13F-HR 1 y62559e13fvhr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2002 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: H.A. Schupf & Co., LLC Address: 590 Madison Avenue New York, NY 10020 Form 13F File Number: 28-10124 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: H. Axel Schupf Title: Managing Member Phone: (212) 294-6500 Signature, Place, and Date of Signing: /s/H. Axel Schupf New York, New York July 29, 2002 -------------------------------- [Signature] [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 0 Form 13F Information Table Entry Total: 245 Form 13F Information Table Value Total: $1,169,558 ---------- (thousands)

List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manger filing this report NONE [If there are no entries in this list, state "NONE" and omit the column headings and list entries] FORM 13F Page 1 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 61: Item 42: ~~Investment~~ Item 73: Item 24: ~~Fair:~~ Item 5: ~~Discretion~~Item ~~Managers~~6: ~~Title~~ Item 37: ~~Market~~Item ~~Shares~~8: Name of ~~(b)~~Issuer ~~Shared~~Title ~~(c)~~CUSIP ~~See~~Fair ~~Item~~Shares 8:Investment ~~Item~~Discretion 1:Managers Voting Authority of ~~CUSIP~~Number Market of ---------------------------- See (Shares) Class Value Principal (a) AsSole ~~Defined~~(b) ~~Shared-~~(c) Instr. ~~Voting~~V ~~Authority~~---------------------- (~~Shares)~~x ~~Name~~Amount ofShared- ~~Issuer~~Shared- ~~Class~~(a) ~~Number~~(b) (xc) $1,000) ~~Amount~~As Other Sole Shared None Defined in Instr. V ~~Other V (a) Sole (b) Shared (c) None~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Abbott~~3M ~~Labs~~COMPANY COM ~~002824100~~88579Y101 ~~348~~80 ~~6,240~~650 SH X ~~6,240~~650 ~~Actuate~~ABBOTT ~~Corporation~~LABORATORIES COM ~~00508B102~~002824100 11271 27,~~000~~200 SH X 27,~~000~~200 ~~Advo~~ADC ~~Sys~~TELECOMMUNICATION ~~Inc.~~ COM ~~007585102~~000886101 ~~371~~68 829,~~623~~000 SH X 829,~~623~~000 ~~Agilent~~ADVO ~~Technologies~~SYSTEMS ~~Inc.~~ COM ~~00846U101~~007585102 ~~178~~318 68,~~239~~623 SH X 68,~~239~~623 ~~Air~~ALCON ~~Products~~INC ~~& Chemicals Inc.~~ COM ~~009158106~~H01301102 ~~553~~53,916 111,~~784~~716,660 SH X 111,~~784~~716,660 ~~Alcoa~~ALLSTATE ~~Inc.~~CORP COM ~~013817101~~020002101 2855 ~~800 SH X 800 Allegheny Energy Inc. COM 017361106 123 3~~1,~~400~~483 SH X 31,~~400~~483 ~~Altera~~AMBAC ~~Corp.~~INC COM ~~021441100~~023139108 5954,156 2827,~~800~~090 SH X 2827,~~800~~090 ~~Ambac~~AMER ~~Financial~~INTERNATIONAL ~~Group~~G ~~Inc.~~ COM ~~023139108~~026874107 3813,~~966~~989 ~~673~~216,~~455~~452 SH X ~~673~~216,~~455~~452 ~~American~~AMERADA ~~Express~~HESS ~~Co.~~CORP COM ~~025816109~~023551104 ~~5,543~~16 ~~155,315~~199 SH X ~~155,315~~199 ~~American~~AMERICAN ~~Home~~EXPRESS ~~Products~~CO ~~Corp.~~ COM ~~026609107~~025816109 1,~~154~~179 1833,~~800~~295 SH X 1833,~~800~~295 ~~American~~AMGEN ~~Intl Group Inc~~INC. COM ~~026874107~~031162100 ~~10,651~~180 ~~134~~4,~~148~~300 SH X ~~134~~4,~~148~~300 ~~American~~ANDREW ~~Power~~CORP ~~Conversion Corp.~~ COM ~~029066107~~034425108 2130 12,~~425~~000 SH X 12,~~425~~000 ~~Amgen~~ANDRX ~~Inc.~~CORP DEL COM ~~031162100~~034553107 6713 ~~1,186~~500 SH X ~~1,186~~500 ~~Andrew~~ANHEUSER-BUSCH ~~Corp~~COS INC. COM ~~034425108~~035229103 ~~468~~497 2110,~~400~~010 SH X 2110,~~400~~010 ~~Andrx~~AOL ~~Corp~~TIME ~~Del~~WARNER COM ~~034553107~~00184A105 ~~141~~ 2,~~000~~905 206,944 SH X 2206,~~000~~944 ~~Anheuser~~ARAMARK ~~Busch~~CORP ~~Cos~~CL ~~Inc.~~B COM ~~035229103~~038521100 ~~368~~48,742 82,~~150~~121,585 SH X 82,~~150~~121,585 ~~AOL~~ARBITRON ~~Time~~INC. ~~Warner~~ COM ~~00184A105~~03875Q108 248,~~080~~588 641,~~798~~576,268 SH X 641,~~798~~576,268 ~~Applied~~AUTOMATIC ~~Matls~~DATA ~~Inc.~~PROCE COM ~~038222105~~053015103 735,354 1128,~~817~~470 SH X 1128,~~817~~470 ~~Arbitron~~AVENTIS ~~Inc.~~ COM ~~03875Q108~~053561106 ~~29,579~~21 ~~866,153~~300 SH X ~~866,153~~300 ~~Argonaut~~AVERY ~~Technologies~~DENNISON ~~Inc.~~CORP COM ~~040175101~~053611109 1,321 ~~281~~22,045 SH X ~~281~~22,045 ~~Ariba~~BAA ~~Inc.~~PLC-SPONSORED ~~COM~~ADR ~~04033V104~~05518L206 564 ~~800~~7,000 SH X ~~800~~7,000 ~~Asyst~~BANK ~~Technologies~~OF ~~Inc.~~AMER CORP COM ~~04648X107~~060505104 3,734 ~~200~~54,000 SH X ~~200~~54,000 ~~AT&T~~BANK ~~Wireless~~OF NEW YORK CO COM ~~00209A106~~064057102 1,~~261~~739 8754,~~722~~070 SH X 8754,~~722~~070 ~~Automatic~~BANK ~~Data~~ONE ~~Processing~~CORP COM ~~053015103~~06423A103 ~~6,987~~96 ~~118~~2,~~620~~500 SH X ~~118~~2,~~620~~500 ~~Aventis~~BANKATLANTIC BANCORP COM ~~053561106~~065908501 219 ~~300~~700 SH X ~~300~~700 ~~Avery~~BARR ~~Dennison~~LABORATORIES ~~Corp.~~INC COM ~~053611109~~068306109 95 1,~~303~~500 ~~23,045~~ SH X 231,~~045~~500 ~~Avici~~BAXTER ~~Systems~~INTERNATIONAL ~~Inc.~~ COM ~~05367L109~~071813109 248,498 ~~787~~1,147,940 SH X ~~787~~1,147,940 ~~BAA~~BEA ~~PLC-Sponsored~~SYSTEMS ~~ADR~~INC ~~05518L206~~COM 56073325102 72,~~000~~315 299,905 SH X 7299,~~000~~905 ~~Bank~~BED ~~Amer~~BATH ~~Corp.~~& bEYOND IN COM ~~060505104~~075896100 ~~3,945~~15 ~~62,662~~400 SH X ~~62,662~~400 ~~Bank~~BELLSOUTH ~~New~~CORP ~~York Inc.~~ COM ~~064057102~~079860102 ~~3,359~~258 828,~~325~~180 SH X 828,~~325~~180 ~~Bank~~BERKSHIRE ~~One~~HATHAWAY ~~Corp.~~I CL A COM ~~06423A103~~084670108 98668 ~~2,500~~10 SH X ~~2,500~~10 ~~Barr~~BERKSHIRE ~~Laboratories~~HATHAWAY ~~Inc.~~I ~~COM~~CL ~~068306109~~B ~~119~~COM 084670207 1,~~500~~749 780 SH X ~~1,500~~780 ~~Becton~~BGE ~~Dickinson~~CAPITAL &TRUST ~~Co.~~1 ~~COM~~PFD ~~075887109~~055415202 ~~796~~20 ~~24,000~~800 SH X ~~24,000~~800 ~~Bellsouth~~BLACKROCK ~~Corp~~NY INV QU COM ~~079860102~~09247E103 ~~105~~29 2,~~760~~000 SH X 2,~~760~~000 COLUMN TOTAL ~~108~~290,~~738~~988

FORM 13F Page 2 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 61: Item 42: ~~Investment~~ Item 73: Item 24: ~~Fair:~~ Item 5: ~~Discretion~~Item ~~Managers~~6: ~~Title~~ Item 37: ~~Market~~Item ~~Shares~~8: Name of ~~(b)~~Issuer ~~Shared~~Title ~~(c)~~CUSIP ~~See~~Fair ~~Item~~Shares 8:Investment ~~Item~~Discretion 1:Managers Voting Authority of ~~CUSIP~~Number Market of ---------------------------- See (Shares) Class Value Principal (a) AsSole ~~Defined~~(b) ~~Shared-~~(c) Instr. ~~Voting~~V ~~Authority~~---------------------- (~~Shares)~~x ~~Name~~Amount ofShared- ~~Issuer~~Shared- ~~Class~~(a) ~~Number~~(b) (xc) $1,000) ~~Amount~~As Other Sole Shared None Defined in Instr. V ~~Other V (a) Sole (b) Shared (c) None~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Berkshire~~BLACKROCK ~~Hathaway~~NORTH ~~Inc.~~AMER ~~Del CI A~~ COM ~~084670108~~092475102 ~~731~~21 101,900 SH X ~~10 Berkshire Hathaway Inc. Del CI B COM 084670207~~ 1,~~639~~900 ~~649~~BOEING SHCO ~~X 649 Blyth Inc.~~ COM ~~09643P108~~097023105 23 ~~1,000~~500 SH X ~~1,000~~500 ~~Boston~~BOSTON ~~Scientific~~SCIENTIFIC ~~Corp.~~CO COM 101137107 5089,~~853~~638 23,~~108~~184,~~315~~940 SH X 23,~~108~~184,~~315~~940 BP ~~Amoco~~AMOCO P L C ~~ADR~~COM 055622104 ~~228~~528 410,~~892~~888 SH X 410,~~892~~888 ~~Bristol~~BRISTOL ~~Myers~~MYERS ~~Squibb~~SQUIBB COM 110122108 ~~5,980~~253 ~~117~~9,~~258~~851 SH X ~~117~~9,~~258~~851 ~~Broadcom~~CAMBRIDGE ~~Corp.~~BANCORP COM ~~111320107~~132152109 20277 ~~500~~2,900 SH X ~~500~~2,900 ~~Cabot~~CAMPBELL ~~Corp.~~SOUP CO COM ~~127055101~~134429109 9248 ~~265~~10,000 SH X ~~265~~10,000 ~~Cabot~~CAPITAL ~~Microelectronics~~ONE ~~Corp.~~FINANCIA ~~COM~~PFD ~~12709O103~~14040H105 6,988 74114,500 SH X 74114,500 ~~Calpine~~CATALINA ~~Corp.~~MARKETING CORP COM ~~131347106~~148867104 3234 ~~200~~8,300 SH X ~~200~~8,300 ~~Cambridge~~CERIDIAN ~~Bancorp~~CORP COM ~~132152109~~156779100 ~~258~~48,411 2,~~900~~691,145 SH X 2,~~900~~691,145 ~~Campbell~~CHARLES ~~Soup~~RIVER ~~Co.~~LABORA COM ~~134429109~~159864107 ~~308~~68,095 102,~~300~~015,085 SH X 102,~~300~~015,085 ~~Canadian~~CHARTER ~~Pac~~COMM RYINC ~~Ltd.~~DEL COM ~~13645T100~~16117M107 34 ~~150~~1,000 SH X ~~150~~1,000 ~~Capital~~CHEVRONTEXACO ~~One~~CORP. ~~Financial~~COM ~~Corp~~166764100 49 550 SH X 550 CISCO SYSTEMS INC COM ~~14040H105~~17275R102 ~~6,166~~713 ~~114~~51,~~300~~010 SH X ~~114~~51,~~300~~010 ~~Catalina~~CITIGROUP ~~Marketing~~INC ~~Corp.~~ COM ~~148867104~~172967101 ~~496~~11,003 14295,~~300~~076 SH X 14295,~~300~~076 ~~Cendant~~CITIZENS ~~Corp.~~COMMUNICATI COM ~~151313103~~17453B101 ~~392~~2 ~~20,000~~202 SH X ~~20,000~~202 ~~Ceridian~~CITRIX ~~Corp.~~SYSTEMS INC COM ~~156779100~~177376100 ~~34,069~~5 ~~1,817,025~~750 SH X ~~1,817,025~~750 ~~Charles~~CLEAR ~~Riv~~CHANNEL ~~Laboratories~~COMMUN COM ~~159864107~~184502102 366 200 SH X 200 COCA-COLA CO COM 191216100 4,~~694~~339 181,~~096,000~~186 SH X 181,~~096,000~~186 ~~Charter~~COLGATE ~~Communications~~PALMOLIVE ~~Inc.~~CO COM ~~16117M107~~194162103 252,~~063~~209 143,~~525,470~~800 SH X 143,~~525,470~~800 ~~Chevron~~COLONIAL ~~Texaco~~BANCGROUP ~~Corp.~~INC COM ~~166764100~~195493309 1849 ~~200~~3,268 SH X ~~200~~3,268 ~~Cigna~~COLONIAL ~~Corp.~~HIGH ~~COM~~INCOME ~~125509109~~PFD 7195743406 75300 12 SH X 7512 ~~Cintas~~COMCAST ~~Corp.~~CORP CL A-SP COM ~~172908105~~200300200 50226 19,~~050~~500 SH X 19,~~050~~500 ~~Cisco~~CONNECTICUT ~~Sys~~WATER ~~Inc.~~SE COM ~~17275R102~~207797101 ~~495~~6 ~~27,325~~200 SH X ~~27,325~~200 ~~Citigroup~~COPYTELE ~~Inc.~~INC COM ~~172967101~~217721109 9~~,660~~ ~~191~~23,~~356~~000 SH X ~~191~~23,~~356~~000 ~~Coach~~COSTCO ~~Inc.~~WHOLESALE COR COM ~~189754104~~22160K105 2347 398,995 SH X 398,995 ~~Coca~~COVENTRY ~~Cola~~HEALTH ~~Co.~~CARE COM ~~191216100~~222862104 ~~3,980~~201 848,~~410~~325 SH X 848,~~410~~325 ~~Colgate~~COX ~~Palmolive~~COMMUNCATIONS ~~Co.~~I COM ~~194162103~~224044107 ~~1,542~~672 2624,~~700~~389 SH X 2624,~~700~~389 ~~Colonial~~CROMPTON ~~Bancgroup~~CORP ~~Inc~~ COM ~~195493309~~227116100 4635 32,~~268~~772 SH X 32,~~268~~772 ~~Comcast~~CSX ~~Corp~~CORP ClW/RTS ~~A SPL~~ COM ~~200300200~~126408103 ~~4,574~~210 ~~127~~6,~~050~~000 SH X ~~127~~6,~~050~~000 ~~Connecticut~~CULLEN ~~Water~~FROST ~~Service~~BANKERS ~~Inc~~ COM ~~207797101~~229899109 6461 ~~200~~13,600 SH X ~~200~~13,600 ~~Conoco~~CUNO COM ~~208251504~~126583103 40271 17,~~400~~500 SH X 17,~~400~~500 ~~Contifinancial~~CVS ~~Corp~~CORP COM ~~21075V107~~126650100 ~~572~~78 92,~~532,001~~536 SH X 92,~~532,001~~536 ~~Copytele~~DAIMLERCHRYSLER ~~Inc~~A.G. COM ~~217721109~~D1668R123 107 23144 SH X 144 DELL COMPUTER CORP COM 247025109 50 1,~~000~~900 SH X 231,~~000~~900 ~~Corning~~DEVRY ~~Inc~~INC-DEL COM ~~219350105~~251893103 2047,932 2,~~200~~119,245 SH X 2,~~200~~119,245 ~~Costco~~DOUBLECLICK ~~Whsl Corp~~ COM ~~22160K105~~258609304 ~~1,083~~73 2410,~~400~~000 SH X 2410,~~400~~000 COLUMN TOTAL ~~185~~283,~~046~~973

FORM 13F Page 3 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 61: Item 42: ~~Investment~~ Item 73: Item 24: ~~Fair:~~ Item 5: ~~Discretion~~Item ~~Managers~~6: ~~Title~~ Item 37: ~~Market~~Item ~~Shares~~8: Name of ~~(b)~~Issuer ~~Shared~~Title ~~(c)~~CUSIP ~~See~~Fair ~~Item~~Shares 8:Investment ~~Item~~Discretion 1:Managers Voting Authority of ~~CUSIP~~Number Market of ---------------------------- See (Shares) Class Value Principal (a) AsSole ~~Defined~~(b) ~~Shared-~~(c) Instr. ~~Voting~~V ~~Authority~~---------------------- (~~Shares)~~x ~~Name~~Amount ofShared- ~~Issuer~~Shared- ~~Class~~(a) ~~Number~~(b) (xc) $1,000) ~~Amount~~As Other Sole Shared None Defined in Instr. V ~~Other V (a) Sole (b) Shared (c) None~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Cousins~~DPL ~~PPTYS~~INC ~~Inc~~ COM ~~222795106~~233293109 2471 12,~~000~~700 SH X 12,~~000~~700 ~~Cox~~DST ~~Communications~~SYSTEMS ~~Inc~~INC ~~New Cl A~~ COM ~~224044107~~233326107 ~~761~~57 181,~~167~~244 SH X 181,~~167~~244 ~~CSG~~DUKE ~~Sys~~CAP ~~Intl~~FINANCING ~~Inc~~PFD ~~COM~~264393208 ~~126349109~~32 ~~182 4~~1,500 SH X 41,500 ~~Cullen~~DURATEK ~~Frost~~INC ~~Bankers Inc~~ COM ~~229899109~~26658Q102 ~~420~~21 133,~~600~~000 SH X 133,~~600~~000 ~~Cuno~~ECHOSTAR ~~Inc~~COMMUNICATI COM ~~126583103~~278762109 ~~229~~37 72,~~500~~000 SH X 72,~~500~~000 ~~CVS~~ELI ~~Corp~~LILLY & CO COM ~~126650100~~532457108 82364 26,~~786~~448 SH X 26,~~786~~448 ~~Cygnus~~EMC ~~Inc~~Corp-Mass COM ~~232560102~~268648102 613 1,~~200~~700 SH X 1,~~200~~700 ~~Daimler~~EMERSON ~~Chrysler~~ELECTRIC ~~A.G.~~CO COM ~~2307389~~291011104 13278 ~~300~~5,200 SH X ~~300~~5,200 ~~Datascope~~ESTEE ~~Corp~~LAUDER COMPANI COM ~~238113104~~518439104 770 ~~200~~2,000 SH X ~~200~~2,000 ~~Dell~~EVEREST ~~Computer~~RE ~~Corp~~GROUP LTD COM ~~247025109~~G3223R108 7647,112 2890,~~800~~610 SH X 2890,~~800~~610 ~~Dendrite~~EXELON ~~Intl~~CORP ~~Inc~~ COM ~~248239105~~30161N101 ~~15,078~~94 1,~~074,725~~800 SH X 1,~~074,725~~800 ~~Devry~~EXXON ~~Inc~~MOBIL CORP COM ~~251893103~~30231G102 406,~~772~~406 1167,~~433,100~~514 SH X 1167,~~433,100~~514 ~~Disney~~FASTENAL ~~Walt~~CO ~~Prodtns~~ COM ~~254687106~~311900104 ~~765~~395 3610,~~900~~000 SH X 3610,~~900~~000 RFEDERAL RHOME ~~Donnelley~~LOAN &MO ~~Sons Co~~ COM ~~257867101~~313400301 686,977 2117,~~300~~853 SH X 2117,~~300~~853 ~~Doubleclick~~FEDERAL ~~Inc~~NATL MTG ASSN COM ~~258609304~~313586109 ~~454~~550 407,~~000~~620 SH X 407,~~000~~620 ~~Dow~~FEDERATED ~~Jones~~INVESTORS ~~& Co Inc~~ COM ~~260561105~~314211103 5674 ~~100~~19,500 SH X ~~100~~19,500 ~~DST~~FERRO ~~Systems~~CORP-W/RTS ~~Inc~~ COM ~~233326107~~315405100 62181 16,~~244~~000 SH X 16,~~244~~000 ~~Duke~~FIRST ~~Energy~~CITIZENS ~~Corp~~BANCS COM ~~264399106~~31946M103 5121 ~~1,300~~191 SH X ~~1,300~~191 ~~Dyax~~FIRST ~~Corporation~~DATA CORP COM ~~26746E103~~319963104 ~~180~~1,031 1629,~~380~~624 SH X 1629,~~380~~624 EFISERV IINC ~~Du Pont De Nemours & Co~~ COM ~~263534109~~337738108 ~~135~~220 36,~~175~~500 SH X 36,~~175~~500 EFLEETBOSTON MFINL CCORP ~~Corp Mass~~ COM ~~268648102~~339030108 ~~235~~210 176,500 SH X 176,500 ElFLEXTRONICS ~~Paso~~INTER ~~Corp~~ COM ~~28336L109~~Y2573F102 ~~685~~67 159,~~355~~338 SH X 159,~~355~~338 ~~Emerson~~FRANKLIN ~~Electric~~RESOURCES CoI COM ~~291011104~~354613101 ~~377~~192 64,~~600~~500 SH X 64,~~600~~500 ~~EMI~~GALLAGHER ~~Group~~ARTHUR ~~PLC~~J & COM ~~268694205~~363576109 1126 ~~1,000~~750 SH X ~~1,000~~750 ~~Estee~~GANNETT ~~Lauder~~CO INC COM ~~518439104~~364730101 ~~330~~691 109,~~300~~100 SH X 109,~~300~~100 ~~Everest~~GARTNER ReGROUP ~~Group~~INC ~~Ltd~~NE COM ~~2556868~~366651206 ~~177,277~~ 2~~,507,450~~ 260 SH X ~~2,507,450~~260 ~~Exelon~~GENENTECH ~~Corp~~INC COM ~~30161N101~~368710406 ~~112~~29 2880 SH X 880 GENERAL DYNAMICS COR COM 369550108 532 5,~~335~~000 SH X 25,~~335~~000 ~~Exxon~~GENERAL ~~Mobil~~ELECTRIC ~~Corp~~CO COM ~~30231G102~~369604103 102,~~258~~418 ~~261~~86,~~010~~549 SH X ~~261~~86,~~010~~549 ~~Fannie~~GENESIS ~~Mae~~ENERGY LP COM ~~313586109~~371927104 ~~116~~101 132,~~455~~000 SH X 132,~~455~~000 ~~Federal~~GENL ~~Home~~AMERICAN LnINVEST ~~Mtg Corp~~ COM ~~313400301~~368802104 ~~6,431~~44 981,~~340~~600 SH X 981,~~340~~600 ~~Federal~~GERON ~~Natl~~CORP ~~Mtg Assn~~ COM ~~313586109~~374163103 ~~318~~5 41,000 SH X 41,000 ~~First~~GILEAD ~~Citizens~~SCIENCES ~~Bancshares~~INC ~~Inc~~ COM ~~31946M103~~375558103 19769 ~~191~~26,944 SH X ~~191~~26,944 ~~First~~GILLETTE ~~Data~~CO ~~Corp~~ COM ~~319963104~~375766102 12,~~193~~038 1562,~~212~~368 SH X 1562,~~212~~368 ~~First~~GLAXO ~~Union~~SMITHKLINE ~~Corp~~ADR -37733W10 ~~Restricted~~56 ~~COM~~ 1,~~260~~300 ~~36,610~~ SH X 361,~~610~~300 ~~FleetBoston~~GOLDEN ~~Finl~~WEST ~~Corp~~FINL CORP COM ~~339030108~~381317106 ~~106~~34 ~~2,906~~500 SH X ~~2,906~~500 ~~Flextronics~~GOLDMAN ~~Intl~~SACHS ~~Ltd~~GROUP INC COM ~~2353058~~38141G104 24323 14,~~000~~400 SH X 14,~~000~~400 ~~Foundry~~GUIDANT ~~Networks~~CORP ~~Inc~~ COM ~~35063R100~~401698105 2669 32,~~169~~288 SH X 32,~~169~~288 ~~Franklin~~H&R ~~Resources~~BLOCK ~~Inc~~INC COM ~~354613101~~093671105 ~~247~~340 7,~~000~~200 SH X 7,~~000~~200 COLUMN TOTAL ~~258~~72,~~395~~550

FORM 13F Page 4 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 61: Item 42: ~~Investment~~ Item 73: Item 24: ~~Fair:~~ Item 5: ~~Discretion~~Item ~~Managers~~6: ~~Title~~ Item 37: ~~Market~~Item ~~Shares~~8: Name of ~~(b)~~Issuer ~~Shared~~Title ~~(c)~~CUSIP ~~See~~Fair ~~Item~~Shares 8:Investment ~~Item~~Discretion 1:Managers Voting Authority of ~~CUSIP~~Number Market of ---------------------------- See (Shares) Class Value Principal (a) AsSole ~~Defined~~(b) ~~Shared-~~(c) Instr. ~~Voting~~V ~~Authority~~---------------------- (~~Shares)~~x ~~Name~~Amount ofShared- ~~Issuer~~Shared- ~~Class~~(a) ~~Number~~(b) (xc) $1,000) ~~Amount~~As Other Sole Shared None Defined in Instr. V ~~Other V (a) Sole (b) Shared (c) None~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Gallagher~~H ~~Arthur~~ J. &HEINZ CoCO COM ~~363576109~~423074103 3521 ~~1,000~~500 SH X ~~1,000~~500 ~~Gannett~~HARLEY CoDAVIDSON ~~Inc~~INC COM ~~364730101~~412822108 ~~538~~63 81,~~000~~236 SH X 81,~~000~~236 ~~Gap~~HARMONIC ~~Inc~~LIGHTWAVES COM ~~364760108~~413160102 497 32,~~500~~000 SH X 32,~~500~~000 ~~Gartner~~HARTE-HANKS ~~Inc~~COMMUNIC COM ~~366651206~~416196103 344,397 ~~260~~2,188,865 SH X ~~260~~2,188,865 ~~Gemstar-TV~~HARTFORD ~~Guide~~FINANCIAL ~~Intl~~S ~~Inc~~ COM ~~36866W10~~416515104 ~~771~~30 ~~27,842~~500 SH X ~~27,842~~500 ~~Genentech~~HARTFORD ~~Inc~~LIFE ~~COM~~CAPITAL ~~368710406~~PFD ~~109~~416590206 225 1,000 SH X 21,000 ~~General~~HEALTH ~~Electric~~NET CoINC COM ~~369604103~~42222G108 ~~3,903~~35 971,~~388~~300 SH X 971,~~388~~300 ~~Genesis~~HEWLETT ~~Energy~~PACKARD LCO ~~P Unit L P Int~~ COM ~~371927104~~428236103 ~~125~~377 3224,~~000~~758 SH X 3224,~~000~~758 ~~Genzyme~~HILLMAN ~~Corp~~GROUP -PFD ~~General~~43162L206 ~~Division~~10 418 SH X 418 HOME DEPOT INC COM ~~372917104~~437076102 ~~144~~558 215,~~400~~192 SH X 215,~~400~~192 ~~Geron~~HOUSEHOLD ~~Corp~~INTERNATIO COM ~~374163103~~441815107 965 1,~~000~~300 SH X 1,~~000~~300 ~~Gillette~~I CoB M COM ~~375766102~~459200101 12,~~607~~688 4838,~~118~~169 SH X 4838,~~118~~169 ~~GlaxoSmithKline~~IMS ~~PLC~~HEALTH ~~ADR~~INC ~~37733W10~~COM ~~480~~449934108 ~~9,629~~4 200 SH X ~~9,629~~200 ~~Golden~~INTEL ~~West~~CORP ~~Finl Corp~~ COM ~~381317106~~458140100 ~~118~~8,955 2490,~~000~~615 SH X 2490,~~000~~615 ~~Goldman~~INTERNATIONAL ~~Sachs~~RECTIF ~~Group Inc~~ COM ~~38141G104~~460254105 ~~2,249~~9 ~~24,250~~300 SH X ~~24,250~~300 ~~Grainger~~INTERPUBLIC WGROUP WOF ~~Inc~~ COM ~~384802104~~460690100 ~~130~~35 21,~~700~~400 SH X 21,~~700~~400 ~~Guidant~~INVITATIONAL ~~Corp~~PARTNER COM ~~401698105~~M9758489 ~~114~~2,697 2,~~288~~697,252 SH X 2,~~288~~697,252 ~~Harley~~ISIS ~~Davidson~~PHARMACEUTICALS ~~Inc~~ COM ~~412822108~~464330109 ~~176~~4 ~~3,236~~400 SH X ~~3,236~~400 ~~Harte-Hanks~~J ~~Communications~~P ~~Inc~~MORGAN CHASE & C COM ~~416196103~~46625H100 ~~48,013~~339 110,~~704,386~~732 SH X 110,~~704,386~~732 ~~Hartford~~JABIL ~~Finl~~CIRCUIT ~~Svcs~~INC ~~Group Inc~~ COM ~~416515104~~466313103 6 ~~100~~300 SH X ~~100~~300 ~~Hearx~~JEFFERSON ~~Ltd~~PILOT CORP COM ~~422360305~~475070108 4376 58,000 SH X 58,000 ~~Hewlett~~JOHN ~~Packard~~WILEY Co& ~~COM~~SONS ~~428236103~~IN ~~1,183~~CL ~~57,588~~A ~~SH X 57,588 Home Depot Inc~~ COM ~~437076102~~968223206 ~~7,052~~996 ~~138~~43,~~249~~720 SH X ~~138~~43,~~249~~720 ~~Honeywell~~JOHN ~~Intl~~WILEY ~~Inc~~& SONS IN CL B COM ~~438516106~~968223305 8134 21,~~408~~420 SH X 21,~~408~~420 ~~Hudson~~JOHNSON ~~United~~& ~~Bancorp~~JOHNSON COM ~~444165104~~478160104 169,784 ~~550~~190,540 SH X ~~550~~190,540 ~~Hutchinson~~JONES ~~Whampoa~~LANG ~~Ltd~~LASALLE COM ~~448415208~~48020Q107 1199 ~~220~~4,000 SH X ~~220~~4,000 ~~Imagistics~~JUPITER ~~Intl~~NETWORKS ~~Inc~~ COM ~~45247T104~~48203R104 53 ~~409~~500 SH X ~~409~~500 ~~Information~~KIMBERLY ~~Hldgs~~CLARK ~~Inc~~CORP COM ~~456727106~~494368103 25273 ~~900~~4,624 SH X ~~900~~4,624 ~~Intel~~KOHLS ~~Corp~~CORP COM ~~458140100~~500255104 ~~5,515~~154 ~~175~~2,~~356~~200 SH X ~~175~~2,~~356~~200 ~~International~~LASER ~~Business~~TECHNOLOGY ~~Machines~~INC COM ~~459200101~~518074208 ~~6,169~~3 505,~~999~~000 SH X 505,~~999~~000 ~~International~~LEE ~~Specialty~~ENTERPRISES ~~Prods~~ COM ~~460337108~~523768109 63332 710,000 SH X 710,000 I2LEHMAN ~~Technologies~~BROTHERS ~~Inc~~HOLD COM ~~465754108~~524908100 1193 1,~~400~~480 SH X 1,~~400~~480 ~~Imclone~~LIBERTY ~~Systems~~MEDIA ~~Inc~~CORP COM ~~45245W10~~530718105 916,023 ~~200~~1,807,314 SH X ~~200~~1,807,314 ~~Immunex~~LINCOLN ~~Corp~~NATIONAL ~~COM~~PFD ~~452528102~~53417P209 3625 1,~~300~~000 SH X 1,~~300~~000 ~~Interpublic~~LOCKHEED ~~Group~~MARTIN ofCORP ~~Cos Inc~~ COM ~~460690100~~539830109 5667 ~~1,900~~970 SH X ~~1,900~~970 ~~Interwoven~~LOEWS ~~Inc~~CORP COM ~~46114T102~~540424108 12979 118,~~254~~482 SH X 118,~~254~~482 ~~Isis~~LOWES ~~Pharmaceuticals~~CO ~~Inc~~INC COM ~~464330109~~548661107 923 ~~400~~500 SH X ~~400~~500 ~~Jabil~~MARSH ~~Circuit~~& ~~Inc~~MCLENNAN COS COM ~~466313103~~571748102 7422 ~~300~~9,600 SH X ~~300~~9,600 ~~JDS~~MATTEL ~~Uniphase~~INC-W/RTS ~~Corp~~ COM ~~46612J101~~577081102 7730 ~~800~~36,000 SH X ~~800~~36,000 ~~Jefferson~~MBIA ~~Pilot~~INC ~~Corp~~COM 55262C100 71,468 1,320,247 SH X 1,320,247 MBNA CORP COM ~~475070108~~55262L100 ~~870~~69,329 182,~~800~~171,277 SH X 182,~~800~~171,277 COLUMN TOTAL 79231,~~720~~528

FORM 13F Page 5 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 61: Item 42: ~~Investment~~ Item 73: Item 24: ~~Fair:~~ Item 5: ~~Discretion~~Item ~~Managers~~6: ~~Title~~ Item 37: ~~Market~~Item ~~Shares~~8: Name of ~~(b)~~Issuer ~~Shared~~Title ~~(c)~~CUSIP ~~See~~Fair ~~Item~~Shares 8:Investment ~~Item~~Discretion 1:Managers Voting Authority of ~~CUSIP~~Number Market of ---------------------------- See (Shares) Class Value Principal (a) AsSole ~~Defined~~(b) ~~Shared-~~(c) Instr. ~~Voting~~V ~~Authority~~---------------------- (~~Shares)~~x ~~Name~~Amount ofShared- ~~Issuer~~Shared- ~~Class~~(a) ~~Number~~(b) (xc) $1,000) ~~Amount~~As Other Sole Shared None Defined in Instr. V ~~Other V (a) Sole (b) Shared (c) None~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~John~~MCDONALDS ~~Hancock~~CORP ~~Growth~~- &W/RTS ~~Income~~ COM ~~41013P202~~580135101 1117 ~~586~~600 SH X ~~586~~600 ~~Johnson~~MCGRAW &HILL ~~Johnson~~INC-W/RT COM ~~478160104~~580645109 ~~2,746~~66 461,~~456~~100 SH X 461,~~456~~100 ~~Journal~~MEDIMMUNE ~~Register~~INC Co COM ~~481138105~~584699102 13913 ~~636~~36,820 SH X ~~636~~36,820 JMEDTRONIC PINC ~~Morgan Chase & Co~~ COM ~~46625H100~~585055106 137,402 ~~370~~192,260 SH X ~~370~~192,260 ~~Juniper~~MELLON ~~Networks~~FINL CORP COM ~~48203R104~~58551A108 81,601 ~~400~~56,223 SH X ~~400~~56,223 ~~Kaneb~~MERCK ~~Pipe~~& ~~Line~~CO ~~Partners~~INC ~~L PSR Pref Unit~~ COM ~~484169107~~589331107 412,303 150,~~000~~153 SH X 150,~~000~~153 ~~Kimberly~~MERRILL ~~Clark~~LYNCH ~~Corp~~& CO I COM ~~494368103~~590188108 ~~277~~856 422,~~624~~800 SH X 422,~~624~~800 ~~Kinder~~MERRILL ~~Morgan~~LYNCH ~~Egy~~PFD ~~Ptns~~59021K205 L25 P1,000 UtSH ~~Ltd~~X Pt1,000 ~~Int~~MGIC INVT CORP COM ~~494550106~~552848103 8300 ~~200~~5,000 SH X ~~200~~5,000 ~~King~~MICROSOFT ~~Pharmaceuticals~~CORP ~~Inc~~ COM ~~495582108~~594918104 2224,605 ~~533~~460,921 SH X ~~533~~460,921 ~~Kohls~~MOODYS ~~Corp~~CORP COM ~~500255104~~615369105 ~~585~~60,980 81,248,300 SH X 81,248,300 ~~Krispy~~MORGAN ~~Kreme~~STANLEY ~~Doughnuts Inc~~ COM ~~501014104~~617446448 9257 ~~200~~5,968 SH X ~~200~~5,968 ~~Kroger~~MOTOROLA CoINC COM ~~501044101~~620076109 4244 23,~~000~~013 SH X 23,~~000~~013 ~~Lam~~MYLAN ~~Research~~LABORATORIES ~~Corp~~I COM ~~512807108~~628530107 531 ~~200~~1,000 SH X ~~200~~1,000 ~~Lee~~NAB ~~Enterprises~~EXCHANGEABLE ~~Inc~~PFD ~~COM~~628714206 ~~523768109~~25 ~~364 10~~1,000 SH X 101,000 ~~Lehman~~NABORS ~~Brothers~~INDUSTRIES ~~Hldgs Inc~~ COM ~~524908100~~629568106 ~~139~~53 21,~~080~~500 SH X 21,~~080~~500 ~~Liberty~~NET2PHONE ~~Media~~INC ~~Corp Series A~~ COM ~~530718105~~64108N106 ~~29,344~~4 21,~~095,986~~000 SH X 21,~~095,986~~000 ~~Lilly~~NEW ~~Eli~~PLAN &EXCEL CoREALT COM ~~532457108~~648053106 ~~810~~213 10,~~308~~246 SH X 10,~~308~~246 ~~Linear~~NEW ~~Technology~~YORK ~~Corp~~TIMES CO-CL COM ~~535678106~~650111107 ~~125~~245 34,~~200~~755 SH X 34,~~200~~755 ~~Loews~~NOKIA ~~Corp~~CORP-SPONSO COM ~~540424108~~654902204 ~~971~~77 175,~~532~~300 SH X 175,~~532~~300 ~~Lucent~~NORTHERN ~~Technologies~~TRUST ~~Inc~~CORP COM ~~549463107~~665859104 191,911 347,~~000~~415 SH X 347,~~000~~415 ~~Luminex~~NSTAR ~~Corp Del~~ COM ~~55027E102~~67019E107 2522 1,500 SH X 1,500 ~~Luminex~~NUVEEN ~~Corp~~N ~~Restricted~~Y DIVIDEND COM 5267066X107 44 3,~~060~~000 SH X 3,~~060~~000 ~~Marsh~~OFFICE ~~McLennan~~DEPOT INC COM ~~571748102~~676220106 ~~20,916~~38 ~~194~~2,~~655~~250 SH X ~~194~~2,~~655~~250 ~~Mattel~~OMNICOM ~~Inc~~GROUP INC COM ~~577081102~~681919106 ~~516~~4,948 30103,~~000~~016 SH X 30103,~~000~~016 ~~MBIA~~ORACLE ~~Inc~~SYSTEMS CORP COM ~~55262C100~~68389X105 ~~46,331~~130 ~~863~~13,~~897~~700 SH X ~~863~~13,~~897~~700 ~~MBNA~~PAYCHEX ~~Corp.~~INC COM ~~55262L100~~704326107 ~~62,033~~17 ~~1,762,299~~555 SH X ~~1,762,299~~555 ~~MCData~~PEPSICO ~~Corp~~INC COM ~~580031102~~713448108 181,467 ~~700~~32,643 SH X ~~700~~32,643 ~~McDonalds~~PFIZER ~~Corp~~INC COM ~~580135101~~717081103 ~~222~~10,519 8314,~~400~~545 SH X 8314,~~400~~545 ~~McGraw~~PHARMACIA ~~Hill~~CORP ~~Inc~~ COM ~~580645109~~71713U102 676 ~~1,100~~149 SH X ~~1,100~~149 ~~McKesson~~PHILIP ~~Corp~~MORRIS COMPS. COM ~~58155Q103~~718154107 ~~505~~440 1310,~~513~~028 SH X 1310,~~513~~028 ~~Medimmune~~PHILLIPS ~~Inc~~PETROLEUM C COM ~~584699102~~718507106 9471 21,~~025~~200 SH X 21,~~025~~200 ~~Medtronic~~PITNEY ~~Inc~~BOWES INC-W/R COM ~~585055106~~724479100 ~~5,091~~127 993,~~405~~200 SH X 993,~~405~~200 ~~Medtronic~~PRICE ~~Inc~~COMMUNICATIONS ~~(Restricted)~~ COM ~~1,257~~741437305 2463 3,~~552~~937 SH X 243,~~552~~937 ~~Mellon~~PROCTER ~~Finl~~& ~~Corp~~GAMBLE CO COM ~~58551A108~~742718106 ~~837~~138 221,~~236~~544 SH X 221,~~236~~544 ~~Merck~~R &R CoDONNELLEY ~~Inc~~& SONS COM ~~589331107~~257867101 ~~3,139~~47 531,~~660~~700 SH X 531,~~660~~700 ~~Merrill~~RAMBUS ~~Lynch~~INC-DEL ~~& Co Inc~~ COM ~~590188108~~750917106 ~~1,152~~2 ~~22,100~~400 SH X ~~22,100~~400 ~~Micron~~RAYTHEON ~~Technology~~CO ~~Inc~~ COM ~~595112103~~755111507 614 ~~200~~350 SH X ~~200~~350 COLUMN TOTAL ~~177~~120,~~813~~021

FORM 13F Page 6 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 61: Item 42: ~~Investment~~ Item 73: Item 24: ~~Fair:~~ Item 5: ~~Discretion~~Item ~~Managers~~6: ~~Title~~ Item 37: ~~Market~~Item ~~Shares~~8: Name of ~~(b)~~Issuer ~~Shared~~Title ~~(c)~~CUSIP ~~See~~Fair ~~Item~~Shares 8:Investment ~~Item~~Discretion 1:Managers Voting Authority of ~~CUSIP~~Number Market of ---------------------------- See (Shares) Class Value Principal (a) AsSole ~~Defined~~(b) ~~Shared-~~(c) Instr. ~~Voting~~V ~~Authority~~---------------------- (~~Shares)~~x ~~Name~~Amount ofShared- ~~Issuer~~Shared- ~~Class~~(a) ~~Number~~(b) (xc) $1,000) ~~Amount~~As Other Sole Shared None Defined in Instr. V ~~Other V (a) Sole (b) Shared (c) None~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Microsoft~~ROBERT ~~Corp~~HALF INTERNAT COM ~~594918104~~770323103 ~~32,918~~47 ~~496~~2,~~869~~000 SH X ~~496~~2,~~869~~000 ~~Minnesota~~ROSLYN ~~Mining~~BANCORP &INC ~~Mfg Co~~ COM ~~604059105~~778162107 ~~173~~130 15,~~460~~964 SH X 15,~~460~~964 ~~Mirant~~ROYAL ~~Corp~~DUTCH PETRO COM ~~604675108~~780257804 27391 17,~~709~~076 SH X 17,~~709~~076 ~~Molex~~SAFEWAY ~~Inc~~INC COM ~~608554101~~786514208 458 ~~125~~2,000 SH X ~~125~~2,000 ~~Molex~~SBC ~~Inc~~COMMUNICATIONS ClI A COM ~~60554200~~78387G103 ~~23,725~~328 ~~877~~10,~~073~~764 SH X ~~877~~10,~~073~~764 ~~Mony~~SCHERING ~~Group~~PLOUGH ~~Inc~~CORP COM ~~615337102~~806605101 ~~131~~411 317,~~800~~894 SH X 317,~~800~~894 ~~Moodys~~SCHLUMBERGER ~~Corp~~LTD COM ~~615369105~~806857108 ~~42,293~~33 ~~1,061,050~~700 SH X ~~1,061,050~~700 ~~Morgan~~SELIGMAN ~~Stanley~~COMMUNICA ~~Dean~~COM ~~Witter~~816333405 8 470 SH X 470 SERVICEMASTER CO COM ~~617446448~~81760N109 8445 13,~~504~~281 SH X 13,~~504~~281 ~~Motorola~~SIGMA-ALDRICH ~~Inc~~CORP COM ~~620076109~~826552101 ~~117~~55,803 71,~~800~~184,856 SH X 71,~~800~~184,856 ~~Mutual~~SILICON ~~Risk~~VALLEY ~~Mgmt~~BANCS ~~Ltd~~ COM ~~628351108~~827064106 3082,~~933~~770 43,~~237~~212,~~440~~305 SH X 43,~~237~~212,~~440~~305 ~~Mylan~~SIMON ~~Laboratories~~PROPERTY ~~Inc~~GROUP CL A COM ~~628530107~~828806406 3813 ~~1,000~~140 SH X ~~1,000~~140 ~~Nasdaq~~SMUCKER ~~100~~J ~~Shares~~M CO COM ~~631100104~~832696306 5833 975 SH X 975 SOLECTRON CORP COM 834182107 6 1,~~500~~000 SH X 1,~~500~~000 ~~Network~~SOTHEBY'S ~~Applicance~~HOLDINGS ~~Inc~~IN COM ~~64120L104~~835898107 43 200 SH X 200 ~~New~~SOUTHERN ~~York~~CO ~~Times~~COM Co842587107 -81 Cl2,950 ASH X 2,950 SOUTHTRUST CORP COM ~~650111107~~844730101 ~~282~~34 61,~~526~~300 SH X 61,~~526~~300 ~~Nokia~~STANDARD ~~Corp~~& ~~COM~~POORS ~~654902204~~DEP ~~157~~COM 78462F103 6~~,395~~ 60 SH X ~~6,395~~60 ~~Norsk~~STATE ~~Hydro~~STREET ACORP ~~S Adr~~ COM ~~656531605~~857477103 ~~202~~853 419,800 SH X 419,800 ~~Nortel~~STILWILL ~~Networks~~FINANCIAL ~~Corp~~I COM ~~656568102~~860831106 773 14,000 SH X 14,000 ~~Northern~~SUN TrMICROSYSTEMS ~~Corp~~INC COM ~~665859104~~866810104 ~~4,977~~55 8211,~~650~~000 SH X 8211,~~650~~000 ~~NTT~~SYCAMORE ~~Docomo~~NETWORKS ~~Inc~~IN COM ~~62942M201~~871206108 153 ~~250~~700 SH X ~~250~~700 ~~Nuveen~~SYSCO NCORP ~~Y Select Quality~~ COM ~~670976109~~871829107 242,364 191,~~667~~400 SH X 191,~~667~~400 ~~Nuveen~~TARGET ~~New~~CORP ~~York Quality Income~~ COM ~~670986108~~87612E106 14168 14,~~000~~400 SH X 14,~~000~~400 ~~Nuveen~~TEVA ~~New~~PHARMACEUTIC ~~York Investment Quality~~ COM ~~67062X101~~881624209 24134 12,~~667~~000 SH X 12,~~667~~000 ~~Office~~TEXAS ~~Depot~~INSTRUMENTS ~~Inc~~IN COM ~~676220106~~882508104 42261 211,~~250~~230 SH X 211,~~250~~230 ~~OMI~~THERMO ~~Corp~~ELECTRON CORP COM ~~2256496~~883556102 8 2~~,100~~ 130 SH X ~~2,100~~130 ~~Omnicom~~TOYS ~~Group~~R ~~Inc~~US COM ~~681919106~~892335100 ~~9,179~~35 ~~102~~2,~~731~~000 SH X ~~102~~2,~~731~~000 ~~Open~~TRANSACTION JtSYSTEMS ~~STK Co-Vimpel~~ COM ~~68370R109~~893416107 2635 13,000 SH X 13,000 ~~Oracle~~TRIARC ~~Corp~~COMPANIES INC COM ~~68389X105~~895927101 ~~322~~215 237,~~300~~800 SH X 237,~~300~~800 ~~Park~~UNITED ~~Place~~PARCEL ~~Entertainment~~SVC ~~Corp~~IN COM ~~700690100~~911312106 92,533 140,~~000~~550 SH X 140,~~000~~550 ~~Paychex~~UNITED ~~Inc~~TECHNOLOGIES COM ~~704326107~~913017109 15210 ~~425~~3,100 SH X ~~425~~3,100 ~~Pepsico~~UNITEDHEALTH ~~Inc~~GROUP COM ~~713448108~~91324P102 1,~~394~~331 2814,~~628~~850 SH X 2814,~~628~~850 ~~Pfizer~~UNIVISION ~~Inc~~COMMUNICAT COM ~~717081103~~914906102 ~~15,598~~126 ~~391~~4,~~430~~000 SH X ~~391~~4,~~430~~000 ~~Pharmacia~~VARIAN ~~Corp~~MEDICAL SYSTE COM ~~71713U102~~92220P105 ~~341~~ 8~~,000~~ 200 SH X ~~8,000~~200 ~~Philip~~VERISIGN ~~Morris~~INC ~~Cos Ins~~ COM ~~718154107~~92343E102 ~~509~~1 ~~11,105~~100 SH X ~~11,105~~100 ~~Phoenix~~VERITAS ~~Companies~~SOFTWARE ~~Inc~~COR COM ~~71902E109~~923436109 91,057 ~~500~~60,646 SH X ~~500~~60,646 ~~Pitney~~VERIZON ~~Bowes~~COMMUNICATIO ~~Inc~~ COM ~~724479100~~92343V104 ~~193~~168 54,~~120~~188 SH X 54,~~120~~188 ~~Plantronics~~VIACOM ~~Inc~~INC-NON VTG COM ~~727493108~~925524308 264 ~~1,000~~100 SH X ~~1,000~~100 COLUMN TOTAL ~~163~~149,~~878~~836

FORM 13F Page 7 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)

Item 61: Item 42: ~~Investment~~ Item 73: Item 24: ~~Fair:~~ Item 5: ~~Discretion~~Item ~~Managers~~6: ~~Title~~ Item 37: ~~Market~~Item ~~Shares~~8: Name of ~~(b)~~Issuer ~~Shared~~Title ~~(c)~~CUSIP ~~See~~Fair ~~Item~~Shares 8:Investment ~~Item~~Discretion 1:Managers Voting Authority of ~~CUSIP~~Number Market of ---------------------------- See (Shares) Class Value Principal (a) AsSole ~~Defined~~(b) ~~Shared-~~(c) Instr. ~~Voting~~V ~~Authority~~---------------------- (~~Shares)~~x ~~Name~~Amount ofShared- ~~Issuer~~Shared- ~~Class~~(a) ~~Number~~(b) (xc) $1,000) ~~Amount~~As Other Sole Shared None Defined in Instr. V ~~Other V (a) Sole (b) Shared (c) None~~ ------------------------------------------------------------------------------------------------------------------------------------ ~~Plug~~VODAFONE ~~PWR~~GROUP ~~Inc~~PL COM ~~72919P103~~92857W100 4214 ~~500 SH X 500 Polo Ralph Lauren Corp Cl A COM 731572103 13 500 SH X 500 Portal Software Inc COM 736126103 14 6~~15,~~696~~250 SH X 615,~~696~~250 ~~Procter~~WACHOVIA &CORP ~~Gamble~~2ND CoNE COM ~~742718106~~929903102 ~~59 750 SH X 750 Proton Energy System Inc COM 74371K101 8~~ 1,~~000~~428 ~~SH X 1~~37,~~000~~410 ~~Putnam Voyager Fund II - Cl B COM 747020204 10 641~~ SH X ~~641 QIAO Xing Universal COM 2390077 3 500 SH X 500 Qualcomm Inc COM 747525103 15 300 SH X 300 Rational Software Corp COM 75409P202 137 7~~37,~~000~~410 SHWALGREEN XCO ~~7,000 Raytheon Co~~ COM ~~755111507~~931422109 97548 314,~~000~~900 SH X 314,~~000~~900 ~~Redback~~WAL-MART ~~Network~~STORES ~~Inc~~INC COM ~~757209101~~931142103 ~~9 2~~11,~~318~~104 ~~SH X 2~~204,~~318~~697 ~~Robert Half International Inc COM 770323103 53 2,000~~ SH X 2204,~~000~~697 ~~Roslyn~~WALT ~~Bancorp~~DISNEY ~~Inc~~CO COM ~~778162107~~254687106 53940 350,~~000~~112 SH X 350,~~000~~112 ~~Royal~~WASHINGTON ~~Dutch~~MUTUAL ~~Petroleum~~IN Co COM ~~780257804~~939322103 ~~645~~308 138,~~150~~309 SH X 138,~~150~~309 ~~Safeway~~WASTE ~~Inc~~MANAGEMANT ~~COM~~INC ~~786514208 42 1,000 SH X 1,000 Sara Lee Corp~~ COM ~~803111103~~94106L109 238 ~~1,053~~300 SH X ~~1,053~~300 ~~SBC~~WELLPOINT ~~Communications~~HEALTH ~~Inc~~NET COM ~~78387G103~~94973H108 ~~273~~16 ~~6,974~~200 SH X ~~6,974~~200 ~~Schering~~WELLS ~~Plough~~FARGO ~~Corp~~& CO-NEW COM ~~806605101~~949746101 32,~~558~~884 9958,~~364~~746 SH X 9958,~~364~~746 ~~Schlumberger~~WHITE ~~Ltd~~MOUNT ~~COM~~INS ~~806857108~~GRP ~~38 700 SH X 700 Servicemaster Co~~ COM ~~81760N109~~G9618E107 ~~118~~1,852 85,~~558~~900 SH X 85,~~558~~900 ~~Siebel~~WIND ~~Systems~~RIVER ~~Inc~~SYSTEMS I COM ~~826170102~~973149107 143 500 SH X 500 ~~Sigma~~WM ~~Aldrich~~WRIGLEY ~~Corp~~JR ~~COM~~CO ~~826552101 35,044 889,225 SH X 889,225 Silicon Vy Bancshares~~ COM ~~827064106~~982526105 ~~62,399~~161 2,~~334,410~~900 SH X 2,~~334,410~~900 ~~Simon~~WYETH ~~Property Group~~ COM ~~828806109~~983024100 45 1,~~540~~035 ~~SH X 1~~22,~~540~~850 ~~Solectron Corp COM 834182107 25 2,220~~ SH X 222,~~220~~850 ~~Southern~~XILINX CoINC COM ~~842587107~~983919101 7154 2,~~800~~400 SH X 2,~~800~~400 ~~Southern~~XL ~~Union~~CAPITAL CoLTD-CL ~~COM 844030106 239 12,689 SH X 12,689 Spanish Broadcasting System Inc Class~~ A COM ~~846425882~~G98255105 9939 ~~10,000~~457 SH X ~~10,000~~457 StYUM ~~Paul~~BRANDS ~~Cos~~INC ~~Inc~~ COM ~~792860108~~988498101 915 ~~200~~500 SH X ~~200~~500 ~~Stanley~~ZILA ~~Wks~~INC COM ~~854616109~~989513205 402 ~~856 SH X 856 Stilwell Finl Inc COM 860831106 229 8~~2,~~400~~000 SH X 82,~~400~~000 ~~Sun~~ZIMMER ~~Microsystems~~HOLDINGS ~~Inc~~INC COM ~~866810104~~98956P102 7151 51,~~800~~424 SH X ~~5,800 Sysco Corp COM 871829107~~ 1,~~733~~424 ~~66,100~~COLUMN SHTOTAL ~~X 66,100 Target Corp COM 87612E106 263 6,400 SH X 6,400 Tellabs Inc COM 879664100 299~~ 20,~~000~~662 SHGRAND ~~X 20,000 Tellium Inc COM 87967E107 5 726 SH X 726 Teppco Partners LP COM 872384102 150 5,000 SH X 5,000 COLUMN~~ TOTAL ~~105~~1,~~907~~169,558

Item 6: Item 4: Investment Item 7: Item 2: Fair: Item 5: Discretion Managers Title Item 3: Market Shares of (b) Shared (c) See Item 8: Item 1: of CUSIP Value Principal (a) As Defined Shared- Instr. Voting Authority (Shares) Name of Issuer Class Number (x $1,000) Amount Sole in Instr. V Other V (a) Sole (b) Shared (c) None ------------------------------------------------------------------------------------------------------------------------------------ Teva Pharmaceutical Inds COM 881624209 123 2,000 SH X 2,000 Texas Instrs Inc COM 882508104 261 9,315 SH X 9,315 Thermo Electron Corp COM 883556102 3 130 SH X 130 Tiffany & Co COM 886547108 557 17,700 SH X 17,700 Transaction Systems Architects Inc - Cl A COM 893416107 37 3,000 SH X 3,000 Transmeta Corp Del COM 89376R109 1 500 SH X 500 Triarc Cos Inc Cl A COM 895927101 190 7,800 SH X 7,800 Triquint Semiconductor Inc COM 89674K103 17 1,350 SH X 1,350 Tyco International Ltd COM 902124106 71 1,200 SH X 1,200 United Health Group Inc COM 91324P102 1,316 18,600 SH X 18,600 United Parcel Svc Inc COM 911312106 3,510 64,400 SH X 64,400 United Technologies Corp COM 913017109 52 800 SH X 800 Univision Communications Inc COM 914906102 170 4,200 SH X 4,200 Unumprovident Corp COM 91529Y106 101 3,800 SH X 3,800 Utstarcom Inc COM 918076100 29 1,000 SH X 1,000 Varian Medical Systems Inc COM 92220P105 7 100 SH X 100 Veritas Software Corp COM 923436109 45 1,000 SH X 1,000 Verizon Communications COM 92343V104 91 1,910 SH X 1,910 Versicor Inc COM 925314106 3 166 SH X 166 Viacom Inc Cl B COM 925524308 4,524 102,480 SH X 102,480 Vodafone Group PLC COM 92857W10 702 27,350 SH X 27,350 Wabtec Corp COM 929740108 2 200 SH X 200 Walmart Stores Inc COM 921142103 1,503 26,115 SH X 26,115 Walgreen Co COM 931422109 199 5,900 SH X 5,900 Washington Mutual Inc COM 939322103 262 8,000 SH X 8,000 Weatherfood International COM 947074100 37 1,000 SH X 1,000 Wellpoint Health Ntwrks COM 94973H108 23 200 SH X 200 Wells Fargo & Co COM 949746101 2,193 50,460 SH X 50,460 Western Wireless Corp - Cl A COM 95988E204 7 250 SH X 250 White Mount Ins Grp Ltd Bermcom COM 2339252 2,053 5,900 SH X 5,900 Wiley John & Sons Inc Cl A COM 968223206 760 33,000 SH X 33,000 Williams Companies Inc COM 969457100 15 600 SH X 600 Wintrust Financial Corp COM 97650W10 8 250 SH X 250 COLUMN TOTAL 18,872

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