13F-HR 1 e90289_13f-hr.txt FORM 13F ------------------------------- | OMB APPROVAL | ------------------------------- | OMB Number: 3235-0006 | | Expires: October 31, 2003 | | Estimated average | | burden hours per | | response: ......... 24.60 | ------------------------------- ------------------------------- | SEC USE ONLY | ------------------------------- | | | | | | ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year of Quarter Ended 30th September, 2002. If amended report check here: |_| DnB ASSET MANAGEMENT (US), INC. -------------------------------------------------------------------------------- Name of Institutional Investment Manager 52 Vanderbilt Ave., 12th Fl. New York NY 10017 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) STEFAN L. CARLSSON 212-551-9800 PRESIDENT -------------------------------------------------------------------------------- Name, Phone No., and Title of Person Duly Authorized to Submit This Report. ATTENTION -------------------------------------------------------------------------------- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form and that the submission of any amendment represents that all unamended items, statements and schedules remain true, correct and complete as previously submitted. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of NEW YORK and State of NY on the 5th day of November, 2002. DnB ASSET MANAGEMENT (US), INC. ------------------------------------------ (Name of Institutional Investment Manager) /s/ STEFAN L. CARLSSON ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filled (other than the one filing this report): (List in alphabetical order). 13F File Numbers will be assigned to Institutional Investment Managers after they file their first report. Name: 13F File No.: Name: 13F File No.: -------------------------------------- -------------------------------------- 1. 6. -------------------------------------- -------------------------------------- 2. 7. -------------------------------------- -------------------------------------- 3. 8. -------------------------------------- -------------------------------------- 4. 9. -------------------------------------- -------------------------------------- 5. 10. -------------------------------------- -------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 227 Form 13F Information Table Value Total: 2,666,380,500 DnB Asset Management (US), Inc. FORM 13F Name of Reporting Manager: Stefan L. Carlsson As of 9/30/02

DnB Asset Management (US), Inc. FORM 13F Name of Reporting Manager: Stefan L. Carlsson As of 9/30/02

DnB Asset Management (US), Inc. FORM 13F Name of Reporting Manager: Stefan L. Carlsson As of 9/30/02

DnB Asset Management (US), Inc. FORM 13F Name of Reporting Manager: Stefan L. Carlsson As of 9/30/02

DNB ASSET MANAGEMENT US INC 13F-HR