4//SEC Filing
Milligan Alice 4
Accession 0000950103-20-019666
CIK 0001015780other
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 5:34 PM ET
Size
7.5 KB
Accession
0000950103-20-019666
Insider Transaction Report
Form 4
Milligan Alice
EVP, Chief Customer Officer
Transactions
- Disposition to Issuer
Common Stock
2020-10-02−68,283→ 0 total - Award
Common Stock
2020-10-02+27,278→ 68,283 total
Footnotes (4)
- [F1]Represents the number of shares of Common Stock received in settlement of performance share units, which vested as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 20, 2020, by and among E*TRADE Financial Corporation, Moon-Eagle Merger Sub, Inc. and Morgan Stanley, as it may be amended from time to time, referred to as the Merger Agreement.
- [F2]Disposed of as a result of the merger pursuant to the Merger Agreement.
- [F3]Includes shares underlying previously reported equity awards.
- [F4]Each share of common stock, including shares underlying previously reported equity awards, was cancelled pursuant to the Merger Agreement in exchange for the right to receive the consideration provided in the Merger Agreement (i.e., 1.0432 fully paid and nonassessable shares of voting common stock, $0.01 par value, of Morgan Stanley for each such share, subject to applicable tax withholding and with cash payable in lieu of any fractional shares).
Documents
Issuer
E TRADE FINANCIAL CORP
CIK 0001015780
Entity typeother
Related Parties
1- filerCIK 0001792568
Filing Metadata
- Form type
- 4
- Filed
- Oct 4, 8:00 PM ET
- Accepted
- Oct 5, 5:34 PM ET
- Size
- 7.5 KB