 SH x 1 4433,~~100~~500 BEAR STEARNS COMPANIES INC COM 073902108 $1,~~584~~568,~~840~~160 2826,~~100~~400 SH x 1 2826,~~100~~400 ~~BED~~BEST ~~BATH~~BUY &CO ~~BEYOND~~ INC COM ~~075896100~~086516101 $1,~~136~~422,~~693~~435 3458,900 SH x 1 3458,900 BIOTECH HOLDRs TRUST COM 09067D201 $4,~~603~~134,~~890~~984 5948,~~100~~900 SH x 1 5948,~~100~~900 BJ SERVICES CO COM 055482103 $12,~~292~~125,~~200~~998 4965,~~700~~800 SH x 1 4965,~~700~~800 CATHAY PACIFIC AIRWAYS COM 6179755 $1,~~905~~487,~~813~~138 1,~~409~~089,000 SH x 1 1,~~409~~089,000 CHICO'S FAS INC COM 168615102 $1,~~483~~596,~~083~~004 9384,~~100~~400 SH x 1 9384,~~100~~400 CISCO SYSTEMS INC COM 17275R102 $~~449~~1,~~592~~568,070 42119,~~900~~700 SH x 1 42119,~~900~~700 CITIGROUP INC COM 172967101 $2,297,907 65,300 SH x 1 65,~~467~~300 CLEAR CHANNEL COMMUNICATIONS COM 184502102 $1,~~675~~898,061 4950,~~500~~900 SH x 1 4950,~~500~~900 COACH INC COM 189754104 $1,~~379~~688,~~840~~796 5351,~~900~~300 SH x 1 5351,~~900~~300 COLGATE- PALMOLIVE CO COM 194162103 $1466,~~753,375~~627 328,~~500~~900 SH x 1 328,~~500~~900 DELL COMPUTER CORP COM 247025109 $1,~~335~~922,~~368~~606 5671,~~800~~900 SH x 1 5671,~~800~~900 ~~EBAY~~DU ~~INC~~PONT (E.I.) DE NEMOURS COM ~~278642103~~263534109 $~~992~~1,~~828~~649,360 1838,~~800~~900 SH x 1 1838,~~800~~900 ~~ELECTRONIC~~EBAY ~~ARTS~~ INC COM ~~285512109~~278642103 $1,~~022~~763,~~380~~320 1526,~~500~~000 SH x 1 1526,~~500~~000 ENTERCOM ~~COMMUNI-~~COMMUNICATIONS ~~CATIONS~~ CORP COM 293639100 $1,~~657~~515,~~950~~516 3532,~~000~~300 SH x 1 3532,~~000~~300 ESPRIT HOLDINGS LTD COM 6321642 $3,~~633~~496,~~040~~803 2,~~376~~073,~~400~~900 SH x 1 2,~~376~~073,~~400~~900 ~~GAP~~GENENTECH INC~~/THE~~ COM ~~364760108~~368710406 $~~304~~1,~~885~~412,616 42,600 SH x 1 42,600 GENERAL DYNAMICS CORP COM 369550108 $2,254,108 28,~~100~~400 SH x 1 28,~~100~~400 ~~GENENTECH~~GOLDMAN SACHS GROUP INC COM ~~368710406~~38141G104 $1,~~425~~934,~~931~~040 4328,~~700~~400 SH x 1 4328,~~700~~400 HUTCHISON WHAMPOA LTD COM 6448068 $1,~~765~~080,~~648~~573 ~~304~~172,690 SH x 1 ~~304~~172,690 HYDRIL COMPANY COM 448774109 $12,~~714~~041,~~232~~162 6886,~~900~~600 SH x 1 6886,~~900~~600 INFOSYS ~~TECHNOLO~~TECHNOLOGIES- ~~GIES-~~ SP ADR ADR 456788108 $674,635 9,700 SH x 1 9,~~560~~700 INTEL CORP COM 458140100 $1,~~960~~339,020 2886,~~800~~000 SH x 1 2886,~~800~~000 ~~INTERNA-~~INTERNATIONAL ~~TIONAL~~ PAPER CO COM 460146103 $1,~~492~~951,~~533~~326 4455,~~700~~800 SH x 1 4455,~~700~~800 JETBLUE AIRWAYS CORP COM 477143101 $4522,~~033~~450 ~~100~~19,350 SH x 1 ~~100~~19,350 JOHNSON ELECTRIC HLDGS COM 6281939 $32,~~060~~224,~~000~~393 32,~~060~~029,000 SH x 1 32,~~060~~029,000 KLA-TENCOR CORPORATION COM 482480100 $~~569,976 20,400 SH x~~ 1 20,~~400 KOHLS CORP COM 500255104 $1~~878,~~611,465~~147 2653,~~500~~100 SH x 1 2653,~~500~~100

FORM 13F REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C. PERIOD ENDED: DECEMBER 31, 2002

Item ~~Item~~6: Item ~~Item~~7: Item ~~Item~~8: Item ~~Item~~ 1: Item 2: Item 3: Item 4: Item 5: 6:Investment 7:Discretion 8:Voting ~~Investment~~Authority ~~Voting~~-------------------- ~~Name~~--------------------- ------------------------ (b) (b) Title SEDOL/ Fair SHARES ~~Discretion~~Shared ~~Authority~~(c) ofShared of CUSIP Market PRN SH PUT/ (ba) ~~Shared~~As ~~(c)~~Shared ~~(b)~~As ~~Shared~~ (c) Name of Issuer Class Number Value Amount PRN CALL ~~(a)~~ Sole As Defined Other Manager (a) Sole As Defined None ~~------------------------------------------------------------------------------------------------------------------------------------~~KOHLS ~~KOOKMIN~~CORP ~~BANK~~ COM ~~6419365~~500255104 $21,~~128~~292,~~102~~445 5823,~~300~~100 SH x 1 5823,~~300~~100 L-3 ~~COMMUNI-~~COMMUNICATIONS ~~CATIONS~~ HOLDINGS COM 502424104 $21,~~081~~473,~~650~~048 3932,~~500~~800 SH x 1 3932,~~500~~800 LEHMAN BROTHERS HOLDINGS INC COM 524908100 $1,~~123~~300,~~245~~276 2224,~~900~~400 SH x 1 2224,~~900~~400 LENNAR CORP COM 526057104 $1,~~517~~233,~~216~~240 2723,~~200~~900 SH x 1 2723,~~200~~900 LI & FUNG LTD COM 6286257 $1,~~760~~622,~~408~~068 1,~~855~~709,600 SH x 1 1,~~855~~709,600 ~~LOCKHEED MARTIN CORP COM 539830109 $2,101,775 32,500 SH x 1 32,500~~ MANPOWER INC COM 56418H100 $1,~~188~~786,~~270~~400 4056,~~500~~000 SH x 1 4056,~~500~~000 ~~MATTEL~~MERRILL LYNCH & CO INC COM ~~577081102~~590188108 $~~498~~1,~~877~~836,780 2748,~~700~~400 SH x 1 2748,~~700~~400 MICROCHIP TECHNOLOGY INC COM 595017104 $1991,~~050,108~~448 5140,~~350~~550 SH x 1 5140,~~350~~550 MICROSOFT CORP COM 594918104 $1,~~360~~954,~~314~~260 3137,~~100~~800 SH x 1 3137,~~100~~800 ~~MOTOROLA~~NABORS ~~INC~~INDUSTRIES LTD COM ~~620076109~~2963372 $12,~~557~~191,~~540~~889 ~~153~~62,~~000~~146 SH x 1 ~~153~~62,~~000~~146 ~~NABORS~~NETSCREEN ~~INDUSTRIES~~TECHNOLOGIES ~~LTD~~INC COM ~~2963372~~64117V107 $12,~~688~~204,~~132~~356 51130,~~546~~900 SH x 1 51130,~~546~~900 ~~NETSCREEN~~NETWORK ~~TECHNOLOGIES~~APPLIANCE INC COM ~~64117V107~~64120L104 $1,~~017~~118,~~730~~000 93111,800 SH x 1 93111,800 NEUBERGER BERMAN INC COM 641234109 $12,~~560~~304,~~405~~112 5768,~~900~~800 SH x 1 5768,~~900~~800 NIKKO CORDIAL CORP COM 6640284 $31,~~375~~674,~~312~~017 ~~709~~496,800 SH x 1 ~~709~~496,800 NOKIA CORP- SPON ADR ADR 654902204 $~~935~~2,~~450~~135,900 70137,~~600~~800 SH x 1 70137,~~600~~800 NTT DOCOMO INC ~~ADR~~COM 6129277 $1,~~720~~080,~~822~~400 9959,~~700~~200 SH x 1 9959,~~700~~200 ~~NUCOR CORP COM 670346105 $492,700 13,000 SH x 1 13,000~~ OCULAR SCIENCES INC COM 675744106 $2425,~~609,312~~248 ~~111~~27,~~700~~400 SH x 1 ~~111~~27,~~700~~400 OMI CORP - NEW COM 2256469 $~~237~~150,~~002~~015 7236,~~700~~500 SH x 1 7236,~~700~~500 OMNICOM GROUP COM 681919106 $1,~~252~~233,~~800~~860 2219,~~500~~100 SH x 1 2219,~~500~~100 PEOPLESOFT INC COM 712713106 $~~677~~1,~~876~~786,080 5497,~~800~~600 SH x 1 5497,~~800~~600 PFIZER INC COM 717081103 $21,~~510~~907,~~230~~568 8662,~~500~~400 SH x 1 8662,~~500~~400 PRAXAIR INC COM 74005P104 $21,~~080~~917,~~177~~964 4033,~~700~~200 SH x 1 4033,~~700~~200 PRINCIPAL FINANCIAL GROUP COM 74251V102 $1,~~840~~780,~~454~~683 7059,~~300~~100 SH x 1 7059,~~300~~100 ~~QUEST~~QUALCOMM ~~DIAGNOSTICS~~INC COM ~~74834L100~~747525103 $1,~~759~~175,~~758~~397 2832,~~600~~300 SH x 1 2832,~~600~~300 ~~RADIAN~~REDIFF.COM ~~GROUP~~INDIA ~~INC~~LIMITED-ADR ~~COM~~ADR ~~750236101~~757479100 $1377,~~309,666~~568 40331,~~100~~200 SH x 1 40331,~~100~~200 ~~REDIFF.COM~~RESEARCH ~~INDIA~~IN ~~LIMITED-~~MOTION ~~ADR~~COM ~~ADR~~760975102 ~~757479100~~ $~~134~~384,~~739~~416 ~~344~~29,~~600~~300 SH x 1 ~~344~~29,~~600~~300 ROBERT HALF INTL INC COM 770323103 $~~698~~1,~~280~~093,869 4467,~~000~~900 SH x 1 4467,~~000~~900 SAMSUNG ELECTRONICS CO LTD COM 6771720 $34,~~260~~335,~~284~~893 1316,390 SH x 1 1316,390 ~~SENSIENT~~SEAGATE ~~TECHNOLOGIES~~TECHNOLOGY COM 2166245 $767,195 71,500 SH x 1 71,500 SYMANTEC CORP COM ~~81725T100~~871503108 $1,~~489~~721,~~665~~675 7042,500 SH x 1 7042,500 ~~STANLEY~~TEXAS ~~WORKS/~~INSTRUMENTS ~~THE~~INC COM ~~854616109~~882508104 $~~199~~1,~~287~~600,066 6106,~~100~~600 SH x 1 6106,~~100~~600 ~~SYMANTEC~~TEXWINCA ~~CORP~~HOLDINGS LTD. COM ~~871503108~~6039558 $1,~~526~~494,~~802~~093 452,~~400~~009,000 SH x 1 452,~~400~~009,000 ~~TAIWAN~~THE ~~SEMICOND-~~WALT ~~UCTOR-~~DISNEY SPCO. ~~ADR~~COM ~~ADR~~254687106 ~~874039100~~ $~~760~~820,~~984~~393 ~~119~~50,~~840~~300 SH x 1 ~~119~~50,~~840~~300 ~~TEXAS~~TIFFANY ~~INST-~~& ~~RUMENTS~~CO ~~INC~~COM 886547108 $602,532 25,200 SH x 1 25,200 TYCO INTERNATIONAL LTD COM ~~882508104~~902124106 $~~862~~2,~~568~~053,016 58120,~~400~~200 HSH x 1 58120,~~400~~200

FORM 13F REPORTING MANAGER: TUPELO CAPITAL MANAGEMENT, L.L.C. PERIOD ENDED: DECEMBER 31, 2002

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