4//SEC Filing
GOLDBERG BRUCE M 4
Accession 0000950103-19-006698
CIK 0001616533other
Filed
May 21, 8:00 PM ET
Accepted
May 22, 4:26 PM ET
Size
9.0 KB
Accession
0000950103-19-006698
Insider Transaction Report
Form 4
GOLDBERG BRUCE M
See Remarks
Transactions
- Exercise/Conversion
Ordinary Shares
2019-05-20$2.64/sh+2,381$6,286→ 9,115 total - Sale
Ordinary Shares
2019-05-20$18.39/sh−2,381$43,791→ 6,734 total - Exercise/Conversion
Employee Stock Options (right to buy)
2019-05-20−2,381→ 0 totalExercise: $2.64Exp: 2019-08-24→ Ordinary Shares (2,381 underlying)
Footnotes (3)
- [F1]The transactions were effective pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 10/25/2017 and modified on 04/07/2018 and 08/03/2018.
- [F2]The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $18.17 to $18.62. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges.
- [F3]The option vested and became exercisable in full by 08/24/2013.
Documents
Issuer
SMART Global Holdings, Inc.
CIK 0001616533
Entity typeother
Related Parties
1- filerCIK 0001005688
Filing Metadata
- Form type
- 4
- Filed
- May 21, 8:00 PM ET
- Accepted
- May 22, 4:26 PM ET
- Size
- 9.0 KB