Kim KiWan 4
4 · SMART Global Holdings, Inc. · Filed Feb 10, 2021
Insider Transaction Report
Form 4
Kim KiWan
Sr. VP, Emerging Mkts & Pres.
Transactions
- Exercise/Conversion
Ordinary Shares
2021-02-08$21.55/sh+12,500$269,375→ 57,685 total - Sale
Ordinary Shares
2021-02-08$42.91/sh−12,500$536,394→ 45,185 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-02-08−12,500→ 37,500 totalExercise: $21.55Exp: 2029-01-22→ Ordinary Shares (12,500 underlying)
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $41.61 to $42.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]The option vested and became exercisable as to 25% on 1/22/2020, and the remaining shares will vest monthly and become exercisable over four years.