13F-HR 1 y51462e13f-hr.txt U.S. TRUST CORPORATION 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 ------------------- Check here if Amendment [ ]; Amendment Number: ---- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: United States Trust Company of New York ----------------------------------------------------------------------- Address: 114 W. 47th St. ----------------------------------------------------------------------- New York, NY ----------------------------------------------------------------------- 10036-1532 ----------------------------------------------------------------------- Form 13F File Number: 28-380 ---- The Institutional Investment Manager filing this report and the person by whom it is signed represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. A. Tricarico ------------------------------------------------------------------------- Title: Vice President and Trust Counsel ------------------------------------------------------------------------- Phone: 212-852-3812 ------------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ J. A. Tricarico New York, NY July 25, 2001 ------------------------------- ------------------------ ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------------------- ----------------------------- [Repeat as necessary.] 2 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 7* - Form 13F Information Table Entry Total: 121 Pages ---------- Form 13F Information Table Value Total: $ 47,794,594 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28 - 389 U.S. Trust Corporation* 02 28 - 1615 U.S. Trust - Florida 03 28 - 2341 U.S. Trust - California 04 28 - 2950 U.S. Trust - Texas 05 28 - 3021 U.S. Trust - North Carolina 06 28 - 3864 U.S. Trust - New Jersey 07 28 - 4052 U.S. Trust - Connecticut *-NOTE: U.S. Trust Corporation ("UST") is a wholly-owned direct subsidiary of ---- The Charles Schwab Corporation ("Schwab"), which is a publicly traded company. Charles Schwab Investment Management, Inc. ("CSIM"), which is a wholly-owned direct subsidiary of Schwab, files a separate report on Form 13F, under File Number 28-3128 (which report also includes certain securities under the management of Symphony Asset Management, Inc. (File Number 28-5764). Neither UST nor CSIM share any power with respect to the voting or disposition of securities reflected in the other's Form 13F. * * * * * * U.S. Trust-Minnesota(f/k/a Resource Companies, Inc.), File No. 28-4932, is now a wholly-owned subsidiary of U.S. Trust Corporation, whose 13F Report is filed by this Reporter(see above). Both U.S. Trust-Minnesota and U.S. Trust Corporation will continue to file separate, independent, reports, until such time that our data-bases are integrated, later this year. 3

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U S TRUST CORP /NY 13F-HR